AGENCY AGREEMENTAgency Agreement • June 30th, 2021 • Standard Lithium Ltd. • Ontario
Roth Canada ULC (“Roth Canada”) and Echelon Wealth Partners Inc. (“Echelon”, together with Roth Canada, the “Co-Lead Agents”) as joint bookrunners and Roth Capital Partners, LLC (“Roth USA”) as exclusive United States placement agent (together with the Co-Lead Agents, the “Agents” and each an “Agent”) each severally, and not jointly nor jointly and severally, understands that Standard Lithium Ltd. (the “Corporation”) proposes to issue an aggregate of 13,650,000 common shares of the Corporation (the “Initial Shares”), at a price of $2.20 per common share (the “Issue Price”), upon and subject to the terms and conditions set forth in this Agency agreement (this “Agreement ”).
STANDARD LITHIUM LTD. COMMON SHARES SALES AGREEMENTSales Agreement • November 20th, 2023 • Standard Lithium Ltd. • Chemicals & allied products • New York
Standard Lithium Ltd. (the “Company”), confirms its agreement (this “Agreement”) with Citigroup Global Markets Inc. (“Citi”), Canaccord Genuity LLC and Canaccord Genuity Corp. (together, “Canaccord” and, collectively with Citi, the “Agents”, or any one of Canaccord or Citi, an “Agent”), with respect to the issuance and sale from time to time by the Company of common shares without par value of the Company (the “Common Shares”) upon and subject to the terms and conditions contained herein. The obligations of the Agents under this Agreement are several and not joint, nor joint and several and no Agent shall be liable for any act, omission, default or conduct by any of the other Agents.
