NEUBERGER BERMAN MANAGEMENT INC. 605 Third Avenue New York, New York 10158-0006Sub-Advisory Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc
SHARES NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. COMMON STOCK UNDERWRITING AGREEMENTUnderwriting Agreement • June 23rd, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
605 Third Avenue New York, New York 10158-0180 June 24, 2003 Neuberger Berman Management Inc. 605 Third Avenue, 2nd Floor New York, New York 10158-0180 Dear Ladies and Gentlemen: Neuberger Berman Income Opportunity Fund Inc. ("Fund"), a Maryland...Management Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
THE BANK OF NEW YORK, as Auction Agent -----------------------Broker-Dealer Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
AUCTION PREFERRED SHARES 2,510 SHARES, SERIES A 2,510 SHARES, SERIES B NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. UNDERWRITING AGREEMENT ----------------------Underwriting Agreement • September 19th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. AUCTION AGENCY AGREEMENT dated as of ________, 2003 Relating to Auction Preferred Shares (Preferred Shares) Series A, Series B and Series CAuction Agency Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. ADMINISTRATION AGREEMENT This Agreement is made as of June 24, 2003, between Neuberger Berman Income Opportunity Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Administration Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
CUSTODIAN AGREEMENT This Agreement between NEUBERGER BERMAN INCOME OPPOURTUNITY FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a non-diversified, closed-end...Custodian Agreement • May 28th, 2003 • Neuberger Berman Income Opportunity Fund Inc • Massachusetts
MANAGEMENT AGREEMENT NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC. This Agreement is made as of June 24, 2003, between Neuberger Berman Income Opportunity Fund Inc., a Maryland corporation ("Fund"), and Neuberger Berman Management Inc., a New York...Management Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
ARTICLE I DEFINITIONS -----------Stock Transfer Agency Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
COMMON STOCKUnderwriting Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
S MASTER SELECTED DEALER AGREEMENTMaster Selected Dealer Agreement • May 28th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
CUSTODIAN AGREEMENT This Agreement between NEUBERGER BERMAN INCOME OPPOURTUNITY FUND INC., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a non-diversified, closed-end...Custodian Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • Massachusetts
EXHIBIT 77Q1 to Neuberger Berman Income Opportunity Fund Inc. NSAR 10/31/09 File Number: 81121334 CIK Number: 0001227699 SubItem 77Q1(e) Copies of Current Investment Advisory Contracts MANAGEMENT AGREEMENT NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC....Management Agreement • December 30th, 2009 • Neuberger Berman Income Opportunity Fund Inc • New York
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • July 29th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
ADDITIONAL COMPENSATION AGREEMENTAdditional Compensation Agreement • June 23rd, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
S MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS), STANDBY UNDERWRITINGS AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • May 28th, 2003 • Neuberger Berman Income Opportunity Fund Inc • New York
EXHIBIT 77 to Neuberger Berman Income Opportunity Fund Inc. NSAR 10/31/08 File Number: 81121334 CIK Number: 0001227699 Item 77I In September 2008, Neuberger Berman Income Opportunity Fund Inc. (the Fund) entered into a Master Securities Purchase...Master Securities Purchase Agreement and Master Note Purchase Agreement • December 30th, 2008 • Neuberger Berman Income Opportunity Fund Inc
In September 2008, Neuberger Berman Income Opportunity Fund Inc. (the Fund) entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes (PNs) and privately placed perpetual preferred shares (PPS and, together with PNs, Private Securities). The PNs mature in October 2013 and interest thereon is accrued daily and paid quarterly. The PPS have a liquidation preference of $25,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by the Fund, but excluding interest thereon (PPS Liquidation Value). Dividends are accrued daily and paid quarterly for PPS. The Fund may redeem PPS or prepay PNs, in whole or in part, at its option after giving a minimum amount of notice to the relevant holders of the Private Securities but will incur additional expenses if it chooses to so redeem or prepay.
EXHIBIT 77 to Neuberger Berman Income Opportunity Fund Inc. NSAR 10/31/08 File Number: 81121334 CIK Number: 0001227699 Item 77I In September 2008, Neuberger Berman Income Opportunity Fund Inc. (the Fund) entered into a Master Securities Purchase...Master Securities Purchase Agreement • June 29th, 2009 • Neuberger Berman Income Opportunity Fund Inc
Item 77I In September 2008, Neuberger Berman Income Opportunity Fund Inc. (the "Fund") entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes ("PNs") and privately...Master Securities Purchase Agreement and Master Note Purchase Agreement • June 29th, 2009 • Neuberger Berman Income Opportunity Fund Inc
In September 2008, Neuberger Berman Income Opportunity Fund Inc. (the "Fund") entered into a Master Securities Purchase Agreement and a Master Note Purchase Agreement pursuant to which it issued privately placed notes ("PNs") and privately placed perpetual preferred shares ("PPS" and, together with PNs, "Private Securities"). The Fund issued PNs in October and November 2008 and issued PPS in November 2008. The PNs mature in October 2013 and interest thereon is accrued daily and paid quarterly. The PPS have a liquidation preference of $25,000 per share plus any accumulated unpaid distributions, whether or not earned or declared by the Fund, but excluding interest thereon ("PPS Liquidation Value"). Dividends are accrued daily and paid quarterly for PPS. The Fund may redeem PPS or prepay PNs, in whole or in part, at its option after giving a minimum amount of notice to the relevant holders of the Private Securities but will incur additional expenses if it chooses to so redeem or prepay.
