FINANCIAL INVESTORS TRUST STONEBRIDGE SMALL-CAP GROWTH FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • August 28th, 2013 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”) is effective as of December 31, 2012 (the “Effective Date”) by and between FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Fund”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
FINANCIAL INVESTORS TRUSTS AMENDED AND RESTATED PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • May 10th, 2017 • Financial Investors Trust • Colorado
This Amended and Restated Principal Financial Officer Services Agreement (this “Agreement”) is effective as of January 1, 2016 (the “Effective Date”) by and among FINANCIAL INVESTORS TRUST (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
Amendment to Amended and Restated Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • May 1st, 2013 • Financial Investors Trust
This Amendment dated as of May 1, 2013 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • June 9th, 2015 • Financial Investors Trust
This Amendment dated as of _______________, 2015 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
FINANCIAL INVESTORS TRUST RONDURE NEW WORLD FUND RONDURE OVERSEAS FUND PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • March 23rd, 2017 • Financial Investors Trust • Colorado
This Principal Financial Officer Services Agreement (this “Agreement”), effective as of March 21, 2017, by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Appendix A hereto (the “Funds”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of April 15, 2016 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated January 30, 2012 (the “Agreement”), by and among ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Seafarer Capital Partners, LLC (the “Adviser”), a Delaware limited liability company. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services Agreement Financial Investors Trust – Grandeur Peak FundsPrincipal Financial Officer Services Agreement • September 12th, 2019 • Financial Investors Trust
This Amendment dated as of September 12, 2019 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • December 27th, 2016 • Financial Investors Trust
This Amendment, dated as of December 16, 2016 (this “Amendment”), is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011 (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203, on behalf of its series listed in Appendix A hereto (each, a “Fund” and together, the “Funds”), as such exhibit may be modified from time to time by written agreement of the parties hereto, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation with its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado, 80203.
ContractPrincipal Financial Officer Services Agreement • August 28th, 2015 • Financial Investors Trust
Amendment to Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • July 30th, 2014 • Financial Investors Trust
This Amendment dated as of July 31, 2014 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012 (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
AMENDMENT TO PRINCIPAL FINANCIAL OFFICER SERVICES AGREEMENTPrincipal Financial Officer Services Agreement • April 15th, 2016 • Financial Investors Trust
This Amendment dated as of January 29, 2016 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated December 29, 2011 (the “Agreement”), by and between ALPS Fund Services, Inc. (“'ALPS”'), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services Agreement Financial Investors Trust – Grandeur Peak FundsPrincipal Financial Officer Services Agreement • December 23rd, 2019 • Financial Investors Trust
This Amendment dated as of December 23, 2019 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services AgreementPrincipal Financial Officer Services Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Principal Financial Officer Services Agreement Financial Investors Trust - Emerald FundsPrincipal Financial Officer Services Agreement • November 29th, 2019 • Financial Investors Trust
This Amendment dated as of September 10, 2019 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Principal Financial Officer Services Agreement Financial Investors Trust - Emerald FundsPrincipal Financial Officer Services Agreement • December 23rd, 2019 • Financial Investors Trust
This Amendment dated as of November 29, 2019 (this “Amendment”) is to the Principal Financial Officer Services Agreement dated March 16, 2012, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
