Common Contracts
4 similar Revolving Note and Cash Subordination Agreement contracts by Cohen & Co Inc.
SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • December 23rd, 2022 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS SECOND AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT (this “Agreement”) is entered into this December 21, 2022, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • December 22nd, 2021 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS AMENDED AND RESTATED REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT is entered into this December 21, 2021, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • October 30th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS AGREEMENT is entered into this October 28, 2020, between Byline Bank (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
REVOLVING NOTE AND CASH SUBORDINATION AGREEMENTRevolving Note and Cash Subordination Agreement • January 30th, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • Illinois
THIS AGREEMENT is entered into this 29th day of January, 2019, between MB Financial Bank, N.A. (the “Lender”) and J.V.B. Financial Group, LLC (the “Broker/Dealer”). This Agreement shall not be effective or deemed to constitute a satisfactory subordination agreement under Appendix D to Rule 15c3-1 under the Securities Exchange Act of 1934, as amended (the “Act” or “SEA”), unless and until the Financial Industry Regulatory Authority (“FINRA”) has found the Agreement acceptable as to form and content.
