RIGHTS AGREEMENT dated as of April 23, 2024 between ELLINGTON CREDIT COMPANY and EQUINITI TRUST COMPANY, LLC Rights AgentRights Agreement • April 23rd, 2024 • Ellington Credit Co • Real estate investment trusts • Maryland
Contract Type FiledApril 23rd, 2024 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of April 23, 2024 (the “Agreement”), between Ellington Credit Company, a Maryland real estate investment trust (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (the “Rights Agent”).
PILLARSTONE CAPITAL REIT And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent RIGHTS AGREEMENT Dated as of December 27, 2021Rights Agreement • May 9th, 2022 • Pillarstone Capital Reit • Real estate investment trusts • Maryland
Contract Type FiledMay 9th, 2022 Company Industry Jurisdiction
PILLARSTONE CAPITAL REIT And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent RIGHTS AGREEMENT Dated as of December 27, 2021Rights Agreement • April 20th, 2022 • Pillarstone Capital Reit • Real estate investment trusts • Maryland
Contract Type FiledApril 20th, 2022 Company Industry Jurisdiction
PILLARSTONE CAPITAL REIT And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent RIGHTS AGREEMENT Dated as of December 27, 2021Rights Agreement • December 27th, 2021 • Pillarstone Capital Reit • Real estate investment trusts • Maryland
Contract Type FiledDecember 27th, 2021 Company Industry JurisdictionTHIS RIGHTS AGREEMENT, dated as of December 27, 2021 (this “Agreement”), between Pillarstone Capital REIT, a Maryland real estate investment trust (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”). All capitalized terms used in this Agreement shall have the meanings ascribed to such terms in Section 1 hereof or as otherwise defined elsewhere in this Agreement.
Amended and Restated Rights Agreement Dated as of July 21, 2021Rights Agreement • July 21st, 2021 • Autoscope Technologies Corp • Measuring & controlling devices, nec • New York
Contract Type FiledJuly 21st, 2021 Company Industry JurisdictionThis Amended and Restated Rights Agreement is dated as of July 21, 2021 (as amended, supplemented or otherwise modified from time to time, the “Agreement”), among Autoscope Technologies Corporation, a Minnesota corporation (the “Company”); Continental Stock Transfer & Trust Company, a New York limited-purpose trust company, as rights agent (the “Rights Agent”); and, solely with respect to Section 37 of this Agreement, Image Sensing Systems, Inc., a Minnesota corporation (“ISNS”).
AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Rights Agent RIGHTS AGREEMENT Dated as of May 14, 2020Rights Agreement • May 15th, 2020 • Whitestone REIT • Real estate investment trusts • New York
Contract Type FiledMay 15th, 2020 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of May 14, 2020 (this “Agreement”), between Whitestone REIT, a Maryland real estate investment trust (the “Company”), and American Stock Transfer & Trust Company, LLC, as rights agent (the “Rights Agent”). All capitalized terms used in this Agreement shall have the meanings ascribed to such terms in Section 1 hereof or as otherwise defined elsewhere in this Agreement.
ContractRights Agreement • May 5th, 2020 • Delaware
Contract Type FiledMay 5th, 2020 Jurisdiction<DOCUMENT> <TYPE>EX-1 <SEQUENCE>2 <FILENAME>appa8k121906ex4a.txt <DESCRIPTION>EXHIBIT 3.C <TEXT> Exhibit 4.A A.P. PHARMA, INC. and COMPUTERSHARE TRUST COMPANY, N.A. Rights Agent PREFERRED SHARES RIGHTS AGREEMENT --------------------------------- Dated as of December 18, 2006 TABLE OF CONTENTS ----------------- 1. Certain Definitions 2. Appointment of Rights Agent 3. Issuance of Rights Certificates 4. Form of Rights Certificates 5. Countersignature and Registration 6. Transfer, Split Up, Combination and Exchange of Rights Certificates; Mutilated, Destroyed, Lost or Stolen Rights Certificates 7. Exercise of Rights; Purchase Price; Expiration Date of Rights 8. Cancellation and Destruction of Rights Certificates 9. Reservation and Availability of Preferred Shares 10. Preferred Shares Record Date 11. Adjustment of Purchase Price, Number of Shares or Number of Rights 12. Certificate of Adjusted Purchase Price or Number of Shares 13. Consolidation, Merger or Sale or Transfer of Assets or Earn
RIGHTS AGREEMENTRights Agreement • January 9th, 2020 • Maryland
Contract Type FiledJanuary 9th, 2020 Jurisdiction
RIGHTS AGREEMENTRights Agreement • February 16th, 2016 • Energy XXI LTD • Oil & gas field exploration services • New York
Contract Type FiledFebruary 16th, 2016 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of February 15, 2016, (this “Agreement”), by and between Energy XXI Ltd, a Bermuda exempted company (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as rights agent (the “Rights Agent”).
RIGHTS AGREEMENT by and between GLOBAL SELF STORAGE, INC. and AMERICAN STOCK TRANSER & TRUST COMPANY, LLC, as Rights AgentRights Agreement • February 2nd, 2016 • Global Self Storage, Inc. • Real estate investment trusts • Maryland
Contract Type FiledFebruary 2nd, 2016 Company Industry JurisdictionThe Rights are not exercisable until the Distribution Date. The Rights will expire on January 29, 2026 (the "Final Expiration Date"), unless the Final Expiration Date is extended or unless the Rights are earlier redeemed or exchanged by the Company, in each case as described below. Until a Right is exercised, the holder thereof, as such, will have no rights as a stockholder of the Company, including, without limitation, the right to vote or to receive dividends. Although the distribution of the Rights should not be taxable to stockholders or to the Company, stockholders may, depending upon the circumstances, recognize taxable income in the event that the Rights become exercisable for Common Shares (or cash, property or other securities) of the Company or for common stock of the acquiring company as set forth below.
RIGHTS AGREEMENT by and between GLOBAL SELF STORAGE, INC. and AMERICAN STOCK TRANSER & TRUST COMPANY, LLC, as Rights AgentRights Agreement • January 29th, 2016 • Global Self Storage, Inc. • Real estate investment trusts • Maryland
Contract Type FiledJanuary 29th, 2016 Company Industry JurisdictionThe Rights are not exercisable until the Distribution Date. The Rights will expire on January 29, 2026 (the "Final Expiration Date"), unless the Final Expiration Date is extended or unless the Rights are earlier redeemed or exchanged by the Company, in each case as described below. Until a Right is exercised, the holder thereof, as such, will have no rights as a stockholder of the Company, including, without limitation, the right to vote or to receive dividends. Although the distribution of the Rights should not be taxable to stockholders or to the Company, stockholders may, depending upon the circumstances, recognize taxable income in the event that the Rights become exercisable for Common Shares (or cash, property or other securities) of the Company or for common stock of the acquiring company as set forth below.
AUXILIUM PHARMACEUTICALS, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent RIGHTS AGREEMENT Dated as of September 17, 2014Rights Agreement • September 17th, 2014 • Auxilium Pharmaceuticals Inc • Pharmaceutical preparations • Delaware
Contract Type FiledSeptember 17th, 2014 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of September 17, 2014 (the “Agreement”), between AUXILIUM PHARMACEUTICALS, INC, a Delaware corporation (the “Company”), and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. (the “Rights Agent”).
RIGHTS AGREEMENTRights Agreement • February 14th, 2014 • Alanco Technologies Inc • Computer storage devices • Arizona
Contract Type FiledFebruary 14th, 2014 Company Industry JurisdictionAgreement, dated as of February 13, 2014, between, ALANCO TECHNOLOGIES, INC., an Arizona corporation (the “Company"), and LAW OFFICE OF STEVEN P. OMAN, P.C., an Arizona professional corporation (the “Rights Agent”).
AMENDED AND RESTATED RIGHTS AGREEMENT by and between RCM TECHNOLOGIES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent Dated as of May 28, 2013Rights Agreement • May 29th, 2013 • RCM Technologies Inc • Services-help supply services • Nevada
Contract Type FiledMay 29th, 2013 Company Industry JurisdictionAMENDED AND RESTATED RIGHTS AGREEMENT, dated as of May 28, 2013 (as amended, supplemented or otherwise modified from time to time, the “Agreement”), between RCM TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the “Rights Agent”).
ContractRights Agreement • February 6th, 2013 • Qualstar Corp • Magnetic & optical recording media • California
Contract Type FiledFebruary 6th, 2013 Company Industry Jurisdiction
RCM TECHNOLOGIES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of January 30, 2013Rights Agreement • January 31st, 2013 • RCM Technologies Inc • Services-help supply services • Nevada
Contract Type FiledJanuary 31st, 2013 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of January 30, 2013 (the “Agreement”), between RCM TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the “Rights Agent”).
RCM TECHNOLOGIES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of June 9, 2010Rights Agreement • June 9th, 2010 • RCM Technologies Inc • Services-help supply services • Nevada
Contract Type FiledJune 9th, 2010 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of June 9, 2010 (the “Agreement”), between RCM TECHNOLOGIES, INC., a Nevada corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the “Rights Agent”).
FORGENT NETWORKS, INC. AMENDED AND RESTATED RIGHTS AGREEMENT Dated as of October 28, 2009Rights Agreement • October 28th, 2009 • Forgent Networks Inc • Services-computer integrated systems design • Delaware
Contract Type FiledOctober 28th, 2009 Company Industry JurisdictionThis AMENDED AND RESTATED RIGHTS AGREEMENT (the “AGREEMENT”) is dated as of October 28, 2009, by and between FORGENT NETWORKS, INC., a Delaware corporation (the “COMPANY”), and AMERICAN STOCK TRANSFER & TRUST COMPANY LLC (the “RIGHTS AGENT”).
KENSEY NASH CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A. as Rights Agent RIGHTS AGREEMENT dated as of June 18, 2009Rights Agreement • June 19th, 2009 • Kensey Nash Corp • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledJune 19th, 2009 Company Industry Jurisdictionsuch Person of newly-issued Common Shares directly from the Company (it being understood that a purchase from an underwriter or other intermediary is not directly from the Company); provided, however, that if a Person becomes the beneficial owner of Common Shares equal to or in excess of 15% of the Common Shares then outstanding by reason of share purchases by the Company or the receipt of newly-issued Common Shares directly from the Company and, after such share purchases or direct issuance by the Company, becomes the beneficial owner of any additional Common Shares of the Company and is the beneficial owner of Common Shares equal to or in excess of 15% of the Common Shares then outstanding, then such Person shall be deemed to be an “Acquiring Person.” In addition, if the Board of Directors of the Company determines in good faith that a Person who would otherwise be an “Acquiring Person” has become such inadvertently, and such Person divests as promptly as practicable (or within such
THE YORK WATER COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of January 24, 2009Rights Agreement • January 26th, 2009 • York Water Co • Water supply • New York
Contract Type FiledJanuary 26th, 2009 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of January 24, 2009 (the “Agreement”), between THE YORK WATER COMPANY, a Pennsylvania corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (the “Rights Agent”).
SEI INVESTMENTS COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of January 6, 2009Rights Agreement • January 6th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 6th, 2009 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of January 6, 2009 (the “Agreement”), between SEI INVESTMENTS COMPANY, a Pennsylvania corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability company (the “Rights Agent”).
AMENDED AND RESTATED RIGHTS AGREEMENT dated as of January 4, 2008 between HAWK CORPORATION and NATIONAL CITY BANK, as Rights AgentRights Agreement • January 4th, 2008 • Hawk Corp • Aircraft parts & auxiliary equipment, nec • Delaware
Contract Type FiledJanuary 4th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED RIGHTS AGREEMENT, dated as of January 4, 2008 (the “Agreement”), is made and entered into between HAWK CORPORATION, a Delaware corporation (the “Company”), and NATIONAL CITY BANK, as Rights Agent (the “RightsAgent”).
AMENDED AND RESTATED RIGHTS AGREEMENT dated as of January 4, 2008 between HAWK CORPORATION and NATIONAL CITY BANK, as Rights AgentRights Agreement • January 4th, 2008 • Hawk Corp • Aircraft parts & auxiliary equipment, nec • Delaware
Contract Type FiledJanuary 4th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED RIGHTS AGREEMENT, dated as of January 4, 2008 (the “Agreement”), is made and entered into between HAWK CORPORATION, a Delaware corporation (the “Company”), and NATIONAL CITY BANK, as Rights Agent (the “RightsAgent”).
RIGHTS AGREEMENT by and between BEXIL CORPORATION and AMERICAN STOCK TRANSER & TRUST COMPANY, as Rights Agent Dated as of November 10, 2005Rights Agreement • November 14th, 2005 • Bexil Corp • Investors, nec • Maryland
Contract Type FiledNovember 14th, 2005 Company Industry JurisdictionThe Rights are not exercisable until the Distribution Date. The Rights will expire on November 21, 2015 (the “Final Expiration Date”), unless the Final Expiration Date is extended or unless the Rights are earlier redeemed or exchanged by the Company, in each case as described below. Until a Right is exercised, the holder thereof, as such, will have no rights as a stockholder of the Company, including, without limitation, the right to vote or to receive dividends. Although the distribution of the Rights should not be taxable to stockholders or to the Company, stockholders may, depending upon the circumstances, recognize taxable income in the event that the Rights become exercisable for Common Shares (or cash, property or other securities) of the Company or for common stock of the acquiring company as set forth below.
TSAKOS ENERGY NAVIGATION LIMITED and THE BANK OF NEW YORK as Rights Agent RIGHTS AGREEMENT Dated as of September 29, 2005Rights Agreement • September 30th, 2005 • Tsakos Energy Navigation LTD • Deep sea foreign transportation of freight • New York
Contract Type FiledSeptember 30th, 2005 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of September 29, 2005 (the “Agreement”), between TSAKOS ENERGY NAVIGATION LIMITED, a Bermuda company (the “Company”), and THE BANK OF NEW YORK (the “Rights Agent”).
RIGHTS AGREEMENTRights Agreement • June 1st, 2004 • Ramp Corp • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledJune 1st, 2004 Company Industry JurisdictionRights Agreement, dated as of May 27, 2004 (this "Agreement"), between Ramp Corporation, a Delaware corporation (the "Company"), and Computershare Trust Company, Inc., a Colorado trust company (the "Rights Agent").
RIGHTS AGREEMENTRights Agreement • May 27th, 2004 • Ramp Corp • Services-computer programming, data processing, etc. • Delaware
Contract Type FiledMay 27th, 2004 Company Industry JurisdictionRights Agreement, dated as of May 27, 2004 (this "Agreement"), between Ramp Corporation, a Delaware corporation (the "Company"), and Computershare Trust Company, Inc., a Colorado trust company (the "Rights Agent").
RIGHTS AGREEMENT by and between SENIOR HOUSING PROPERTIES TRUST AND EQUISERVE TRUST COMPANY, N.A., as Rights Agent Dated as of March 10, 2004Rights Agreement • March 12th, 2004 • Senior Housing Properties Trust • Real estate investment trusts • Maryland
Contract Type FiledMarch 12th, 2004 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of March 10, 2004, between Senior Housing Properties Trust, a Maryland real estate investment trust, and EquiServe Trust Company, N.A., a national banking association, as Rights Agent.
CONSOL ENERGY INC. and EQUISERVE TRUST COMPANY, N.A. as Rights Agent RIGHTS AGREEMENT Dated as of December 22, 2003Rights Agreement • December 22nd, 2003 • Consol Energy Inc • Bituminous coal & lignite mining • New York
Contract Type FiledDecember 22nd, 2003 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of December 22, 2003 (the “Agreement”), between CONSOL ENERGY INC., a Delaware corporation (the “Company”), and EQUISERVE TRUST COMPANY, N.A. (the “Rights Agent”).
QUIPP, INC. And AMERICAN STOCK TRANSFER & TRUST COMPANY, as Rights Agent RIGHTS AGREEMENT Dated as of March 3, 2003Rights Agreement • March 3rd, 2003 • Quipp Inc • Special industry machinery, nec • Florida
Contract Type FiledMarch 3rd, 2003 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of March 3, 2003 (the “Agreement”), between QUIPP, INC., a Florida corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, a New York corporation (the “Rights Agent”).
THIRD AMENDED AND RESTATED RIGHTS AGREEMENT between CIRCUIT CITY STORES, INC. and WELLS FARGO BANK MINNESOTA, N.A. (FORMERLY NAMED NORWEST BANK MINNESOTA, N.A.) Dated as of October 1, 2002Rights Agreement • October 1st, 2002 • Circuit City Stores Inc • Retail-radio, tv & consumer electronics stores • Virginia
Contract Type FiledOctober 1st, 2002 Company Industry JurisdictionThis Third Amended and Restated Rights Agreement (the “Agreement”) is entered into as of October 1, 2002, between Circuit City Stores, Inc., a Virginia corporation (the “Company”), and Wells Fargo Bank Minnesota, N.A., formerly named Norwest Bank Minnesota, N.A., a national banking association (the “Rights Agent”). This Agreement amends and restates the Rights Agreement dated as of April 14, 1998 between the Company and the Rights Agent (the “Original Rights Agreement”), as previously amended by the First Amended and Restated Rights Agreement dated as of February 16, 1999 (the “First Restated Agreement”) and the Second Amended and Restated Rights Agreement dated as of July 10, 2001 (the “Second Restated Agreement”).
THIRD AMENDED AND RESTATED RIGHTS AGREEMENT between CIRCUIT CITY STORES, INC. and WELLS FARGO BANK MINNESOTA, N.A. (FORMERLY NAMED NORWEST BANK MINNESOTA, N.A.) Dated as of October 1, 2002Rights Agreement • October 1st, 2002 • Circuit City Stores Inc • Retail-radio, tv & consumer electronics stores • Virginia
Contract Type FiledOctober 1st, 2002 Company Industry JurisdictionThis Third Amended and Restated Rights Agreement (the “Agreement”) is entered into as of October 1, 2002, between Circuit City Stores, Inc., a Virginia corporation (the “Company”), and Wells Fargo Bank Minnesota, N.A., formerly named Norwest Bank Minnesota, N.A., a national banking association (the “Rights Agent”). This Agreement amends and restates the Rights Agreement dated as of April 14, 1998 between the Company and the Rights Agent (the “Original Rights Agreement”), as previously amended by the First Amended and Restated Rights Agreement dated as of February 16, 1999 (the “First Restated Agreement”) and the Second Amended and Restated Rights Agreement dated as of July 10, 2001 (the “Second Restated Agreement”).
SPS TECHNOLOGIES, INC. and MELLON INVESTOR SERVICES LLC as Rights Agent AMENDED AND RESTATED RIGHTS AGREEMENT Effective April 6, 2001Rights Agreement • April 9th, 2001 • SPS Technologies Inc • Bolts, nuts, screws, rivets & washers • Pennsylvania
Contract Type FiledApril 9th, 2001 Company Industry JurisdictionAMENDED AND RESTATED RIGHTS AGREEMENT, effective as of April 6, 2001 (the "Agreement"), between SPS TECHNOLOGIES, INC., a Pennsylvania corporation (the "Company"), and MELLON INVESTOR SERVICES LLC, a New Jersey limited liability company (the "Rights Agent").
SI DIAMOND TECHNOLOGY, INC. and COMPUTERSHARE TRUST COMPANY, INC. RIGHTS AGENTS AMENDED AND RESTATED RIGHTS AGREEMENT Dated effective as of November 16, 2000Rights Agreement • January 10th, 2001 • Si Diamond Technology Inc • General industrial machinery & equipment • Texas
Contract Type FiledJanuary 10th, 2001 Company Industry Jurisdiction