] Shares NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. Series A Auction Preferred Shares UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 22nd, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledOctober 22nd, 2003 Company Jurisdiction
FORM OF AMENDMENT NO. 1 TO RIGHTS AGREEMENTRights Agreement • August 23rd, 2007 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledAugust 23rd, 2007 Company Jurisdiction
CUSTODIAN AGREEMENT This Agreement between NEUBERGER BERMAN REAL ESTATE INCOME FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a non-diversified, closed-end...Custodian Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • Massachusetts
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A.G. EDWARDS & SONS, INC. MASTER AGREEMENT AMONG UNDERWRITERS -----------------------------------Master Agreement • November 25th, 2002 • Neuberger Berman Real Estate Income Fund Inc • New York
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RECITALSAgreement • August 23rd, 2007 • Neuberger Berman Real Estate Income Fund Inc • Maryland
Contract Type FiledAugust 23rd, 2007 Company Jurisdiction
4,200,000 SHARES NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. COMMON STOCK UNDERWRITING AGREEMENT ---------------------Underwriting Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OF AMENDMENT NO. 1 TO RIGHTS AGREEMENTRights Agreement • July 18th, 2007 • Neuberger Berman Real Estate Income Fund Inc • New York
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NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. ADMINISTRATION AGREEMENT This Agreement is made as of November 3, 2003, between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New...Administration Agreement • September 24th, 2004 • Neuberger Berman Real Estate Income Fund Inc • New York
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THE BANK OF NEW YORK, as Auction Agent _______________________Broker-Dealer Agreement • October 22nd, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 24th, 2004 • Neuberger Berman Real Estate Income Fund Inc
Contract Type FiledSeptember 24th, 2004 Company
MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. This Agreement is made as of November 3, 2003, between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Management Agreement • September 23rd, 2004 • Neuberger Berman Real Estate Income Fund Inc • New York
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NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. AUCTION AGENCY AGREEMENT dated as of February 7, 2003 Relating to Auction Preferred Shares (Preferred Shares)Auction Agency Agreement • October 22nd, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledOctober 22nd, 2003 Company Jurisdiction
NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. ADMINISTRATION AGREEMENT This Agreement is made as of November 25, 2002, between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New...Administration Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OFRights Agreement • March 23rd, 2007 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledMarch 23rd, 2007 Company Jurisdiction
FORM OFRights Agreement • July 18th, 2007 • Neuberger Berman Real Estate Income Fund Inc • New York
Contract Type FiledJuly 18th, 2007 Company Jurisdiction
MANAGEMENT AGREEMENT NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. This Agreement is made as of November 25, 2002, between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Management Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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605 Third Avenue New York, New York 10158-0180 November 25, 2002 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Real Estate Income Fund Inc. ("Fund"), a Maryland...Neuberger Berman Real Estate Income Fund Inc • January 29th, 2003 • New York
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A.G. EDWARDS & SONS, INC. MASTER DEALERS AGREEMENT ------------------------Dealers Agreement • November 25th, 2002 • Neuberger Berman Real Estate Income Fund Inc • New York
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ARTICLE I DEFINITIONS -----------Stock Transfer Agency Agreement • January 29th, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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1,260 Shares NEUBERGER BERMAN REAL ESTATE INCOME FUND INC. SERIES A AUCTION PREFERRED SHARES UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • October 22nd, 2003 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OFRights Agreement • August 8th, 2006 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OF AMENDMENT NO. 1 TO RIGHTS AGREEMENT This AMENDMENT NO. 1 TO RIGHTS AGREEMENT dated as of April 12, 2006 (this "AMENDMENT"), is entered into by and between NEUBERGER BERMAN REAL ESTATE INCOME FUND INC., a Maryland corporation (the "COMPANY"),...Rights Agreement • April 12th, 2006 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OF CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT This CORPORATE FINANCE SERVICES AND CONSULTING AGREEMENT (the "Agreement"), dated as of November 25, 2002, between A.G. Edwards & Sons, Inc. ("A.G. Edwards") and Neuberger Berman Management...Corporate Finance Services and Consulting Agreement • November 25th, 2002 • Neuberger Berman Real Estate Income Fund Inc • New York
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FORM OF INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this "Agreement") is entered and made effective as of the __ day of October, 2004 by and between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation (the "Company"),...Form of Indemnification Agreement • October 4th, 2004 • Neuberger Berman Real Estate Income Fund Inc • Maryland
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ARTICLE I. TENDER OF SHARES OF COMMON STOCK AND OTHER COVENANTS OF THE STOCKHOLDERAgreement • August 23rd, 2007 • Neuberger Berman Real Estate Income Fund Inc • Maryland
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COMMON STOCK PURCHASE AGREEMENT This Agreement is made as of the 22nd day of September, 2004 between Neuberger Berman Real Estate Income Fund Inc., a Maryland corporation ("Real Estate Fund"), and Neuberger Berman, LLC, a Delaware limited liability...Common Stock Purchase Agreement • September 24th, 2004 • Neuberger Berman Real Estate Income Fund Inc
Contract Type FiledSeptember 24th, 2004 Company
INTERIM INVESTMENT CO-ADVISORY AGREEMENTAdvisory Agreement • April 14th, 2008 • Denali Fund Inc. • Colorado
Contract Type FiledApril 14th, 2008 Company JurisdictionTHIS INTERIM INVESTMENT CO-ADVISORY AGREEMENT (this "Agreement") is made as of the 26th day of October, 2007, by and among BOULDER INVESTMENT ADVISERS, L.L.C., a Colorado limited liability company (the "Adviser") and THE DENALI FUND, INC., a Maryland corporation (the "Fund").
RECITALS:Rights Agreement • November 29th, 2005 • Neuberger Berman Real Estate Income Fund Inc • New York
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605 Third Avenue New York, New York 10158-0180 November __, 2002 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Real Estate Income Fund Inc. ("Fund"), a Maryland...Neuberger Berman Real Estate Income Fund Inc • October 28th, 2002
Company FiledOctober 28th, 2002
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTSInvestment Advisory Agreements • December 30th, 2013 • Denali Fund Inc.
Contract Type FiledDecember 30th, 2013 CompanyThis amendment to Investment Advisory Agreements (this “Amendment”) is entered into as of the 31st day of October, 2013, by and among The Denali Fund Inc., a Maryland corporation (the “Fund”), Boulder Investment Advisers, L.L.C. a Colorado limited liability company (“BIA”) and Stewart Investment Advisers, a Barbados international business company (“SIA” and, together with BIA, the “Advisers”).