Shares FIRST TRUST ACTIVE DIVIDEND INCOME FUND Common Shares of Beneficial Interest UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
Contract Type FiledSeptember 20th, 2007 Company Jurisdiction
] SHARES NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC. COMMON STOCK UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 27th, 2003 • Neuberger Berman Real Estate Securities Income Fund Inc • New York
Contract Type FiledOctober 27th, 2003 Company Jurisdiction
1,260 Shares NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. SERIES A AUCTION PREFERRED SHARES UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 22nd, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledOctober 22nd, 2003 Company Jurisdiction
SHARES NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 23rd, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
Contract Type FiledJune 23rd, 2003 Company Jurisdiction
EXHIBIT h.1 FundPreferred(TM) shares NUVEEN QUALITY PREFERRED INCOME FUND 3 3,320 Shares, Series M 3,320 Shares, Series TH Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • February 5th, 2003 • Nuveen Quality Preferred Income Fund 3 • New York
Contract Type FiledFebruary 5th, 2003 Company Jurisdiction
] Shares NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. SERIES A AUCTION PREFERRED SHARES UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledJanuary 29th, 2003 Company Jurisdiction
UNDERWRITING AGREEMENT UNDERWRITING AGREEMENTUnderwriting Agreement • October 16th, 2001 • Northern Border Partners Lp • Natural gas transmission • New York
Contract Type FiledOctober 16th, 2001 Company Industry Jurisdiction
2 3 or omit to state any material fact required to be stated therein or necessary in order to make the statements therein not misleading; provided, however, that the Company makes no representations or warranties as to the information contained in or...Underwriting Agreement • August 10th, 2001 • Metlife Inc • Insurance agents, brokers & service • New York
Contract Type FiledAugust 10th, 2001 Company Industry Jurisdiction
Exhibit h(1) Form of Underwriting Agreement Auction Rate Cumulative Preferred Shares CNA Income Shares, Inc. 1,200 Shares, Series T Liquidation Preference $25,000 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • July 13th, 2001 • Cna Income Shares Inc • New York
Contract Type FiledJuly 13th, 2001 Company Jurisdiction
Common StockUnderwriting Agreement • November 19th, 1999 • Electronics Boutique Holdings Corp • Retail-computer & computer software stores • New York
Contract Type FiledNovember 19th, 1999 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • March 31st, 1999 • Infocure Corp • Services-prepackaged software • Georgia
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
] SHARES ------------Underwriting Agreement • February 4th, 1999 • Healtheon Corp • Services-computer processing & data preparation • New York
Contract Type FiledFebruary 4th, 1999 Company Industry Jurisdiction
Common StockUnderwriting Agreement • December 23rd, 1998 • Phytera Inc • Services-commercial physical & biological research • New York
Contract Type FiledDecember 23rd, 1998 Company Industry Jurisdiction
Exhibit 1.1 ______________ Shares PHYTERA, INC. Common Stock EUROPEAN UNDERWRITING AGREEMENT ------------------------------- January __, 1999 SG COWEN INTERNATIONAL L.P. CARNEGIE BANK A/S BANCBOSTON ROBERTSON STEPHENS INTERNATIONAL LTD. As...Underwriting Agreement • December 23rd, 1998 • Phytera Inc • Services-commercial physical & biological research • New York
Contract Type FiledDecember 23rd, 1998 Company Industry Jurisdiction
COMMON STOCKUnderwriting Agreement • March 3rd, 1998 • Providence & Worcester Railroad Co/Ri/ • Railroads, line-haul operating • New York
Contract Type FiledMarch 3rd, 1998 Company Industry Jurisdiction
1 Draft of 10/1/97 2,400,000 SHARES MOVADO GROUP, INC. COMMON STOCK ($0.01 PAR VALUE) UNDERWRITING AGREEMENTUnderwriting Agreement • October 1st, 1997 • Movado Group Inc • Watches, clocks, clockwork operated devices/parts • New York
Contract Type FiledOctober 1st, 1997 Company Industry Jurisdiction
UNDERWRITING AGREEMENTUnderwriting Agreement • August 7th, 1997 • Superior Services Inc • Hazardous waste management
Contract Type FiledAugust 7th, 1997 Company Industry
8,000,000 SHARES ARDEN REALTY, INC. (A MARYLAND CORPORATION) COMMON STOCK, $.01 PAR VALUE PER SHARE UNDERWRITING AGREEMENTUnderwriting Agreement • June 26th, 1997 • Arden Realty Inc • Operators of nonresidential buildings • New York
Contract Type FiledJune 26th, 1997 Company Industry Jurisdiction
U.S UNDERWRITING AGREEMENT --------------------------Underwriting Agreement • April 2nd, 1997 • Flagstar Bancorp Inc • Savings institution, federally chartered • New York
Contract Type FiledApril 2nd, 1997 Company Industry Jurisdiction
Common StockUnderwriting Agreement • November 7th, 1996 • Cra Managed Care Inc • Insurance agents, brokers & service • Maryland
Contract Type FiledNovember 7th, 1996 Company Industry Jurisdiction
COMMON STOCK ($5.00 PAR VALUE)Underwriting Agreement • October 24th, 1996 • Crown Cork & Seal Co Inc • Metal cans • New York
Contract Type FiledOctober 24th, 1996 Company Industry Jurisdiction
COMMON STOCK ($5.00 PAR VALUE)Underwriting Agreement • October 24th, 1996 • Crown Cork & Seal Co Inc • Metal cans • New York
Contract Type FiledOctober 24th, 1996 Company Industry Jurisdiction