SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 5th, 2014 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledFebruary 5th, 2014 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 30, 2014, between UQM Technologies, Inc., a Colorado corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • September 28th, 2017 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledSeptember 28th, 2017 Company IndustryThis Agreement is made pursuant to the Stock Purchase Agreement, dated as of the date hereof, by and among the Company China National Heavy Duty Truck Group Co. Ltd. (“CNHTC”) and Purchaser (the “Purchase Agreement”).
COMMON STOCK PURCHASE WARRANT UQM Technologies, inc.Common Stock Purchase Warrant • October 30th, 2015 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledOctober 30th, 2015 Company IndustryTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after April 30, 2016 (the “Initial Exercise Date”) and on or prior to the close of business on October 30, 2020 (the “Termination Date”) but not thereafter, to subscribe for and purchase from UQM Technologies, Inc., a Colorado corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is the Warrant to purchase Common Stock issued pursuant to (i) Section 2 of that certain Subscription Agreement (the “Subscription Agreement”), dated as of October 27, 2015, by and between the Company and the Holder (the "Subscription Agree
UQM TECHNOLOGIES, INC. 3,000,000 Shares of Common Stock ($0.01 par value per share) At Market Issuance Sales AgreementAt Market Issuance Sales Agreement • September 16th, 2010 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledSeptember 16th, 2010 Company Industry JurisdictionUQM TECHNOLOGIES, INC., a Colorado corporation (the "Company"), confirms its agreement (this "Agreement") with Stifel, Nicolaus & Company, Incorporated (the "Agent"), as follows:
AGREEMENT AND PLAN OF MERGER AND REORGANIZATIONMerger Agreement • January 20th, 1998 • Unique Mobility Inc • Motors & generators • Colorado
Contract Type FiledJanuary 20th, 1998 Company Industry Jurisdiction
PLACEMENT AGENT AGREEMENTPlacement Agent Agreement • October 30th, 2015 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledOctober 30th, 2015 Company Industry Jurisdiction. UQM Technologies, Inc., a Colorado corporation (the “Company”), proposes to issue and sell to the purchasers, pursuant to the terms and conditions of this Placement Agent Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the purchasers identified therein (each a “Purchaser” and, collectively, the “Purchasers”), up to an aggregate of 8,000,000 units (the “Units”), with each Unit consisting of (i) one share of common stock (each a “Share”), $0.01 par value per share (the “Common Stock”) of the Company and (ii) one warrant to purchase 0.5 of a share of Common Stock (each a “Warrant,” and collectively, the “Warrants”). Units will not be issued or certificated. The Shares and Warrants are immediately separable and will be issued separately. The terms and conditions of the Warrants are set forth in Exhibit B attached hereto. The Company hereby confirms that Oppenheimer & Co. Inc. (“Oppenhe
Exhibit 2.3 UNIQUE MOBILITY, INC. EMPLOYMENT AGREEMENT This Employment Agreement ("this Agreement") is executed this 1st day of May, 1998 by and between Michael Franklin ("Executive") and Unique Mobility, Inc., a Colorado corporation ("Employer"). In...Employment Agreement • May 6th, 1998 • Unique Mobility Inc • Motors & generators • Colorado
Contract Type FiledMay 6th, 1998 Company Industry Jurisdiction
STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this "Agreement"), dated as of December 7, 1995, is by and among UNIQUE MOBILITY, INC., a Colorado corporation ("Unique"), and INVACARE CORPORATION, an Ohio corporation ("Invacare"). RECITALS...Stock Purchase Agreement • February 2nd, 1996 • Unique Mobility Inc • Motors & generators • Colorado
Contract Type FiledFebruary 2nd, 1996 Company Industry Jurisdiction
WARRANT AGREEMENT between UQM TECHNOLOGIES, INC. and COMPUTERSHARE INVESTOR SERVICES Dated as of _______ __, 2002Warrant Agreement • March 20th, 2002 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledMarch 20th, 2002 Company IndustryThis Agreement, dated as of _______ __, 2002, is between UQM Technologies, Inc., a Colorado corporation (the "Company") and Computershare Investor Services, a _________ corporation (the "Warrant Agent"). The Company, at or about the time that it is entering into this Agreement, proposes to issue and sell to public investors shares of its common stock along with warrants. For each five shares of common stock purchased in the offering, investors will receive a warrant(a "Warrant") to purchase one share of common stock of the Company ("Common Stock"), subject to adjustment in certain circumstances, all on the terms and conditions set forth in this Agreement. The Company wishes to retain the Warrant Agent to act on behalf of the Company, and the Warrant Agent is willing so to act, in connection with the issuance, transfer, exchange and replacement of the certificates evidencing the Warrants to be issued under this Agreement (the "Warrant Certificates") and the exercise of the Wa
7,500,000 Shares(1) UQM TECHNOLOGIES, INC. Common Stock PURCHASE AGREEMENTPurchase Agreement • October 28th, 2009 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledOctober 28th, 2009 Company Industry JurisdictionUQM Technologies, Inc., a Colorado corporation (the “Company”), proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto for whom Piper Jaffray & Co. is acting as representative (the “Representative”), an aggregate of 7,500,000 shares (the “Firm Shares”) of Common Stock, $0.01 par value per share (the “Common Stock”), of the Company. The Company has also granted to the several Underwriters an option to purchase up to 1,125,000 additional shares of Common Stock on the terms and for the purposes set forth in Section 3 hereof (the “Option Shares”). The Firm Shares and any Option Shares purchased pursuant to this Agreement are herein collectively called the “Securities.”
EXHIBIT 10.1 UNIQUE MOBILITY, INC. EMPLOYMENT AGREEMENT THIS AGREEMENT is made and entered into as of January 1, 1997, by and between UNIQUE MOBILITY, INC., a corporation organized under the laws of Colorado ("Employer"), and Ray A. Geddes, an adult...Employment Agreement • March 17th, 1997 • Unique Mobility Inc • Motors & generators • Colorado
Contract Type FiledMarch 17th, 1997 Company Industry Jurisdiction
UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENTEmployment Agreement • May 8th, 2012 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 8th, 2012 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of May 1, 2012, by and between UQM TECHNOLOGIES, INC., a corporation organized under the laws of Colorado ("Employer"), and Joseph R. Mitchell, an adult resident of Canton, Michigan ("Executive").
UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENTEmployment Agreement • July 30th, 2015 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledJuly 30th, 2015 Company Industry JurisdictionTHIS AGREEMENT dated as of July 20, 2015, is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and Joseph R. Mitchell (“Executive”).
UQM TECHNOLOGIES, INC. 2002 EQUITY INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENTIncentive Stock Option Agreement • May 22nd, 2008 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 22nd, 2008 Company Industry JurisdictionTHIS AGREEMENT made as of this ___ day of _______, 2008, between UQM TECHNOLOGIES, INC., a Colorado corporation (together with its Affiliated Corporations, except where the context requires otherwise, the "Company"), and _____________ (the "Option Holder").
UQM TECHNOLOGIES, INC. 2002 EQUITY INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENTNon-Qualified Stock Option Agreement • May 22nd, 2008 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 22nd, 2008 Company Industry JurisdictionTHIS AGREEMENT made as of this ___ day of ______, 2008, between UQM TECHNOLOGIES, INC., a Colorado corporation (together with its Affiliated Corporations, except where the context requires otherwise, the "Company"), and _____________ (the "Option Holder").
UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 13th, 2006 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledJune 13th, 2006 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of June 5, 2006, by and between UQM TECHNOLOGIES, INC. , a corporation organized under the laws of Colorado ("Employer"), and William G. Rankin, an adult resident of Golden, Colorado ("Executive").
UQM TECHNOLOGIES, INC. STOCK BONUS PLAN RESTRICTED STOCK AGREEMENTRestricted Stock Agreement • May 24th, 2012 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 24th, 2012 Company Industry JurisdictionTHIS RESTRICTED STOCK AGREEMENT made as of this ____ day of ________, 20__ between UQM TECHNOLOGIES, INC., a Colorado corporation (together with its Affiliated Corporations, except where the context requires otherwise, the "Company"), and _______________ (the "Grantee").
Underwriting Agreement 3,600,000 Shares of Common Stock UQM Technologies, Inc. November 1, 2004Underwriting Agreement • November 5th, 2004 • Uqm Technologies Inc • Electronic components, nec • New York
Contract Type FiledNovember 5th, 2004 Company Industry JurisdictionThe undersigned UQM Technologies, Inc., a Colorado corporation (the "Company"), proposes, subject to the terms and conditions in this Underwriting Agreement (the "Agreement"), that the Company issue and sell to the underwriters named in Schedule I (the "Underwriters"), acting severally and not jointly, an aggregate of 3,600,000 shares (the "Firm Shares") of the Company’s common stock, par value $.01 per share (the "Common Stock") and, at the option of the Underwriters, up to an additional 540,000 shares (the "Option Shares"). The Firm Shares and Option Shares are more fully described in the Registration Statement referred to below and are collectively referred to as the "Shares," and together with the Underwriters Warrants (as defined below), the "Securities."
Exhibit 2.1 SHARE EXCHANGE AGREEMENT Franklin Manufacturing Company Unique Mobility, Inc. Michael G. Franklin Deborah M. McNatt April 30, 1998 TABLE OF CONTENTS I. THE SHARE EXCHANGE. . . . . . . . . . . . . . . . .. . . . . . . .1 1.1 The Share...Share Exchange Agreement • May 6th, 1998 • Unique Mobility Inc • Motors & generators • Missouri
Contract Type FiledMay 6th, 1998 Company Industry Jurisdiction
UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENTEmployment Agreement • July 6th, 2017 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledJuly 6th, 2017 Company Industry JurisdictionTHIS AGREEMENT dated as of July 1, 2017 (“Effective Date”), is between UQM Technologies, Inc., a Colorado corporation (“Employer”), and David Rosenthal (“Executive”).
UQM TECHNOLOGIES, INC. EMPLOYMENT AGREEMENTEmployment Agreement • August 18th, 2010 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledAugust 18th, 2010 Company Industry JurisdictionTHIS AGREEMENT is made and entered into as of August 13, 2010, by and between UQM TECHNOLOGIES, INC., a corporation organized under the laws of Colorado ("Employer"), and Donald A. French, an adult resident of Aurora, Colorado ("Executive").
AGREEMENT AND PLAN OF MERGER By and Among DANFOSS POWER SOLUTIONS (US) COMPANY DANFOSS-2019 MERGER SUB, INC. and UQM TECHNOLOGIES INC. Dated as of January 21, 2019Merger Agreement • January 22nd, 2019 • Uqm Technologies Inc • Electronic components, nec • Delaware
Contract Type FiledJanuary 22nd, 2019 Company Industry JurisdictionThis Agreement and Plan of Merger (this “Agreement”), is entered into as of January 21, 2019, by and among UQM TECHNOLOGIES INC., a Colorado corporation (the “Company”), DANFOSS POWER SOLUTIONS (US) COMPANY, a Delaware corporation (“Parent”), and DANFOSS-2019 MERGER SUB, INC., a Delaware corporation and a wholly-owned Subsidiary of Parent (“Merger Sub”). Capitalized terms used herein (including in the immediately preceding sentence) and not otherwise defined herein shall have the meanings set forth in Section 8.01 hereof.
AMENDED AND RESTATED STOCK ISSUANCE AND PURCHASE AGREEMENT between UQM TECHNOLOGIES, INC. and AMERICAN COMPASS, INC. dated as of September 26, 2016Stock Issuance and Purchase Agreement • September 28th, 2016 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledSeptember 28th, 2016 Company Industry JurisdictionThis Amended and Restated Stock Issuance and Purchase Agreement (this “Agreement”), dated as of September 26, 2016, is entered into between UQM Technologies, Inc., a Colorado corporation (the “Company”), and American Compass, Inc., a California corporation (“Buyer”). This Agreement amends and restates the Stock Issuance and Purchase Agreement, dated as of June 28, 2016, between the Company and Buyer in its entirety. As used herein, “the date of this Agreement” or “the date hereof” shall refer to June 28, 2016.
SUPPLY AGREEMENTSupply Agreement • February 15th, 2002 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledFebruary 15th, 2002 Company Industry JurisdictionThis Supply Agreement ("this "Agreement"), entered into as of this 1st day of April, 1999, between UNIQUE POWER PRODUCTS, INC., a Colorado corporation ("UPP") with its principal place of business at Frederick, Colorado, UNIQUE MOBILITY, INC., a Colorado corporation, ("Unique") with its principal place of business at Golden, Colorado, and INVACARE CORPORATION, an Ohio corporation ("Invacare") with its principal place of business at Elyria, Ohio.
Exhibit 2.2 ESCROW AGREEMENT THIS ESCROW AGREEMENT is entered into as of this 30th day of April, 1998, by and among Unique Mobility, Inc., a Colorado corporation ("Unique"), Michael Franklin and Deborah McNatt (the "Shareholders") and Norwest Bank...Escrow Agreement • May 6th, 1998 • Unique Mobility Inc • Motors & generators • Colorado
Contract Type FiledMay 6th, 1998 Company Industry Jurisdiction
SUBLEASE AGREEMENTSublease Agreement • May 28th, 2004 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledMay 28th, 2004 Company IndustryTHIS SUBLEASE AGREEMENT, (hereinafter referred to as this "Sublease"), made and entered into as of the 30th day of April, 2004 by and between UQM ELECTRONICS, INC. having an address at c/o UQM Technologies, Inc., 7501 Miller Drive, Frederick, Colorado 80530 (hereinafter referred to as "Sublessor") and CD&M ELECTRONICS, INC. having an address at 3081 Elm Point Industrial Drive, St Charles, Missouri 63301 (hereinafter referred to as "Sublessee").
SUPPLY AGREEMENTSupply Agreement • October 26th, 2015 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledOctober 26th, 2015 Company IndustryThis Supply Agreement (this “Agreement”) is dated as of October 20, 2015 (the “Effective Date”), between ITL Efficiency Energy Tech,, CO. Ltd., a China company, having its principal place of business at Building 13A Duzu Enterprise, 2nd Street; Liangshuihe, BDA, Beijing 100176 (“ITL”), and UQM Technologies, Inc., a Colorado corporation with a principal place of business at 4120 Specialty Place, Longmont CO 80504 (“UQM”). UQM and ITL are each referred to herein by name or, individually, as a “Party” or, collectively, as “Parties.” This Agreement will become effective only upon the occurrence of the actions and upon the date specified in Section 7.1 below.
UQM Technologies, Inc. Securities Purchase AgreementSecurities Purchase Agreement • June 26th, 2007 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledJune 26th, 2007 Company Industry JurisdictionThis Securities Purchase Agreement (this "Agreement") is dated as of June 26, 2007, among UQM Technologies, Inc., a Colorado corporation (the "Company"), and the investors identified on the signature pages hereto (each, an "Investor" and collectively, the "Investors").
STOCK ISSUANCE AND PURCHASE AGREEMENT between and among UQM TECHNOLOGIES, INC. and SINOTRUK (BVI) LIMITED and CHINA NATIONAL HEAVY DUTY TRUCK GROUP CO. LTD. Dated as of August 25, 2017Stock Issuance and Purchase Agreement • August 30th, 2017 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledAugust 30th, 2017 Company Industry JurisdictionThis Stock Purchase Agreement (this “Agreement”), dated as of August 25, 2017, is entered into between and among UQM Technologies, Inc., a Colorado corporation (the “Company” or “UQM”), Sinotruk (BVI) Limited, a company organized under the laws of the British Virgin Islands (“Buyer”), and 中国重型汽车集团有限公司 (China National Heavy Duty Truck Group Co. Ltd.), a company organized under the laws of the People’s Republic of China and the corporate parent of Buyer (“CNHTC”).
Share Purchase AgreementShare Purchase Agreement • May 28th, 2004 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledMay 28th, 2004 Company IndustryThis Agreement is entered into on the 13th of February 2004 by and between UQM Technologies, Inc., a company duly organized and existing under the laws of United States with its principal place of business at 7501 Miller Drive, P.O. Box 439, Frederick, Colorado 80530, U.S.A. (hereinafter referred to as "Seller") and LEE, Chi-Cheng, 3F, 1, Alley 28, Lane 430, Yanping Rd., Sec. 2, Pingjen City, Taoyuan, Taiwan 324 R.O.C. (hereinafter referred to as "Buyer"). The Buyer and the Seller are hereinafter individually referred to as the "Party", and collectively referred to as "Parties".
SUPPLY AGREEMENTSupply Agreement • October 28th, 2010 • Uqm Technologies Inc • Electronic components, nec • California
Contract Type FiledOctober 28th, 2010 Company Industry JurisdictionThis Supply Agreement, including the Exhibits ("Agreement"), effective as of July [18], 2009 ("Effective Date"), is hereby made by and between Coda Automotive, Inc. ("Coda") and UQM Technologies, Inc. with a principal place of business of 7501 Miller Drive, Frederick, CO 80530 ("Supplier").
SALE-PURCHASE AGREEMENT between HOLDEN PROPERTIES COLORADO II, LLC, a Minnesota limited liability company,Sale-Purchase Agreement • December 15th, 2009 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledDecember 15th, 2009 Company Industry JurisdictionTHIS SALE-PURCHASE AGREEMENT (this "Agreement"), made as of the 4th day of November, 2009 (the "Effective Date"), between HOLDEN PROPERTIES COLORADO II, LLC, a Minnesota limited liability company, having an office at 607 Washington Avenue North, Minneapolis, Minnesota 55401 ("Seller"), and UQM PROPERTIES, INC., a Colorado corporation, having an office at 7501 Miller Drive, Frederick, Colorado 80530 ("Purchaser").
AMENDMENT No. 1 TO SUPPLY AGREEMENTSupply Agreement • October 27th, 2011 • Uqm Technologies Inc • Electronic components, nec
Contract Type FiledOctober 27th, 2011 Company IndustryThis Amendment No. 1 to the Supply Agreement, effective as of September 7, 2011, amends that certain Supply Agreement dated as of July 18, 2009 ("Supply Agreement"), by and between CODA Automotive, Inc. ("CODA") and UQM Technologies, Inc. ("Supplier"). Capitalized terms used herein but not defined herein shall have the meanings ascribed to them in the Supply Agreement.
INDEMNIFICATION AGREEMENTIndemnification Agreement • May 27th, 2005 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 27th, 2005 Company Industry JurisdictionThe parties hereby acknowledge that Article VI of the Bylaws of the Corporation provide for indemnification and advancement of expenses with respect to directors or officers, as well as other matters. All provisions of Article VI of the Bylaws of the Corporation as in effect on the date hereof, including without limitation amendments made to such Article VI on the date hereof, are hereby made a binding agreement between the Corporation and Director or Officer; a copy of such Article VI is attached hereto as Exhibit A; and such Article VI is hereby incorporated into this Agreement by this reference.
SEPARATION AGREEMENT AND LEGAL RELEASESeparation Agreement • May 24th, 2012 • Uqm Technologies Inc • Electronic components, nec • Colorado
Contract Type FiledMay 24th, 2012 Company Industry JurisdictionThis Separation Agreement and Legal Release (the "Agreement and Release") is between Ronald M. Burton ("you" and "your") and UQM Technologies, Inc., a Colorado corporation ("Employer"), regarding the separation of your employment with Employer.