Common Contracts

EXCHANGE AGREEMENT between RCS CAPITAL CORPORATION and RCAP HOLDINGS, LLC Dated as of June 10, 2013

Exchange Agreement • August 2nd, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York

• Contract Type
  Exchange Agreement
• Filed
  August 2nd, 2013
• Company
  RCS Capital Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This EXCHANGE AGREEMENT dated as of June 10, 2013, is entered into between RCS Capital Corporation, a Delaware corporation (the “Corporation”), and RCAP Holdings, LLC, a Delaware limited liability company (“RCAP”).

EXCHANGE AGREEMENT between RCS CAPITAL CORPORATION and RCAP HOLDINGS, LLC Dated as of [ ], 2013

Exchange Agreement • May 21st, 2013 • RCS Capital Corp • Security brokers, dealers & flotation companies • New York

• Contract Type
  Exchange Agreement
• Filed
  May 21st, 2013
• Company
  RCS Capital Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This EXCHANGE AGREEMENT dated as of [ ], 2013, is entered into between RCS Capital Corporation, a Delaware corporation (the “Corporation”), and RCAP Holdings, LLC, a Delaware limited liability company (“RCAP”).