INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 9th, 2022 • Arrow Investments Trust • New York
AGREEMENT made as of October 1, 2022 between ARROW INVESTMENT TRUST, a Delaware statutory trust (the "Trust"), and ARROW INVESTMENT ADVISORS LLC (the “Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”).
SUBADVISORY AGREEMENTSubadvisory Agreement • May 29th, 2020 • Arrow Investments Trust • Delaware
THIS AGREEMENT is made and entered into as of the 6th day of May, 2019, by and between ARROW INVESTMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and HALYARD ASSET MANAGEMENT LLC, (the “Subadviser”) a limited liability company under the laws of the State of Delaware, and also registered under the Advisers Act with respect to the Arrow Reserve Capital Management ETF (the “Fund”), a series of the ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”).
UNDERWRITING AGREEMENT Between ARROW INVESTMENTS TRUST and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • February 23rd, 2012 • Arrow Investments Trust • Nebraska
THIS UNDERWRITING AGREEMENT made the 22nd day of September 2011 by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust, having its principal office and place of business at 2943 Olney-Sandy Spring Road, Suite A, Olney, Maryland 20832 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).
FUND SERVICES AGREEMENT between ARROW INVESTMENTS TRUST andFund Services Agreement • May 12th, 2014 • Arrow Investments Trust • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 18th day of January, 2012, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust having its principal office and place of business at 2943 Olney Sandy Springs Road, Suite A, Olney, Maryland 20832 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
SUBADVISORY AGREEMENTSubadvisory Agreement • February 23rd, 2012 • Arrow Investments Trust • Delaware
THIS AGREEMENT is made and entered into as of the 8th day of February, 2012, by and between ARROW INVESTMENT ADVISORS, LLC (the “Adviser”), a Delaware limited liability company registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and DORSEY, WRIGHT AND ASSOCIATES, LLC, a limited liability company under the laws of the Commonwealth of Virginia (the “Subadviser”), and also registered under the Advisers Act with respect to the Arrow DWA Balanced Fund and the Arrow DWA Tactical Fund, (each a “Fund” and collectively the “Funds”), each series of the ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 21st, 2022 • Arrow Investments Trust • Delaware
This ETF Distribution Agreement (this "Agreement") is effective the 22nd day of August, 2022, between Arrow Investments Trust, a Delaware statutory trust (the "Trust"), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a "Fund", and collectively, the "Funds") and Archer Distributors, LLC, a Delaware limited liability company ("Archer" or the "Distributor").
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • September 29th, 2014 • Arrow Investments Trust • New York
THIS AGREEMENT, dated as of October1, 2014, between Arrow Investments Trust (the Fund, including its separate series, the Portfolios), an open-end management investment company organized under the laws of the State of Delaware and registered with the Commission under the Investment Company Act of 1940 (the 1940 Act), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or, when referring to BBH&Co. in its capacity as custodian, the Custodian, and when referring to BBH&Co. in its capacity as transfer agent, TA).
INVESTMENT ADVISORY AGREEMENT Between ADA FUND LIMITED and ARROW INVESTMENT ADVISORS, LLCInvestment Advisory Agreement • December 9th, 2022 • Arrow Investments Trust • New York
AGREEMENT, made as of December 9, 2022 between ADA Fund Limited, an exempt, Cayman Islands Corporation of Limited Liability (the “Fund”), and Arrow Investment Advisors, LLC, a limited liability company organized and existing under the laws of the State of Delaware (the "Adviser") located at 2943 Olney-Sandy Spring Road, Suite A, Olney, MD 20832.
ContractGlobal Custody Agreement • February 23rd, 2012 • Arrow Investments Trust • California
This Custodian Agreement ("Agreement") is made as of January 18, 2012 and between Arrow Investments Trust ("Principal") Union Bank, N.A. ("Custodian").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 10th, 2019 • Arrow Investments Trust • Nebraska
This ETF Distribution Agreement (this “Agreement”) is effective the 1st day of February, 2019, between Arrow Investments Trust, a Delaware statutory trust (the “Trust”), on behalf of itself and the fund(s) listed on Schedule B, as may be amended from time to time (each, a “Fund”, and collectively, the “Funds”), Archer Distributors, LLC, a Delaware limited liability company (“Archer”), and Northern Lights Distributors, LLC, a Nebraska limited liability company (the “Distributor”).
ARROW INVESTMENTS TRUST OPERATING EXPENSES LIMITATION AGREEMENT ARROW INVESTMENT ADVISORS, LLCArrow Investments Trust Operating Expenses Limitation Agreement • November 5th, 2014 • Arrow Investments Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 25TH day of September, 2014, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto, (the “Funds”), each a series of the Trust, and the Advisor of the Fund, Arrow Investment Advisors, LLC (the “Advisor”).
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 29th, 2021 • Arrow Investments Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this "Agreement”) dated as of ____________, is between Archer Distributors, LLC ("Distributor"), Arrow Investment Trust and Arrow ETF Trust (the "Trust") on behalf of its series listed on Schedule I, as amended from time to time (each a "Fund" and, collectively, the "Funds") and __________________. (the "Participant"), and is subject to acceptance by Brown Brothers Harriman & Co., the index receipt agent ("Index Receipt Agent") for the Trust.
UNDERWRITING AGREEMENTUnderwriting Agreement • June 10th, 2019 • Arrow Investments Trust • Delaware
THIS UNDERWRITING AGREEMENT effective the 8th day of March 2016 by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust, having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, Maryland 20707 (the “Trust”), and ARCHER DISTRIBUTORS, LLC, a Delaware limited liability company having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, Maryland 20707 (“Archer”).
FUND SERVICES AGREEMENT between ARROW INVESTMENTS TRUST, ARROW ETF TRUST andFund Services Agreement • November 29th, 2021 • Arrow Investments Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) made as of the 27th day of September, 2021, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707, ARROW ETF TRUST, a Delaware statutory trust having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707 (each a “Trust” and together the "Trusts") and ULTIMUS FUND SOLUTIONS, LLC, an Ohio limited liability company having its principal office and place of business at 225 Pictoria Drive, Suite 450, Cincinnati, Ohio 45246 (“UFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
FUND SERVICES AGREEMENT between ARROW INVESTMENTS TRUST,Fund Services Agreement • June 10th, 2019 • Arrow Investments Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) made as of the 11th day of June, 2015, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707, ARROW ETF TRUST, a Delaware statutory trust having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707 (each a “Trust” and together the "Trusts") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
INDEX LICENSE AGREEMENTIndex License Agreement • December 18th, 2017 • Arrow Investments Trust • New York
This Index License Agreement (“Agreement”), dated as of Effective Date, is made by and between Nasdaq, Inc. (“Nasdaq”), a Delaware Corporation (Nasdaq and its affiliates are collectively referred to as the “Corporations”) whose principal offices are located at One Liberty Plaza, 165 Broadway, New York, NY 10006 and Licensee (each a “Party” and collectively the “Parties” to this Agreement.) The Parties hereby agree to the following terms and conditions:
AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 5th, 2014 • Arrow Investments Trust • New York
AUTHORIZED PARTICIPANT AGREEMENT (this “Agreement”) dated as of March __, 2012 between Northern Lights Distributors, LLC (“Distributor”) and ___________ (“_________”), a __________ organized under the laws of __________ (the “Participant”)and is subject to acceptance by Brown Brothers Harriman, LLC, the index receipt agent (“Index Receipt Agent”) for Northern Lights ETF Trust (the “Trust”).
FIRST AMENDMENT to FUND SERVICES AGREEMENTFund Services Agreement • May 12th, 2014 • Arrow Investments Trust
THIS AMENDMENT (this “Amendment”), effective as of March 28, 2014, by and among Arrow Investments Trust, a statutory trust organized under the laws of the State of Delaware (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company (“Gemini”) (collectively, the “Parties”).
AMENDED AND RESTATED GLOBAL CUSTODY AGREEMENT For Foreign and Domestic Securities and Non-Custody AssetsAgreement • November 27th, 2019 • Arrow Investments Trust • New York
This Amended and Restated Global Custody Agreement (“Amended and Restated Agreement”) is made as of September 17, 2019 by and between Arrow Investments Trust ("Principal") and MUFG Union Bank, N.A. ("Custodian"), and hereby supersedes that certain Custody Agreement dated as of January 18, 2012 and other supplements thereto (collectively, the Custody Agreement), by and between Custodian and Principal, and any amendments thereof.
CUSTODIAN AND TRANSFER AGENT AGREEMENTCustodian and Transfer Agent Agreement • December 9th, 2022 • Arrow Investments Trust
WHEREAS, BBH&Co. and the Fund entered into a Custodian and Transfer Agent Agreement, dated as of October 1, 2014 (as amended, modified and/or supplemented to date, the “Agreement;” all capitalized terms used but not defined herein shall have the meanings set forth in the Agreement); and
ARROW INVESTMENTS TRUST OPERATING EXPENSES LIMITATION AGREEMENT ARROW INVESTMENT ADVISORS, LLCArrow Investments Trust Operating Expenses Limitation Agreement • February 23rd, 2012 • Arrow Investments Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 18TH day of January, 2012, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Arrow Commodity Strategy Fund, (the “Fund”) a series of the Trust, and the Advisor of the Fund, Arrow Investment Advisors, LLC (the “Advisor”).
AMENDMENT TO AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • November 5th, 2014 • Arrow Investments Trust
THIS AMENDMENT TO THE AUTHORIZED PARTICIPANT AGREEMENT (the “Amendment”) is made and entered into as of [___], 2014 pursuant to Section 9 of that certain Authorized Participant Agreement (the “Agreement”), dated [AGREEMENT DATE], between Northern Lights Distributors, LLC (“Distributor”) and [AP NAME], a [ENTITY TYPE] organized under the laws of [STATE] (the “Participant”) and is subject to acceptance by Brown Brothers Harriman, LLC, the index receipt agent (“Index Receipt Agent”) for Arrow ETF Trust (formerly, Northern Lights ETF Trust; the “Trust”).
ARROW INVESTMENTS TRUST AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT ARROW INVESTMENT ADVISORS, LLCOperating Expenses Limitation Agreement • November 27th, 2019 • Arrow Investments Trust • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of September 28, 2018, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Appendix A hereto, (the “Funds”), each a series of the Trust, and the Advisor of the Fund, Arrow Investment Advisors, LLC (the “Advisor”).
ARROW INVESTMENTS TRUST INVESTMENT ADVISORY AGREEMENT APPENDIX A FUNDS OF THE TRUSTInvestment Advisory Agreement • September 29th, 2014 • Arrow Investments Trust
IN WITNESS WHEREOF, the parties have caused this Appendix A to be signed by their respective officers thereunto duly authorized as of September 25, 2013.
ARROW INVESTMENTS TRUST INVESTMENT ADVISORY AGREEMENT APPENDIX A FUNDS OF THE TRUSTInvestment Advisory Agreement • January 16th, 2015 • Arrow Investments Trust
IN WITNESS WHEREOF, the parties have caused this Appendix A to be signed by their respective officers thereunto duly authorized as of September 25, 2014.
FUND SERVICES AGREEMENTFund Services Agreement • September 29th, 2014 • Arrow Investments Trust • New York
THIS FUND SERVICES AGREEMENT (this “Agreement”) made as of the 29TH day of September, 2014, by and between ARROW INVESTMENTS TRUST, a Delaware statutory trust having its principal office and place of business at 6100 Chevy Chase Drive, Suite 100, Laurel, MD 20707 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 17605 Wright Street, Omaha, Nebraska 68130 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
ASSIGNMENT OF CUSTODY AGREEMENTAssignment of Custody Agreement • November 29th, 2021 • Arrow Investments Trust
THIS AGREEMENT (the “Assignment”), is made and entered into as of this ____ day of ______, 2021 among (the "Trust"), a Delaware statutory trust, MUFG Union Bank, N.A. (“Union Bank”), and U.S. Bank, N.A. (“U.S. Bank”), each a national banking association organized and existing under the laws of the United States of America.
Schedule B Fee ScheduleArrow Investments Trust • December 18th, 2017
Annual fee of $5,500 per Registered Representative requested to be registered by the Trust or a Fund’s adviser, plus all out-of-pocket costs such as registration expenses and travel expenses to conduct required training.
ARROW INVESTMENTS TRUST INVESTMENT ADVISORY AGREEMENT APPENDIX A FUNDS OF THE TRUSTInvestment Advisory Agreement • March 29th, 2017 • Arrow Investments Trust
IN WITNESS WHEREOF, the parties have caused this Appendix A to be signed by their respective officers thereunto duly authorized as of March 21, 2017.
ContractFund Services Agreement • May 29th, 2020 • Arrow Investments Trust
Certain identified information has been excluded from this exhibit because it is not material and would cause competitive harm to the registrant if publicly disclosed.
APPENDIX IIIFund Services Agreement • May 29th, 2020 • Arrow Investments Trust
This Appendix III is part of the Fund Services Agreement dated June 11, 2015, as amended (the “Agreement”), between Arrow Investments Trust, Arrow ETF Trust (the “Trusts”) and Gemini Fund Services, LLC (“GFS”). Set forth below are the Services elected by the Fund(s) identified on this Appendix III along with the associated Fees. Capitalized terms used herein that are not otherwise defined shall have meanings ascribed to them in the Agreement.
THIRD AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • November 27th, 2019 • Arrow Investments Trust
THIS THIRD AMENDMENT TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of April 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), Arrow Investments Trust, a Delaware statutory trust, and Arrow ETF Trust, a Delaware statutory trust (each a “Trust” and together the “Trusts”).
THIRD AMENDMENT TO FUND SERVICES AGREEMENTFund Services Agreement • November 27th, 2019 • Arrow Investments Trust
THIS THIRD AMENDMENT TO FUND SERVICES AGREEMENT (this “Amendment”) is effective as of April 1, 2020, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company (“GFS”), and Arrow Investments Trust, a Delaware statutory trust (the “Trust”).
ACCOUNT CONTROL AGREEMENTAccount Control Agreement • November 27th, 2013 • Arrow Investments Trust • New York
THIS ACCOUNT CONTROL AGREEMENT (this “Agreement”) is dated as of June 28, 2012, among Northern Lights SPC on behalf of the Arrow Alternative Fund Segregated Portfolio (“Pledgor”) with an address of c/o Gemini Fund Services 450 Wireless Blvd. Hauppauge, NY 11788 Attn: Emile Molineaux, Deutsche Bank Trust Company Americas, as Securities Intermediary (“Securities Intermediary”), with an address of 60 Wall Street, Mailstop NYC60-2710, New York, NY 10005, and Deutsche Bank AG, London Branch, (“Secured Party”), with an address of 60 Winchester House 1 Great Winchester Street London EC2N 2DB.
ARROW INVESTMENTS TRUST INVESTMENT ADVISORY AGREEMENT APPENDIX A FUNDS OF THE TRUSTInvestment Advisory Agreement • November 27th, 2020 • Arrow Investments Trust
