Essential Utilities, Inc. $500,000,000 5.300% Senior Notes due 2052 Underwriting AgreementUnderwriting Agreement • May 20th, 2022 • Essential Utilities, Inc. • Water supply • New York
Contract Type FiledMay 20th, 2022 Company Industry JurisdictionEssential Utilities, Inc., a Pennsylvania corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $500,000,000 principal amount of its 5.300% Senior Notes due 2052 (the “Securities”, and the offer and sale of the Securities hereunder being called the “Debt Offering”). The Securities will be issued pursuant to the base indenture, dated as of April 23, 2019, between the Company, as issuer, and U.S. Bank Trust Company, National Association, as successor trustee to U.S. Bank N.A. (the “Trustee”), as amended and supplemented by the first supplemental indenture thereto (the “Base Indenture”), and a related supplemental indenture, to be dated as of the Time of Delivery, between the Company and the “Trustee” (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). This Agreement, the Securities, the B
YUM! Brands, Inc. $1,000,000,000 5.375% Senior Notes due 2032 Underwriting AgreementUnderwriting Agreement • April 1st, 2022 • Yum Brands Inc • Retail-eating places • New York
Contract Type FiledApril 1st, 2022 Company Industry JurisdictionYUM! Brands, Inc., a North Carolina corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $1,000,000,000 principal amount of the 5.375% Senior Notes due 2032 (the “Securities”).
13,500,000 Shares Performance Food Group Company Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2020 • Performance Food Group Co • Wholesale-groceries, general line • New York
Contract Type FiledApril 20th, 2020 Company Industry Jurisdiction
Aqua America, Inc. 12,000,000 6.00% Tangible Equity Units Underwriting AgreementUnderwriting Agreement • April 23rd, 2019 • Aqua America Inc • Water supply • New York
Contract Type FiledApril 23rd, 2019 Company Industry JurisdictionAqua America, Inc., a Pennsylvania corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 12,000,000 6.00% tangible equity units (the “Units”) of the Company (said Units being hereinafter called (the “Firm Securities”) and, at the election of the Underwriters, up to 1,800,000 additional 6.00% Units (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”, and the offer and sale of the Securities hereunder being called the “Units Offering”).
Underwriting AgreementUnderwriting Agreement • June 10th, 2013 • Array Biopharma Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 10th, 2013 Company Industry JurisdictionArray BioPharma Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $115,000,000 principal amount of the 3.00% Convertible Senior Notes due 2020 (the “Firm Securities”), convertible into shares of Common Stock, par value $0.001 (“Stock”) of the Company and, at the election of the Underwriters, up to an aggregate of $17,250,000 additional principal amount of 3.00% Convertible Senior Notes due 2020 (the “Optional Securities”) (the Firm Securities and the Optional Securities which the Underwriters elect to purchase pursuant to Section 2 hereof are herein called the “Securities”).
THOMAS WEISEL PARTNERS GROUP, INC. [Title of Securities] Underwriting AgreementUnderwriting Agreement • November 9th, 2009 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 9th, 2009 Company Industry JurisdictionThomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [shares of [Common Stock, par value $0.01 per share (“Common Stock”) of the Company][name of Series Preferred Stock (“Preferred Stock”)][warrants (“Warrants”), which are further described on Schedule II hereto)] [units (“Units”), which are further described on Schedule II hereto], [and, at the election of the Underwriters, up to additional [shares of [Common Stock][Preferred Stock]][Warrants][Units]]. The [shares of [Common Stock][Preferred Stock]][Warrants][Units]] to be sold are herein called the “[Firm] Securities” and the additional [shares of [Common Stock][Preferred Stock][Warrants][Units] to be sold are herein called the “Optional Securities”. [The Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to S
Las Vegas Sands Corp. 10% Series A Cumulative Perpetual Preferred Stock (Liquidation Preference $100 per preferred share) and Warrants to Purchase Approximately 86,605,173 Shares of Common Stock and 181,818,182 Shares of Common Stock Underwriting...Underwriting Agreement • November 14th, 2008 • Las Vegas Sands Corp • Hotels & motels
Contract Type FiledNovember 14th, 2008 Company IndustryGoldman, Sachs & Co., As representative of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co. 85 Broad Street New York, New York 10004
Underwriting AgreementUnderwriting Agreement • May 12th, 2008 • Legg Mason Inc • Investment advice • New York
Contract Type FiledMay 12th, 2008 Company Industry JurisdictionLegg Mason, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated are acting as representatives (the “Representatives”), an aggregate of 20,000,000 Equity Units of the Company (the “Firm Securities”) and, at the election of the Underwriters, up to an aggregate of 3,000,000 additional Equity Units (the “Optional Securities”) (the Firm Securities and the Optional Securities which the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Securities”). Each Equity Unit will have a stated amount of $50.00 and initially consist of (i) a stock purchase contract (each, a “Purchase Contract”) under which the holder will agree to purchase and the Company will agree to sell on June 30, 2011 (the “Settlement Date”), subject t