J.P. MORGAN ACCEPTANCE CORPORATION I DepositorPooling and Servicing Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledJuly 9th, 2004 Company Industry Jurisdiction
EXHIBIT 10.10 SUNSET CAPITAL INVESTMENTS, INC. 2003 SHARE INCENTIVE PLAN NON- QUALIFIED STOCK OPTION AGREEMENT Date of Grant: _______, 2003 Name of Optionee: [NAME] Number of Shares: [#####] Price Per Share: $________, at least 100% of the Fair Market...Option Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
Contract Type FiledFebruary 6th, 2004 Company Industry
EXHIBIT 10.3 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
Contract Type FiledFebruary 6th, 2004 Company Industry Jurisdiction
EXHIBIT 10.16 February 20, 2004 Mr. Tom Manuel Sunset Financial Resources Inc. 4231 Walnut Bend Suite 1-A Jacksonville, Fl 32257 Re: Purchase of Hybrid ARM Mortgage Loans Dear Tom: This letter agreement is intended to set forth the terms and...Sunset Financial Resources Inc • February 27th, 2004 • Real estate investment trusts • New York
Company FiledFebruary 27th, 2004 Industry Jurisdiction
EXHIBIT 10.23 MORTGAGE LOAN FLOW PURCHASE, SALE & SERVICING AGREEMENT dated as of November 13, 2003Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
EXHIBIT 10.22 FLOW MORTGAGE LOAN SALE AND SERVICING AGREEMENT between BANK OF AMERICA, N.A., as Seller and as Servicer, and MORGAN STANLEY MORTGAGE CAPITAL INC., as Purchaser October 1, 2003 Residential Mortgage Loans TABLE OF CONTENTSSale and Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
EXHIBIT 10.4 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and Byron...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
Contract Type FiledFebruary 6th, 2004 Company Industry Jurisdiction
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement"), dated as of February 6, 2004 (the "Commencement Date"), by and between Sunset Financial Resources, Inc., a Maryland real estate investment trust (the "Company"), and John...Employment Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Florida
Contract Type FiledFebruary 6th, 2004 Company Industry Jurisdiction
Number 1 WARRANT toSunset Financial Resources Inc • March 25th, 2004 • Real estate investment trusts • Maryland
Company FiledMarch 25th, 2004 Industry Jurisdiction
AGREEMENT OF LEASELease Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
Contract Type FiledFebruary 6th, 2004 Company Industry
RECITALSAssignment, Assumption and Recognition Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledJuly 9th, 2004 Company Industry Jurisdiction
EXHIBIT 10.15 PURCHASE AGREEMENT This Purchase Agreement (this "Agreement"), is entered into as of February 19, 2004, by and among SUNSET FINANCIAL RESOURCES, INC., a Maryland corporation, having its principal office at 10245 Centurion Parkway North,...Purchase Agreement • February 27th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Texas
Contract Type FiledFebruary 27th, 2004 Company Industry Jurisdiction
ALESCO FINANCIAL INC. (a Maryland corporation) 26,400,000 Shares of Common Stock PURCHASE AGREEMENTPurchase Agreement • November 24th, 2006 • Alesco Financial Inc • Real estate investment trusts • New York
Contract Type FiledNovember 24th, 2006 Company Industry Jurisdiction
RECITALSIndemnification Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
Contract Type FiledMarch 25th, 2004 Company Industry Jurisdiction
EXECUTION VERSION J.P. MORGAN MORTGAGE ACQUISITION CORP.,Warranties and Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
AMENDED AND RESTATED TRUST AGREEMENT among ALESCO FINANCIAL INC., as Depositor WELLS FARGO BANK, N.A., as Property Trustee WELLS FARGO DELAWARE TRUST COMPANY, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN as Administrative TrusteesTrust Agreement • June 29th, 2007 • Alesco Financial Inc • Real estate investment trusts • Delaware
Contract Type FiledJune 29th, 2007 Company Industry JurisdictionThis AMENDED AND RESTATED TRUST AGREEMENT, dated as of June 25, 2007 (this “Trust Agreement”), among (i) Alesco Financial Inc., a Maryland corporation (including any successors or permitted assigns, the “Depositor”), (ii) Wells Fargo Bank, N.A., a national banking association, as property trustee (in such capacity, the “Property Trustee”), (iii) Wells Fargo Delaware Trust Company, a limited purpose trust company, as Delaware trustee (in such capacity, the “Delaware Trustee”), and (iv) John Longino, an individual, and Christian Carr, an individual, each of whose address is c/o Alesco Financial Inc., 2929 Arch Street, 17th floor, Philadelphia, PA 19104, as administrative trustees (in such capacities, each an “Administrative Trustee” and, collectively, the “Administrative Trustees” and, together with the Property Trustee and the Delaware Trustee, the “Trustees”).
RECITALSIndemnification Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
Contract Type FiledFebruary 6th, 2004 Company Industry Jurisdiction
EXHIBIT 10.1 3/04 SENIOR SECURED CREDIT AGREEMENTCredit Agreement • April 7th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Texas
Contract Type FiledApril 7th, 2004 Company Industry Jurisdiction
JUNIOR SUBORDINATED INDENTURE between ALESCO FINANCIAL INC. and WELLS FARGO BANK, N.A., as TrusteeAlesco Financial Inc • June 29th, 2007 • Real estate investment trusts • New York
Company FiledJune 29th, 2007 Industry JurisdictionThis JUNIOR SUBORDINATED INDENTURE, dated as of June 25, 2007, is between Alesco Financial Inc., a Maryland corporation (the “Company”), and Wells Fargo Bank, N.A., a national banking association, as Trustee (in such capacity, the “Trustee”).
RECITALSIndemnification Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • Maryland
Contract Type FiledMarch 25th, 2004 Company Industry Jurisdiction
EXHIBIT 10.9 SUNSET CAPITAL INVESTMENTS, INC. 2003 SHARE INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT Date of Grant: _______, 2003 Name of Optionee: [NAME] Number of Shares: [#####] Price Per Share: $________, at least 100% of the Fair Market Value...Sunset Financial Resources Inc • February 6th, 2004 • Real estate investment trusts
Company FiledFebruary 6th, 2004 Industry
EXHIBIT 10.25 Morgan Stanley Mortgage Capital Inc.Master Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
EXHIBIT 10.11 RESTRICTED SHARE AWARD AGREEMENT DATED: __________, 2003 XXXX Restricted Common Shares (the "Shares") in SUNSET CAPITAL INVESTMENTS, INC. (the "Company") are hereby awarded for the benefit of [NAME] (the "Participant"), subject to the...Restricted Share Award Agreement • February 6th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts
Contract Type FiledFebruary 6th, 2004 Company Industry
JUNIOR SUBORDINATED INDENTURE between SUNSET FINANCIAL RESOURCES, INC. and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, as TrusteeJunior Subordinated Indenture • March 31st, 2005 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 31st, 2005 Company Industry JurisdictionJUNIOR SUBORDINATED INDENTURE, dated as of March 15, 2005, between Sunset Financial Resources, Inc. a Maryland corporation (the “Company”), and JPMORGAN CHASE BANK, NATIONAL ASSOCIATION, a New York banking corporation, as Trustee (in such capacity, the “Trustee”).
SECOND AMENDED AND RESTATED MASTER MORTGAGE LOAN PURCHASE AGREEMENTMaster Mortgage Loan Purchase Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
SUBSCRIPTION AGREEMENTSubscription Agreement • November 30th, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies
Contract Type FiledNovember 30th, 2020 Company IndustryThis SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is entered into on November 24, 2020, by and among INSU Acquisition Corp. II, a Delaware corporation (the “Issuer”), and the subscriber party set forth on the signature page hereto (“Subscriber”).
COHEN & COMPANY INC. and COMPUTERSHARE INC. as Rights Agent Section 382 Rights Agreement Dated as of January 2, 2024Section 382 Rights Agreement • January 2nd, 2024 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 2nd, 2024 Company Industry JurisdictionWHEREAS, the Company has generated NOLs and NCLs (each, as defined in Section 1 hereof) for United States federal income tax purposes, and such NOLs and NCLs may potentially provide valuable tax benefits to the Company, the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Internal Revenue Code of 1986, as amended (the “Code”), and the Treasury Regulations promulgated thereunder, and thereby preserve the ability to utilize fully such NOLs and NCLs and certain other tax benefits and, in furtherance of such objective, the Company desires to enter into this Agreement; and
EXHIBIT 10.24 MORTGAGE LOAN SALE AND SERVICING AGREEMENTMortgage Loan Sale and Servicing Agreement • March 11th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 11th, 2004 Company Industry Jurisdiction
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 5th, 2023 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledOctober 5th, 2023 Company Industry JurisdictionThis Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated October 5, 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
] SHARES(1)Sunset Financial Resources Inc • March 11th, 2004 • Real estate investment trusts • New York
Company FiledMarch 11th, 2004 Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • June 5th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 5th, 2013 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT (this “Agreement”) is dated as of June 3, 2013, by and among IFMI, LLC (the “Company”), a subsidiary of Institutional Financial Markets, Inc. (“Parent”), Parent, each of which has its principal place of business at Cira Centre, 2929 Arch Street, 17th Floor, Philadelphia, PA 19104, and Lester R. Brafman (the “Executive”).
Exhibit 10.8 INDEMNIFICATION AGREEMENT J.P. MORGAN ACCEPTANCE CORPORATION I MORTGAGE PASS-THROUGH CERTIFICATES, SERIES 2004-A3 WHEREAS, pursuant to the Mortgage Loan Sale and Servicing Agreement dated as of September 1, 2003 (the "GreenPoint Purchase...Indemnification Agreement • July 9th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledJuly 9th, 2004 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • March 25th, 2004 • Sunset Financial Resources Inc • Real estate investment trusts • New York
Contract Type FiledMarch 25th, 2004 Company Industry Jurisdiction
SEPARATION, RELEASE AND REPURCHASE AGREEMENTSeparation, Release and Repurchase Agreement • March 7th, 2013 • Institutional Financial Markets, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 7th, 2013 Company Industry JurisdictionThis Separation, Release and Repurchase Agreement (this “Agreement”) is made and entered into as of the 5th day of October, 2012 (the “Effective Date”) by and among PrinceRidge Partners LLC, a Delaware limited liability company (the “Company”), PrinceRidge Holdings LP, a Delaware limited partnership (the “Partnership,” and together with the Company, “PrinceRidge”), IFMI, LLC, a Delaware limited liability company (“IFMI”), Institutional Financial Markets, Inc., a Maryland corporation (“IFMI Parent”), and Matthew G. Johnson (“Executive”).
VOTING AGREEMENTVoting Agreement • June 2nd, 2009 • Alesco Financial Inc • Real estate investment trusts • Delaware
Contract Type FiledJune 2nd, 2009 Company Industry JurisdictionVOTING AGREEMENT, dated as of February 20, 2009 (this “Agreement”), by and between Alesco Financial Inc., a Maryland corporation (“Alesco”), and James J. McEntee, III, individually, and James J. McEntee, III, as trustee on behalf of James J. McEntee, III T/U/A James J. McEntee, III dated 2/27/2007 (the “Member”). Capitalized terms used but not defined herein shall have the meanings given to such terms in the Merger Agreement (as such term is defined below).