—] Units1 Each Unit Consisting of One Share of Common Stock And A Warrant to Purchase [—] of a Share of Common Stock PALATIN TECHNOLOGIES, INC. PURCHASE AGREEMENTPurchase Agreement • October 22nd, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 22nd, 2014 Company Industry JurisdictionPalatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of [—] units (the “Firm Units”), each of which shall consist of (i) one (1) share of the Company’s common stock, $0.01 par value per share (the “Common Stock”) (such shares of Common Stock constituting a part of the Units, collectively the “Shares”), and (ii) a warrant to purchase [—] of a share of Common Stock (such warrants constituting a part of the Units, collectively the “Warrants”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to [—] additional units, on the terms and for the purposes set forth in Section 3 hereof (the “Option Units”). The shares of Common Stock issuable upon exercise of the Warrants are called the “Warrant Shares,” and the Warrant Shares, together with the Wa
●] Shares1 PALATIN TECHNOLOGIES, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • October 9th, 2014 • Palatin Technologies Inc • Pharmaceutical preparations • New York
Contract Type FiledOctober 9th, 2014 Company Industry JurisdictionPalatin Technologies, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of [●] shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to [●] additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Purchase Agreement (this “Agreement”) are herein collectively called the “Securities.”
6,521,739 Shares DERMA SCIENCES, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • January 27th, 2014 • Derma Sciences, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJanuary 27th, 2014 Company Industry JurisdictionDerma Sciences, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Piper Jaffray & Co. and Canaccord Genuity Inc. are acting as representatives (the “Representatives”), an aggregate of 6,521,739 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to 978,261 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
1,923,077 Shares NANOSPHERE, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • May 13th, 2013 • Nanosphere Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 13th, 2013 Company Industry JurisdictionNanosphere, Inc., a Delaware corporation (the “Company”), proposes to sell to Craig-Hallum Capital Group LLC (the “Underwriter”), an aggregate of 1,923,077 shares (the “Securities”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company.
3,062,000 Shares1 DERMA SCIENCES, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • December 10th, 2012 • Derma Sciences, Inc. • Surgical & medical instruments & apparatus • New York
Contract Type FiledDecember 10th, 2012 Company Industry JurisdictionDerma Sciences, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of 3,062,000 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to 459,300 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
INCONTACT, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • September 13th, 2012 • inContact, Inc. • Telephone communications (no radiotelephone) • New York
Contract Type FiledSeptember 13th, 2012 Company Industry JurisdictioninContact, Inc., a Delaware corporation (the “Company”), proposes to sell to Piper Jaffray & Co. (the “Underwriter”) an aggregate of 7,000,000 shares (the “Firm Shares”) of common stock, par value $0.0001 per share (the “Common Stock”), of the Company. The Company has also granted to the Underwriter an option to purchase up to 1,000,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
26,500,000 Shares(1) COLDWATER CREEK INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • October 19th, 2011 • Coldwater Creek Inc • Retail-women's clothing stores • New York
Contract Type FiledOctober 19th, 2011 Company Industry JurisdictionColdwater Creek Inc., a Delaware corporation (the “Company”), proposes to sell to Piper Jaffray & Co. (the “Underwriter”) an aggregate of 26,500,000 shares (the “Firm Shares”) of common stock, par value $0.01 per share (the “Common Stock”), of the Company. The Company has also granted to the Underwriter an option to purchase up to 3,975,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
13,640,000 Shares1 NANOSPHERE, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • May 13th, 2011 • Nanosphere Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledMay 13th, 2011 Company Industry JurisdictionNanosphere, Inc., a Delaware corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of 13,640,000 shares (the “Firm Shares”) of common stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to an aggregate of 2,046,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Purchase Agreement are herein collectively called the “Securities.”
4,900,000 Shares VALUEVISION MEDIA, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • December 17th, 2010 • Valuevision Media Inc • Retail-catalog & mail-order houses • New York
Contract Type FiledDecember 17th, 2010 Company Industry JurisdictionValueVision Media, Inc., a Minnesota corporation (the “Company”), proposes to sell to Piper Jaffray & Co. (the “Underwriter”) an aggregate of 4,900,000 shares (the “Securities”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company.
9,900,000 Shares1 MICROMET, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • November 12th, 2010 • Micromet, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 12th, 2010 Company Industry JurisdictionMicromet, Inc., a Delaware corporation (the “Company”), proposes to sell to Piper Jaffray & Co. (the “Underwriter”) an aggregate of 9,900,000 shares (the “Firm Shares”) of Common Stock, $0.00004 par value per share (the “Common Stock”), of the Company. The Company has also granted to the Underwriter an option to purchase up to 1,485,000 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
Gordmans Stores, Inc. Common Stock PURCHASE AGREEMENTPurchase Agreement • June 30th, 2010 • Gordmans Stores, Inc. • Retail-apparel & accessory stores • New York
Contract Type FiledJune 30th, 2010 Company Industry Jurisdiction
Nanometrics Incorporated Common Stock PURCHASE AGREEMENTPurchase Agreement • December 17th, 2009 • Nanometrics Inc • Measuring & controlling devices, nec • New York
Contract Type FiledDecember 17th, 2009 Company Industry JurisdictionNanometrics Incorporated, a Delaware corporation (the “Company”), and the stockholder of the Company listed in Schedule I hereto (the “Selling Stockholder”) severally propose to sell to the several underwriters (the “Underwriters”) named in Schedule II hereto for whom Piper Jaffray & Co. is acting as representative (the “Representative”) an aggregate of 2,700,000 shares (the “Firm Shares”) of common stock, $0.001 par value per share (the “Common Stock”), of the Company. The Firm Shares consist of 2,025,000 authorized but unissued shares of Common Stock to be issued and sold by the Company and 675,000 outstanding shares of Common Stock to be sold by the Selling Stockholder. The Company and the Selling Stockholder have also granted to the several Underwriters an option to purchase up to an aggregate of 405,000 additional shares of Common Stock, on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant t
3,800,000 Shares SELECT COMFORT CORPORATION Common Stock PURCHASE AGREEMENTPurchase Agreement • December 8th, 2009 • Select Comfort Corp • Household furniture • New York
Contract Type FiledDecember 8th, 2009 Company Industry JurisdictionSelect Comfort Corporation, a Minnesota corporation (the “Company”), proposes to sell you, as underwriter (the “Underwriter”), an aggregate of 3,800,000 shares (the “Securities”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company pursuant to this Purchase Agreement (the “Agreement”). The Securities consist of 3,800,000 authorized but unissued shares of Common Stock to be issued and sold by the Company.
8,000,000 Shares PARKERVISION, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • November 10th, 2009 • Parkervision Inc • Radio & tv broadcasting & communications equipment • New York
Contract Type FiledNovember 10th, 2009 Company Industry JurisdictionParkerVision, Inc., a Florida corporation (the “Company”), proposes to sell you, as underwriter (the “Underwriter”), an aggregate of 8,000,000 shares (the “Securities”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company.
7,500,000 Shares(1) UQM TECHNOLOGIES, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • October 28th, 2009 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledOctober 28th, 2009 Company Industry JurisdictionUQM Technologies, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of 7,500,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to 1,125,000 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
CAI INTERNATIONAL, INC. __________ Shares of Common Stock FORM OF PURCHASE AGREEMENTPurchase Agreement • May 11th, 2007 • CAI International, Inc. • Services-equipment rental & leasing, nec • New York
Contract Type FiledMay 11th, 2007 Company Industry JurisdictionCAI International, Inc., a Delaware corporation (the “Company”) proposes to sell to the several Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of shares (the “Firm Shares”) of Common Stock, $0.0001 par value per share (the “Common Stock”), of the Company and has granted to the several Underwriters an option to purchase up to an aggregate of additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Purchase Agreement are herein collectively called the “Securities.”
3,000,000] Shares1 Hallmark Financial Services, Inc. PURCHASE AGREEMENTPurchase Agreement • October 3rd, 2006 • Hallmark Financial Services Inc • Insurance carriers, nec • New York
Contract Type FiledOctober 3rd, 2006 Company Industry JurisdictionAs Representatives of the several Underwriters named in Schedule II hereto c/o Piper Jaffray & Co. 800 Nicollet Mall Minneapolis, Minnesota 55402