andRights Agreement • March 29th, 1999 • Sei Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 29th, 1999 Company Industry Jurisdiction
EXHIBIT 10.17.2 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENTNote Purchase Agreement • March 28th, 2003 • Sei Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2003 Company Industry Jurisdiction
Agreement ---------Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.18 TERM LOAN AGREEMENTLoan Agreement • March 28th, 2002 • Sei Corp • Security brokers, dealers & flotation companies
Contract Type FiledMarch 28th, 2002 Company Industry
EXHIBIT 10.14.5 --------------- SIXTH MODIFICATION AGREEMENT ----------------------------Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
Contract Type FiledMarch 29th, 1996 Company Industry Jurisdiction
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATIONCredit Agreement • June 14th, 2016 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 14th, 2016 Company Industry JurisdictionThis Credit Agreement, dated as of June 13, 2016, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.
AGREEMENT ---------Credit Agreement • March 29th, 2001 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMarch 29th, 2001 Company Industry Jurisdiction
SEI INVESTMENTS COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of January 6, 2009Rights Agreement • January 6th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 6th, 2009 Company Industry JurisdictionRIGHTS AGREEMENT, dated as of January 6, 2009 (the “Agreement”), between SEI INVESTMENTS COMPANY, a Pennsylvania corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability company (the “Rights Agent”).
TERM B GUARANTY AND COLLATERAL AGREEMENT dated as of October 1, 2012 among SEI INVESTMENTS COMPANY, as a Guarantor and LSV EMPLOYEE GROUP III, LLC, as Grantor and THE OTHER PARTIES FROM TIME TO TIME HERETO, as Grantors, and THE PRIVATEBANK AND TRUST...Guaranty and Collateral Agreement • October 2nd, 2012 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledOctober 2nd, 2012 Company Industry
EXHIBIT 10.14.7 --------------- EIGHTH MODIFICATION AGREEMENT -----------------------------Eighth Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
Contract Type FiledMarch 29th, 1996 Company Industry Jurisdiction
EXHIBIT 10.14.6 --------------- SEVENTH MODIFICATION AGREEMENT ------------------------------Seventh Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
Contract Type FiledMarch 29th, 1996 Company Industry Jurisdiction
Agreement ---------Ninth Modification Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
EXHIBIT 10.19 CREDIT AGREEMENTCredit Agreement • March 28th, 2002 • Sei Corp • Security brokers, dealers & flotation companies
Contract Type FiledMarch 28th, 2002 Company Industry
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, JPMORGAN CHASE BANK, As Agent, BANK OF AMERICA, N.A., MANUFACTURERS AND TRADERS TRUST COMPANY and PNC BANK, NATIONAL ASSOCIATION, as Documentation Agents, and WACHOVIA BANK, NATIONAL...Credit Agreement • September 16th, 2004 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledSeptember 16th, 2004 Company Industry JurisdictionThis Credit Agreement, dated as of September 14, 2004, is among SEI Investments Company, a Pennsylvania corporation, the Lenders and JPMorgan Chase Bank, as Agent. The parties hereto agree as follows:
Agreement ---------Tenth Modification Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMarch 31st, 1997 Company Industry Jurisdiction
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, CITIZENS BANK OF PENNSYLVANIA and MANUFACTURERS AND TRADERS TRUST COMPANY, as Documentation Agents, and U.S. BANK NATIONAL...Credit Agreement • June 22nd, 2012 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJune 22nd, 2012 Company Industry JurisdictionThis Credit Agreement, dated as of February 2, 2012, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.
Execution Copy EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this “Agreement”) is entered into by and between SEI Investments Company, a Pennsylvania corporation (the “Company”) and Sean Denham (the “Executive”) as of January 16, 2024. WHEREAS, the...Employment Agreement • February 5th, 2024 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledFebruary 5th, 2024 Company Industry Jurisdiction
AMENDMENT NO. 2 TO CREDIT AGREEMENTCredit Agreement • July 10th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 10th, 2006 Company Industry JurisdictionThis Amendment (this “Amendment”) is entered into as of July 7, 2006 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as agent (the “Agent”), and the other financial institutions signatory hereto.
AMENDMENT NO. 7 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 2nd, 2008 Company IndustryTHIS AMENDMENT NO. 7 (the “Amendment”) to the Capital Support Agreement, effective as of the 17th day of April 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 4th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 4th, 2009 Company IndustryTHIS AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the “Amendment Effective Date”), between SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledMay 2nd, 2008 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 3rd day of December, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Liquid Asset Trust Prime Obligation Fund (the “Fund”).
AMENDMENT NO. 5 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledMay 2nd, 2008 Company IndustryTHIS AMENDMENT NO. 5 (the “Amendment”) to the Capital Support Agreement, effective as of the 26th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDMENT NO. 4 TO CREDIT AGREEMENTCredit Agreement • December 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 2nd, 2008 Company Industry JurisdictionThis Amendment No. 4 to Credit Agreement (this “Amendment”) is entered into as of November 26, 2008 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”) and the financial institutions signatory hereto.
ContractEmployment Agreement • February 5th, 2024 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledFebruary 5th, 2024 Company Industry
CAPITAL SUPPORT AGREEMENTCapital Support Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledNovember 9th, 2007 Company Industry JurisdictionTHIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 8th day of November, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust Money Market Fund (the “Fund”).
AMENDMENT NO. 8 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledJuly 31st, 2008 Company IndustryTHIS AMENDMENT NO. 8 (the “Amendment”) to the Capital Support Agreement, effective as of the 18th day of June 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENTCapital Support Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledNovember 10th, 2008 Company Industry JurisdictionTHIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 5th day of November, 2008, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”).
DB1/ 78413207.3 2. Exercisability of Option. (a) The Option shall become exercisable on the following dates, if the Grantee is employed by, or providing service to, the Employer on the applicable date: Date Shares for Which the Option is Exercisable...Stock Option Grant Agreement • February 21st, 2023 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania
Contract Type FiledFebruary 21st, 2023 Company Industry Jurisdiction
AMENDMENT NO. 3 TO CREDIT AGREEMENTCredit Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 10th, 2008 Company Industry JurisdictionThis Amendment No. 3 to Credit Agreement (this “Amendment”) is entered into as of November 5, 2008 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative Agent”), and the other financial institutions signatory hereto.
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, CITIZENS BANK OF PENNSYLVANIA and MANUFACTURERS AND TRADERS TRUST COMPANY, as Documentation Agents, and U.S. BANK NATIONAL...Credit Agreement • February 3rd, 2012 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledFebruary 3rd, 2012 Company Industry JurisdictionThis Credit Agreement, dated as of February 2, 2012, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.
GUARANTY AND COLLATERAL AGREEMENT dated as of January 24, 2006 among SEI INVESTMENTS COMPANY, as a Guarantor and LSV EMPLOYEE GROUP, LLC, as Grantor and THE OTHER PARTIES FROM TIME TO TIME HERETO, as Grantors, and LASALLE BANK NATIONAL ASSOCIATION, as...Guaranty and Collateral Agreement • January 30th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledJanuary 30th, 2006 Company IndustryTHIS CREDIT AGREEMENT dated as of January 24, 2006 (this “Agreement”) is entered into among LSV EMPLOYEE GROUP, LLC, a Delaware limited liability company (the “Company”), the financial institutions that are or may from time to time become parties hereto (together with their respective successors and assigns, the “Lenders”) and LASALLE BANK NATIONAL ASSOCIATION (in its individual capacity, “LaSalle”), as administrative agent for the Lenders. LSV ASSET MANAGEMENT, a Delaware general partnership (“LSV”) is a party to this Agreement for purposes of confirming certain representations, warranties and agreements made by it in Sections 9, 10, 11, 14 and 15 hereof in connection with the extensions of credit to the Company contemplated hereby.
AMENDMENT NO. 11 TO CAPITAL SUPPORT AGREEMENTCapital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies
Contract Type FiledJuly 31st, 2008 Company IndustryTHIS AMENDMENT NO. 11 (the “Amendment”) to the Capital Support Agreement, effective as of the 30th day of July 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).
January 14, 2003Sei Investments Co • March 16th, 2006 • Security brokers, dealers & flotation companies • Ontario
Company FiledMarch 16th, 2006 Industry JurisdictionRoyal Bank of Canada (the “Bank”) is pleased to offer to SEI Investments Canada Company (the “Borrower”) the following facility (the “Credit Facility”), subject to the following terms and conditions.
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • January 30th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 30th, 2006 Company Industry JurisdictionThis Amendment (this “Amendment”) is entered into as of January 24, 2006 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as agent (the “Agent”), and the other financial institutions signatory hereto.
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 9th, 2007 Company Industry JurisdictionThis Amendment (this “Amendment”) is entered into as of November 7, 2007 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative Agent”), and the other financial institutions signatory hereto.