Common Contracts
10 similar null contracts by Alexza Pharmaceuticals Inc., Arcadia Resources, Inc, Ariad Pharmaceuticals Inc, others
EX-1 2 a16-20052_4ex1.htm EX-1 Execution Version CAPSTONE TURBINE CORPORATION 3,600,000 Shares of Common Stock Series A Warrants to Purchase 6,300,000 Shares of Common Stock and Pre-Funded Series B Warrants to Purchase 2,700,000 Shares of Common Stock...New York • May 5th, 2020
PLACEMENT AGENT AGREEMENTUqm Technologies Inc • October 30th, 2015 • Electronic components, nec • New York
. UQM Technologies, Inc., a Colorado corporation (the “Company”), proposes to issue and sell to the purchasers, pursuant to the terms and conditions of this Placement Agent Agreement (this “Agreement”) and the Subscription Agreements in the form of Exhibit A attached hereto (the “Subscription Agreements”) entered into with the purchasers identified therein (each a “Purchaser” and, collectively, the “Purchasers”), up to an aggregate of 8,000,000 units (the “Units”), with each Unit consisting of (i) one share of common stock (each a “Share”), $0.01 par value per share (the “Common Stock”) of the Company and (ii) one warrant to purchase 0.5 of a share of Common Stock (each a “Warrant,” and collectively, the “Warrants”). Units will not be issued or certificated. The Shares and Warrants are immediately separable and will be issued separately. The terms and conditions of the Warrants are set forth in Exhibit B attached hereto. The Company hereby confirms that Oppenheimer & Co. Inc. (“Oppenhe
CLEAN DIESEL TECHNOLOGIES INC. 1,385,000 shares of Common Stock Series A Warrants to Purchase 388,393 shares of Common Stock and Series B Warrants to Purchase 168,571 shares of Common Stock PLACEMENT AGENT AGREEMENTClean Diesel Technologies Inc • November 4th, 2014 • Industrial & commercial fans & blowers & air purifing equip • New York
10,160,428 Units Each Unit consisting of One Share of Common Stock, par value $0.0001, and One Warrant to Purchase 1.0 Share of Common Stock And up to 10,000,000 Additional Shares of Common Stock FUELCELL ENERGY, INC. PLACEMENT AGENT AGREEMENTFuelcell Energy Inc • January 10th, 2011 • Miscellaneous electrical machinery, equipment & supplies • New York
Up to $5 million in Shares of Common Stock ARCADIA RESOURCES, INC. Common Stock (par value $0.001) PLACEMENT AGENT AGREEMENTArcadia Resources, Inc • October 29th, 2010 • Services-personal services • New York
6,685,183 Shares Warrants to Purchase 3,342,589 Shares ALEXZA PHARMACEUTICALS, INC. Common Stock PLACEMENT AGENT AGREEMENTAlexza Pharmaceuticals Inc. • August 5th, 2010 • Pharmaceutical preparations • New York
2,725,339 Shares SIGA Technologies, Inc. Common Stock PLACEMENT AGENT AGREEMENTSiga Technologies Inc • December 10th, 2009 • Pharmaceutical preparations • New York
7,106,600 Shares of Common Stock and Warrants to Purchase up to 3,553,300 Shares of Common Stock CYTOKINETICS, INCORPORATED PLACEMENT AGENT AGREEMENTCytokinetics Inc • May 19th, 2009 • Pharmaceutical preparations • New York
5,927,343 Units SAVIENT PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTSavient Pharmaceuticals Inc • April 3rd, 2009 • Medicinal chemicals & botanical products • New York
14,378,698 Units ARIAD PHARMACEUTICALS, INC. PLACEMENT AGENT AGREEMENTAriad Pharmaceuticals Inc • February 20th, 2009 • Biological products, (no disgnostic substances) • New York
