AGENCY AGREEMENTAgency Agreement • June 30th, 2021 • Standard Lithium Ltd. • Ontario
Contract Type FiledJune 30th, 2021 Company JurisdictionRoth Canada ULC (“Roth Canada”) and Echelon Wealth Partners Inc. (“Echelon”, together with Roth Canada, the “Co-Lead Agents”) as joint bookrunners and Roth Capital Partners, LLC (“Roth USA”) as exclusive United States placement agent (together with the Co-Lead Agents, the “Agents” and each an “Agent”) each severally, and not jointly nor jointly and severally, understands that Standard Lithium Ltd. (the “Corporation”) proposes to issue an aggregate of 13,650,000 common shares of the Corporation (the “Initial Shares”), at a price of $2.20 per common share (the “Issue Price”), upon and subject to the terms and conditions set forth in this Agency agreement (this “Agreement ”).
AMENDED AND RESTATED AGENCY AGREEMENTAgency Agreement • March 14th, 2021 • Ontario
Contract Type FiledMarch 14th, 2021 JurisdictionCantor Fitzgerald Canada Corporation and Cormark Securities Inc. (collectively, the “Co-Lead Agents”), and Canaccord Genuity Corp. (together with the Co-Lead Agents, the “Agents”) and Heritage Cannabis Holdings Corp. (the “Corporation”) are parties to an agency agreement dated February 25, 2021 (the “Prior Agreement”). The Agents and the Corporation have agreed to amend and restate the Prior Agreement in its entirety, so that the respective duties, rights, and obligations of the parties with respect to each other and to the Offering (as defined herein), shall be governed by this Agreement (as defined herein).
AGENCY AGREEMENTAgency Agreement • March 11th, 2021 • British Columbia
Contract Type FiledMarch 11th, 2021 Jurisdiction
AGENCY AGREEMENTAgency Agreement • October 27th, 2020 • British Columbia
Contract Type FiledOctober 27th, 2020 Jurisdiction
AGENCY AGREEMENTAgency Agreement • August 12th, 2019 • Ontario
Contract Type FiledAugust 12th, 2019 JurisdictionThe undersigned, Desjardins Securities Inc. (the “Lead Agent”), and Canaccord Genuity Corp., PI Financial Corp. and Mackie Research Capital Corporation (together with the Lead Agent, the “Agents”) understand that Rubicon Organics Inc. (the “Corporation”) is contemplating a public offering of up to $8,505,000 of units of the Corporation (the “Initial Units”) at an issue price (the “Issue Price”) of $2.70 per Initial Unit.
AGENCY AGREEMENTAgency Agreement • November 14th, 2017 • British Columbia
Contract Type FiledNovember 14th, 2017 JurisdictionThe undersigned, Canaccord Genuity Corp. (the “Lead Agent”), as lead manager and book-runner, and Beacon Securities Limited, Cormark Securities Inc., Echelon Wealth Partners Inc. and Haywood Securities Inc. (together with the Lead Agent, the “Agents” and each, an “Agent”) understand that iAnthus Capital Holdings, Inc. (the “Corporation”) proposes to issue and sell up to 6,150,000 common shares of the Corporation (the “Offered Shares”) at a price of $1.70 per Offered Share (the “Offering Price”) for aggregate gross proceeds of up to $10,455,000.