COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • December 29th, 2016 • First Western Funds Trust • Ohio
Contract Type FiledDecember 29th, 2016 Company JurisdictionTHIS AGREEMENT is made as of the 11th day of April, 2016, by and between FIRST WESTERN FUNDS TRUST (the “Trust”), an Ohio business trust, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
COMPLIANCE CONSULTING AGREEMENTCompliance Consulting Agreement • April 29th, 2010 • Empire Builder Tax Free Bond Fund • Ohio
Contract Type FiledApril 29th, 2010 Company JurisdictionTHIS AGREEMENT is made as of this 16th day of April, 2010, by and between THE EMPIRE BUILDER TAX FREE BOND FUND (the “Trust”), a Massachusetts business trust having its principal place of business at 546 Fifth Avenue, 7th Floor, New York, New York 10036, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio and having its principal place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246.