Sei Investments Co Sample Contracts

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Rights Agreement • March 29th, 1999 • Sei Corp • Security brokers, dealers & flotation companies • New York
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EXHIBIT 10.17.2 SECOND AMENDMENT TO NOTE PURCHASE AGREEMENT
Note Purchase Agreement • March 28th, 2003 • Sei Corp • Security brokers, dealers & flotation companies • New York
Agreement ---------
Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
EXHIBIT 10.18 TERM LOAN AGREEMENT
Loan Agreement • March 28th, 2002 • Sei Corp • Security brokers, dealers & flotation companies
EXHIBIT 10.14.5 --------------- SIXTH MODIFICATION AGREEMENT ----------------------------
Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATION
Credit Agreement • June 14th, 2016 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Credit Agreement, dated as of June 13, 2016, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.

AGREEMENT ---------
Credit Agreement • March 29th, 2001 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
SEI INVESTMENTS COMPANY and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC as Rights Agent RIGHTS AGREEMENT Dated as of January 6, 2009
Rights Agreement • January 6th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

RIGHTS AGREEMENT, dated as of January 6, 2009 (the “Agreement”), between SEI INVESTMENTS COMPANY, a Pennsylvania corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability company (the “Rights Agent”).

EXHIBIT 10.14.7 --------------- EIGHTH MODIFICATION AGREEMENT -----------------------------
Eighth Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
EXHIBIT 10.14.6 --------------- SEVENTH MODIFICATION AGREEMENT ------------------------------
Seventh Modification Agreement • March 29th, 1996 • Sei Corp • Investment advice • Pennsylvania
Agreement ---------
Ninth Modification Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
EXHIBIT 10.19 CREDIT AGREEMENT
Credit Agreement • March 28th, 2002 • Sei Corp • Security brokers, dealers & flotation companies
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, JPMORGAN CHASE BANK, As Agent, BANK OF AMERICA, N.A., MANUFACTURERS AND TRADERS TRUST COMPANY and PNC BANK, NATIONAL ASSOCIATION, as Documentation Agents, and WACHOVIA BANK, NATIONAL...
Credit Agreement • September 16th, 2004 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Credit Agreement, dated as of September 14, 2004, is among SEI Investments Company, a Pennsylvania corporation, the Lenders and JPMorgan Chase Bank, as Agent. The parties hereto agree as follows:

Agreement ---------
Tenth Modification Agreement • March 31st, 1997 • Sei Corp • Security brokers, dealers & flotation companies • Pennsylvania
CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, CITIZENS BANK OF PENNSYLVANIA and MANUFACTURERS AND TRADERS TRUST COMPANY, as Documentation Agents, and U.S. BANK NATIONAL...
Credit Agreement • June 22nd, 2012 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Credit Agreement, dated as of February 2, 2012, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.

AMENDMENT NO. 2 TO CREDIT AGREEMENT
Credit Agreement • July 10th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Amendment (this “Amendment”) is entered into as of July 7, 2006 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as agent (the “Agent”), and the other financial institutions signatory hereto.

AMENDMENT NO. 7 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 7 (the “Amendment”) to the Capital Support Agreement, effective as of the 17th day of April 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

AMENDMENT NO. 1 TO AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 4th, 2009 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 1 (the “Amendment”) to the Amended and Restated Capital Support Agreement, effective as of the 13th day of March 2009 (the “Amendment Effective Date”), between SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 3rd day of December, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Liquid Asset Trust Prime Obligation Fund (the “Fund”).

AMENDMENT NO. 5 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • May 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 5 (the “Amendment”) to the Capital Support Agreement, effective as of the 26th day of March 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

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AMENDMENT NO. 4 TO CREDIT AGREEMENT
Credit Agreement • December 2nd, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Amendment No. 4 to Credit Agreement (this “Amendment”) is entered into as of November 26, 2008 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”) and the financial institutions signatory hereto.

Contract
Employment Agreement • February 5th, 2024 • Sei Investments Co • Security brokers, dealers & flotation companies
CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 8th day of November, 2007, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust Money Market Fund (the “Fund”).

AMENDMENT NO. 8 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 8 (the “Amendment”) to the Capital Support Agreement, effective as of the 18th day of June 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • Pennsylvania

THIS AMENDED AND RESTATED CAPITAL SUPPORT AGREEMENT (this “Agreement”) is made as of the 5th day of November, 2008, by and between SEI Investments Company (the “Support Provider”) and SEI Daily Income Trust (the “Trust”) for and on behalf of its Prime Obligation Fund (the “Fund”).

AMENDMENT NO. 3 TO CREDIT AGREEMENT
Credit Agreement • November 10th, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Amendment No. 3 to Credit Agreement (this “Amendment”) is entered into as of November 5, 2008 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative Agent”), and the other financial institutions signatory hereto.

CREDIT AGREEMENT among SEI INVESTMENTS COMPANY, THE LENDERS, WELLS FARGO BANK, NATIONAL ASSOCIATION as Administrative Agent, CITIZENS BANK OF PENNSYLVANIA and MANUFACTURERS AND TRADERS TRUST COMPANY, as Documentation Agents, and U.S. BANK NATIONAL...
Credit Agreement • February 3rd, 2012 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Credit Agreement, dated as of February 2, 2012, is among SEI Investments Company, a Pennsylvania corporation, the Lenders, U.S. Bank National Association, as Syndication Agent, Citizens Bank of Pennsylvania and Manufacturers and Traders Trust Company, each as Documentation Agent, and Wells Fargo Bank, National Association, as Administrative Agent.

GUARANTY AND COLLATERAL AGREEMENT dated as of January 24, 2006 among SEI INVESTMENTS COMPANY, as a Guarantor and LSV EMPLOYEE GROUP, LLC, as Grantor and THE OTHER PARTIES FROM TIME TO TIME HERETO, as Grantors, and LASALLE BANK NATIONAL ASSOCIATION, as...
Guaranty and Collateral Agreement • January 30th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS CREDIT AGREEMENT dated as of January 24, 2006 (this “Agreement”) is entered into among LSV EMPLOYEE GROUP, LLC, a Delaware limited liability company (the “Company”), the financial institutions that are or may from time to time become parties hereto (together with their respective successors and assigns, the “Lenders”) and LASALLE BANK NATIONAL ASSOCIATION (in its individual capacity, “LaSalle”), as administrative agent for the Lenders. LSV ASSET MANAGEMENT, a Delaware general partnership (“LSV”) is a party to this Agreement for purposes of confirming certain representations, warranties and agreements made by it in Sections 9, 10, 11, 14 and 15 hereof in connection with the extensions of credit to the Company contemplated hereby.

AMENDMENT NO. 11 TO CAPITAL SUPPORT AGREEMENT
Capital Support Agreement • July 31st, 2008 • Sei Investments Co • Security brokers, dealers & flotation companies

THIS AMENDMENT NO. 11 (the “Amendment”) to the Capital Support Agreement, effective as of the 30th day of July 2008 (the “Amendment Effective Date”), between SEI Liquid Asset Trust (the “Trust”) on behalf of its Prime Obligation Fund (the “Fund”) and SEI Investments Company (the “Support Provider”).

January 14, 2003
Sei Investments Co • March 16th, 2006 • Security brokers, dealers & flotation companies • Ontario

Royal Bank of Canada (the “Bank”) is pleased to offer to SEI Investments Canada Company (the “Borrower”) the following facility (the “Credit Facility”), subject to the following terms and conditions.

AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreement • January 30th, 2006 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Amendment (this “Amendment”) is entered into as of January 24, 2006 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as agent (the “Agent”), and the other financial institutions signatory hereto.

AMENDMENT NO. 1 TO CREDIT AGREEMENT
Credit Agreement • November 9th, 2007 • Sei Investments Co • Security brokers, dealers & flotation companies • New York

This Amendment (this “Amendment”) is entered into as of November 7, 2007 by and among SEI Investments Company, a Pennsylvania corporation (the “Borrower”), JPMorgan Chase Bank, N.A., individually and as administrative agent (the “Administrative Agent”), and the other financial institutions signatory hereto.

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