EXHIBIT 1.01 FORM OF DISTRIBUTION AGREEMENT LEHMAN BROTHERS HOLDINGS INC. Lehman Notes, Series A Due Nine Months or More from the Date of Issue DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2002 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXECUTION COPY VOTING AGREEMENT This Voting Agreement (this "Agreement"), dated as of July 21, 2003, is entered into by and among LEHMAN BROTHERS HOLDINGS INC., a Delaware corporation ("Parent"), and the individuals and other parties listed on...Voting Agreement • July 22nd, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • Delaware
INDENTURE DATED AS OF OCTOBER 1, 1984 SHEARSON/AMERICAN EXPRESS INC. RECONCILIATION AND TIE BETWEEN TRUST INDENTURE ACT OF 1939 AND INDENTURE, DATED AS OF JUNE 1, 1983Indenture • September 11th, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 4.1 AMENDED AND RESTATED STOCKHOLDERS AGREEMENT Dated as of October 31, 2003 TABLE OF CONTENTSStockholders Agreement • October 31st, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • Delaware
ARTICLE 1Guarantee Agreement • April 20th, 1999 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.01 Debt Securities LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • March 26th, 2002 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 17th, 1997 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
ANDSecond Supplemental Indenture • January 27th, 1999 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.01 DEBT SECURITIES, WARRANTS, PURCHASE CONTRACTS AND UNITS LEHMAN BROTHERS HOLDINGS INC. UNDERWRITING AGREEMENTUnderwriting Agreement • May 30th, 2001 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
PARTNERSHIP AGREEMENT of SHEARSON OIL SERVICES PARTNERSPartnership Agreement • May 19th, 2004 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
Exhibit 4.01 THIS THIRD SUPPLEMENTAL INDENTURE, dated as of April 20, 1999, is between LEHMAN BROTHERS HOLDINGS INC., a corporation duly organized and existing under the laws of the State of Delaware (the "Company"), and THE CHASE MANHATTAN BANK, a...Third Supplemental Indenture • April 20th, 1999 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 1.01 LEHMAN BROTHERS HOLDINGS INC. Medium-Term Notes, Series G Due Nine Months or More from the Date of Issue DISTRIBUTION AGREEMENTDistribution Agreement • June 14th, 2001 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.16 AMENDMENT TO PURCHASE AND SALE AGREEMENT AMENDMENT TO PURCHASE AND SALE AGREEMENT (this "AGREEMENT") made as of the 19th day of October, 2001 between MSDW 745, LLC, a Delaware limited liability company, having an address at 1633...Purchase and Sale Agreement • February 28th, 2002 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
LEHMAN BROTHERS HOLDINGS INC., Issuer AND CITIBANK, N.A., TrusteeSupplemental Indenture • October 17th, 1997 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
ANDDeposit Agreement • October 20th, 1997 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 18th, 2008 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of________, 2008, among Lpath, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
EXHIBIT 1.E Depositary Shares Each Representing a Fraction of a Share of Preferred Stock LEHMAN BROTHERS HOLDING INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 20th, 1997 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
CALCULATION AGENCY AGREEMENT CALCULATION AGENCY AGREEMENT, dated as of November 10, 2006 (the "Agreement"), between Lehman Brothers Holdings Inc. (the "Company") and Lehman Brothers Inc., as Calculation Agent. WHEREAS, the Company has authorized the...Calculation Agency Agreement • November 13th, 2006 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
andWarrant Agreement • May 6th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 18th, 2008 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
This Registration Rights Agreement (this “Agreement”) is made and entered into as of _______ __, 2008, between Lpath, Inc., a Nevada corporation (the “Company”) and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”).
Letter Agreement October 9, 2003 LB I Group, Inc. 399 Park Avenue, 9th Floor New York, NY 10022 Attention: Fred Steinberg Re: Transfer of Series B Convertible Preferred Stock ("Series B Stock") Ladies and Gentlemen: This Letter Agreement is being...Stock Transfer Agreement • October 17th, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
RecitalsReplacement Capital Covenant • February 12th, 2008 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
shareholders meeting occurring at least four months after the date on which the Share Cap has been reached to increase the number of shares of its authorized Common Stock for purposes of satisfying its obligations to pay deferred Distributions;
EXHIBIT 4.02 CUSIP NO. ___________ REGISTERED FACE AMOUNT: No. _______ LEHMAN BROTHERS HOLDINGS INC. MEDIUM-TERM NOTE, SERIES G (FLOATING RATE) If the registered owner of this Note (as indicated below) is The Depository Trust Company (the...Medium-Term Note Agreement • June 14th, 2001 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this "Agreement"), is made and entered into as of this 9th day of October, 2003, by and among First Reserve Fund VII, Limited Partnership, a Delaware limited partnership ("Fund VII") and First...Stock Purchase Agreement • October 17th, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT B --------- SCHEDULE 13D JOINT FILING AGREEMENT The undersigned and each other person executing this joint filing agreement (this "Agreement") agree as follows: (i) The undersigned and each other person executing this Agreement are...Schedule 13d Joint Filing Agreement • August 21st, 2000 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
AMONGMerger Agreement • July 22nd, 2003 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • Delaware
Preferred Stock LEHMAN BROTHERS HOLDING INC. FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • May 17th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
Lehman Brothers Holdings Inc., a Delaware corporation (the “Company”), proposes to issue and sell to you and the other underwriters named in Schedule II hereto (the “Underwriters”), for whom you are acting as representative(s) (the “Representative(s)”), the number of shares identified in Schedule I hereto (the “Firm Stock”) of the Company’s preferred stock, par value $1.00 per share (the “Preferred Stock”). In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional number of shares of the Preferred Stock identified in Schedule I hereto on the terms and for the purposes set forth in Section 2 (the “Option Stock”). The Firm Stock and the Option Stock, if purchased, are hereinafter collectively called the “Stock”. If the firm or firms listed in Schedule II hereto include only the firm or firms listed in Schedule I hereto, then the terms “Underwriters” and “Representatives(s)” shall each be deemed to refer to such firm or firms. This is to conf
Exhibit 99.2 (2) The Designated Filer was a general partner, and LB Interstate LP LLC was a limited partner (the "Limited Partner"), of SMW/LB IHR II, LP (the "Subsidiary Partnership"), which holds 480,185 shares of the Issuer's common stock by reason...Distribution and Contribution Agreements • October 8th, 2004 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
200_ STOCK OPTION AWARD AGREEMENT EVIDENCING A GRANT OF A NON-QUALIFIED STOCK OPTION 1. GRANT OF OPTION. Pursuant to the Lehman Brothers Holdings Inc. ("Holdings") 2005 Stock Incentive Plan (the "Plan"), you are hereby granted, as of __________, 200_,...Stock Option Agreement • December 6th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • Delaware
Certificate Evidencing Preferred Securities of Lehman Brothers Holdings Capital Trust IIPreferred Security Agreement • April 20th, 1999 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
200_ RESTRICTED STOCK UNIT AWARD AGREEMENT EVIDENCING A GRANT OF RESTRICTED STOCK UNITS 1. GRANT OF UNITS. Pursuant to the Lehman Brothers Holdings Inc. ("Holdings") 2005 Stock Incentive Plan (the "Plan"), you are hereby granted, as of _________,...Restricted Stock Unit Award Agreement • December 6th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • Delaware
GUARANTEE AGREEMENT Lehman Brothers Holdings Capital Trust VI Dated as of January 18, 2005Guarantee Agreement • January 18th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
This GUARANTEE AGREEMENT (the “Guarantee”), dated as of January 18, 2005, is executed and delivered by Lehman Brothers Holdings Inc., a Delaware corporation (the “Guarantor”), and JPMorgan Chase Bank, N.A., as trustee (the “Guarantee Trustee”), for the benefit of the Holders (as defined herein) from time to time of the Securities (as defined herein) of Lehman Brothers Holdings Capital Trust VI, a Delaware statutory trust (the “Trust”).
ContractReplacement Capital Covenant • May 23rd, 2007 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies
Replacement Capital Covenant, dated as of May 17, 2007 (this “Replacement Capital Covenant”), by Lehman Brothers Holdings Inc., a Delaware corporation (together with its successors and assigns, the “Corporation”), in favor of and for the benefit of each Covered Debtholder (as defined below).
andWarrant Agreement • May 11th, 2005 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
CALCULATION AGENCY AGREEMENTCalculation Agency Agreement • March 16th, 2006 • Lehman Brothers Holdings Inc • Security brokers, dealers & flotation companies • New York
CALCULATION AGENCY AGREEMENT, dated as of March 15, 2006 (this “Agreement”), between Lehman Brothers Holdings Inc. (the “Company”) and Lehman Brothers Inc., as Calculation Agent.
