Common Contracts
14 similar Principal Financial Officer Services Agreement contracts by Financial Investors Trust, ALPS Series Trust
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 31, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
ALPS SERIES TRUST GKE ASIAN OPPORTUNITIES FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • July 31st, 2013 • ALPS Series Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of July 30, 2013 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
ALPS SERIES TRUST COGNIOS MARKET NEUTRAL LARGE CAP FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • December 19th, 2012 • ALPS Series Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 20, 2012 (the “Effective Date”) by and between ALPS Series Trust (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • December 19th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2013 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS ASPEN MANAGED FUTURES STRATEGY FUND AMENDED AND RESTATED PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 13, 2011 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of March 16, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND AMENDED AND RESTATED PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 13, 2011 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS THE DISCIPLINED GROWTH INVESTORS FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of July 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, DISCIPLINED GROWTH INVESTORS, INC. (the “Adviser”), a Minnesota S corporation with its principal place of business at Fifth Street Towers, 150 South Fifth Street, Suite 2550, Minneapolis, Minnesota 55402, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST PATHWAY ADVISORS CONSERVATIVE FUND PATHWAY ADVISORS GROWTH AND INCOME FUND PATHWAY ADVISORS AGGRESSIVE GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • July 24th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of July 24, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS SEAFARER OVERSEAS GROWTH AND INCOME FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • January 30th, 2012 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of January 30, 2012 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, SEAFARER CAPITAL PARTNERS, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 700 Larkspur Landing Circle, Suite 105, Larkspur, California 94939, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUST FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • December 23rd, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS GRANDEUR PEAK GLOBAL OPPORTUNITIES FUND GRANDEUR PEAK INTERNATIONAL OPPORTUNITIES FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • September 22nd, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of September 13, 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, GRANDEUR PEAK GLOBAL ADVISORS, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 136 South Main Street, Suite 720, Salt Lake City, Utah 84101, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS ASPEN MANAGED FUTURES STRATEGY FUND FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 1st, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, ASPEN PARTNERS, LTD. (the “Adviser”), a Delaware S-corporation with its principal place of business at 4200 Northside Parkway, Building Eleven, Suite 200, Atlanta, Georgia 30327, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS THE DISCIPLINED GROWTH INVESTORS FUND FORM OF PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • July 13th, 2011 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of , 2011 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, DISCIPLINED GROWTH INVESTORS, INC. (the “Adviser”), a corporation with its principal place of business at Fifth Street Towers, 150 South Fifth Street, Suite 2550, Minneapolis, Minnesota 55402, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
