Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • October 5th, 2023 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledOctober 5th, 2023 Company Industry JurisdictionThis Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated October 5, 2023 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Broadwind, Inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 9th, 2021 • Broadwind, Inc. • Nonferrous foundries (castings) • New York
Contract Type FiledMarch 9th, 2021 Company Industry JurisdictionThis Confirmation sets forth the terms of the agreement of Craig-Hallum Capital Group LLC (the “Manager”) with Broadwind, Inc. (the “Company”) relating to the sale of up to $10,000,000 of shares of the Company’s common stock, par value $0.001 per share, pursuant to the Equity Distribution Agreement between the Company and the Manager, dated March 9, 2021 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
Cohen & CoMPANY inc. EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • December 2nd, 2020 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledDecember 2nd, 2020 Company Industry JurisdictionThis Confirmation sets forth the terms of the agreement of Northland Capital Markets (the “Manager”) with Cohen & Company Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate offering price of up to $75,000,000[___], pursuant to the Equity Distribution Agreement between the Company and the Manager, dated November [●], 2020 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENT November 1, 2018Equity Distribution Agreement • November 1st, 2018 • Nisource Inc/De • Electric & other services combined • New York
Contract Type FiledNovember 1st, 2018 Company Industry JurisdictionThis Transaction Confirmation sets forth the terms of the agreement of [•] (in its capacity as agent for the Company in connection with any Direct Sale of Shares thereunder, the “Manager,” and in its capacity as agent for the Forward Purchaser in connection with any Forward Sale of Shares thereunder, the “Forward Seller”); and [•] (as purchaser under any Forward Sale, the “Forward Purchaser”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement among the Company, the Forward Purchaser and the Manager, dated November 1, 2018 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
NISOURCE INC. COMMON STOCK, PAR VALUE $0.01 PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 3rd, 2017 • Nisource Inc/De • Electric & other services combined • New York
Contract Type FiledMay 3rd, 2017 Company Industry JurisdictionThis Transaction Confirmation sets forth the terms of the agreement of [ ] (in its capacity as agent for the Company in connection with any Direct Sale of Shares thereunder, the “Manager,” and in its capacity as agent for the Forward Purchaser in connection with any Forward Sale of Shares thereunder, the “Forward Seller”); and [ ] (as purchaser under any Forward Sale, the “Forward Purchaser”) with NiSource Inc. (the “Company”) relating to the sale of shares of the Company’s common stock, par value $0.01 per share, having an aggregate gross sales price of up to $500,000,000 pursuant to the Equity Distribution Agreement among the Company, the Forward Purchaser and the Manager, dated May 3, 2017 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
PG&E CORPORATION $500,000,000 OF SHARES COMMON STOCK (NO PAR VALUE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 27th, 2015 • PACIFIC GAS & ELECTRIC Co • Electric & other services combined • New York
Contract Type FiledFebruary 27th, 2015 Company Industry Jurisdiction
PG&E CORPORATION $500,000,000 OF SHARES COMMON STOCK (NO PAR VALUE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • February 12th, 2014 • PACIFIC GAS & ELECTRIC Co • Electric & other services combined • New York
Contract Type FiledFebruary 12th, 2014 Company Industry Jurisdiction
PG& E CORPORATION $400,000,000 OF SHARES COMMON STOCK (NO PAR VALUE) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • November 29th, 2011 • Pg&e Corp • Electric & other services combined • New York
Contract Type FiledNovember 29th, 2011 Company Industry JurisdictionThis Confirmation sets forth the terms of the agreement of [Citigroup Global Markets Inc.] [J.P. Morgan Securities LLC] [Morgan Stanley & Co. LLC] (the “Manager”) with PG&E Corporation (the “Company”) relating to the sale of shares of the Company’s common stock, no par value, having an aggregate gross sales price of up to $[—] pursuant to the Equity Distribution Agreement between the Company and Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, dated November 28, 2011 (the “Agreement”). Unless otherwise defined below, capitalized terms defined in the Agreement shall have the same meanings when used herein.
MARSHALL & ILSLEY CORPORATION COMMON STOCK $1.00 PAR VALUE PER SHARE EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 20th, 2009 • Marshall & Ilsley Corp • State commercial banks • New York
Contract Type FiledMay 20th, 2009 Company Industry Jurisdiction
THE PNC FINANCIAL SERVICES GROUP, INC. UP TO 15,000,000 SHARES OF COMMON STOCK (PAR VALUE $5.00) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • May 14th, 2009 • PNC Financial Services Group Inc • National commercial banks • New York
Contract Type FiledMay 14th, 2009 Company Industry Jurisdiction