Preferred Stock LEHMAN BROTHERS HOLDING INC. FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 17th, 2005 Company Industry JurisdictionLehman Brothers Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the number of shares identified in Schedule I hereto (the “Firm Stock”) of the Company’s preferred stock, par value $1.00 per share (the “Preferred Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional number of shares of the Preferred Stock identified in Schedule I hereto on the terms and for the purposes set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representatives(s)” shall each be deemed to refer to such firm or firms. This is to conf
Preferred Securities LEHMAN BROTHERS HOLDINGS CAPITAL TRUST FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 17th, 2005 Company Industry JurisdictionLehman Brothers Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the aggregate liquidation amount (the “Firm Securities”) identified in Schedule I hereto of the preferred securities (the “Preferred Securities”) of Lehman Brothers Holdings Capital Trust , a Delaware statutory business trust (the “Trust”) guaranteed (the “Guarantee”; together with the Preferred Securities, the “Securities”) by the Company (as defined herein) to the extent set forth in the Guarantee Agreement (the “Guarantee Agreement”) identified in such Schedule I, to be entered into between the Company and the guarantee trustee (the “Guarantee Trustee”) identified therein. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional aggregate liquidation amount of the Preferred Securities
Debt Securities LEHMAN BROTHERS HOLDINGS INC. FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 17th, 2005 Company Industry JurisdictionLehman Brothers Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the principal amount of its debt securities identified in Schedule I hereto (the “Securities”) to be issued under the indenture (the “Indenture”) identified in such Schedule I, between the Company and the trustee (the “Trustee”) identified therein. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representative(s)” shall each be deemed to refer to such firm or firms.
Preferred Stock LEHMAN BROTHERS HOLDING INC. FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 16th, 2005 Company Industry JurisdictionLehman Brothers Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the number of shares identified in Schedule I hereto (the “Firm Stock”) of the Company’s preferred stock, par value $1.00 per share (the “Preferred Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional number of shares of the Preferred Stock identified in Schedule I hereto on the terms and for the purposes set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representatives(s)” shall each be deemed to refer to such firm or firms. This is to conf
Debt Securities LEHMAN BROTHERS HOLDINGS INC. FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 16th, 2005 Company Industry JurisdictionLehman Brothers Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the principal amount of its debt securities identified in Schedule I hereto (the “Securities”) to be issued under the indenture (the “Indenture”) identified in such Schedule I, between the Company and the trustee (the “Trustee”) identified therein. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representative(s)” shall each be deemed to refer to such firm or firms.
Preferred Securities LEHMAN BROTHERS HOLDINGS CAPITAL TRUST FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 16th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 16th, 2005 Company Industry JurisdictionLehman Brothers Holdings, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the aggregate liquidation amount (the “Firm Securities”) identified in Schedule I hereto of the preferred securities (the “Preferred Securities”) of Lehman Brothers Holdings Capital Trust , a Delaware statutory business trust (the “Trust”) guaranteed (the “Guarantee”; together with the Preferred Securities, the “Securities”) by the Company (as defined herein) to the extent set forth in the Guarantee Agreement (the “Guarantee Agreement”) identified in such Schedule I, to be entered into between the Company and the guarantee trustee (the “Guarantee Trustee”) identified therein. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional aggregate liquidation amount of the Preferred Securities