Illumina, Inc. 0.550% Notes due 2023 2.550% Notes due 2031 Underwriting AgreementUnderwriting Agreement • March 22nd, 2021 • Illumina, Inc. • Laboratory analytical instruments • New York
Contract Type FiledMarch 22nd, 2021 Company Industry Jurisdiction
13,500,000 Shares Performance Food Group Company Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • April 20th, 2020 • Performance Food Group Co • Wholesale-groceries, general line • New York
Contract Type FiledApril 20th, 2020 Company Industry Jurisdiction
Aqua America, Inc. 12,000,000 6.00% Tangible Equity Units Underwriting AgreementUnderwriting Agreement • April 23rd, 2019 • Aqua America Inc • Water supply • New York
Contract Type FiledApril 23rd, 2019 Company Industry JurisdictionAqua America, Inc., a Pennsylvania corporation (the “Company”), proposes, subject to the terms and conditions stated in this agreement (this “Agreement”), to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of 12,000,000 6.00% tangible equity units (the “Units”) of the Company (said Units being hereinafter called (the “Firm Securities”) and, at the election of the Underwriters, up to 1,800,000 additional 6.00% Units (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”, and the offer and sale of the Securities hereunder being called the “Units Offering”).
Forestar Group Inc. 5,400,000 6.00% Tangible Equity Units Underwriting AgreementUnderwriting Agreement • November 27th, 2013 • Forestar Group Inc. • Real estate • New York
Contract Type FiledNovember 27th, 2013 Company Industry JurisdictionForestar Group Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters, an aggregate of 5,400,000 6.00% tangible equity units (the “Firm Securities”) and, at the election of the Underwriters, up to 600,00 additional 6.00% tangible equity units (the “Optional Securities”) of the Company (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”).
InterMune, Inc. Underwriting AgreementUnderwriting Agreement • January 22nd, 2013 • Intermune Inc • Pharmaceutical preparations • New York
Contract Type FiledJanuary 22nd, 2013 Company Industry JurisdictionInterMune, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $105,000,000 principal amount of the 2.50% convertible senior notes due 2017 (the “Firm Securities”), which shall be convertible into cash, shares of Common Stock, par value $0.001 per share (“Stock”) of the Company, or any combination of cash and Stock, and, at the election of the Underwriters, up to an aggregate of $15,750,000 additional principal amount of 2.50% convertible senior notes due 2017 to cover over-allotments, if any (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Securities”).
Exelixis, Inc. Underwriting AgreementUnderwriting Agreement • August 14th, 2012 • Exelixis Inc • Services-commercial physical & biological research • New York
Contract Type FiledAugust 14th, 2012 Company Industry JurisdictionExelixis, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $250,000,000 principal amount of the 4.25% Convertible Senior Subordinated Notes due 2019 (the “Firm Securities”), convertible into shares of common stock of the Company, par value $0.001 per share (“Stock”), and, at the election of the Underwriters, up to an aggregate of $37,500,000 additional principal amount of 4.25% Convertible Senior Subordinated Notes due 2019 (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to Section 2 hereof being collectively called the “Securities”).
THOMAS WEISEL PARTNERS GROUP, INC. [Title of Securities] Underwriting AgreementUnderwriting Agreement • November 9th, 2009 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 9th, 2009 Company Industry JurisdictionThomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [shares of [Common Stock, par value $0.01 per share (“Common Stock”) of the Company][name of Series Preferred Stock (“Preferred Stock”)][warrants (“Warrants”), which are further described on Schedule II hereto)] [units (“Units”), which are further described on Schedule II hereto], [and, at the election of the Underwriters, up to additional [shares of [Common Stock][Preferred Stock]][Warrants][Units]]. The [shares of [Common Stock][Preferred Stock]][Warrants][Units]] to be sold are herein called the “[Firm] Securities” and the additional [shares of [Common Stock][Preferred Stock][Warrants][Units] to be sold are herein called the “Optional Securities”. [The Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to S
Las Vegas Sands Corp. 10% Series A Cumulative Perpetual Preferred Stock (Liquidation Preference $100 per preferred share) and Warrants to Purchase Approximately 86,605,173 Shares of Common Stock and 181,818,182 Shares of Common Stock Underwriting...Underwriting Agreement • November 14th, 2008 • Las Vegas Sands Corp • Hotels & motels
Contract Type FiledNovember 14th, 2008 Company IndustryGoldman, Sachs & Co., As representative of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co. 85 Broad Street New York, New York 10004
Underwriting AgreementUnderwriting Agreement • May 12th, 2008 • Legg Mason Inc • Investment advice • New York
Contract Type FiledMay 12th, 2008 Company Industry JurisdictionLegg Mason, Inc., a Maryland corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”), for which Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated are acting as representatives (the “Representatives”), an aggregate of 20,000,000 Equity Units of the Company (the “Firm Securities”) and, at the election of the Underwriters, up to an aggregate of 3,000,000 additional Equity Units (the “Optional Securities”) (the Firm Securities and the Optional Securities which the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Securities”). Each Equity Unit will have a stated amount of $50.00 and initially consist of (i) a stock purchase contract (each, a “Purchase Contract”) under which the holder will agree to purchase and the Company will agree to sell on June 30, 2011 (the “Settlement Date”), subject t
HUNTINGTON BANCSHARES INCORPORATED 8.50% Series A Non-Cumulative Perpetual Convertible Preferred Stock Underwriting AgreementUnderwriting Agreement • April 22nd, 2008 • Huntington Bancshares Inc/Md • National commercial banks • New York
Contract Type FiledApril 22nd, 2008 Company Industry Jurisdiction
NATIONAL CITY CORPORATION Underwriting AgreementUnderwriting Agreement • February 4th, 2008 • National City Corp • National commercial banks • New York
Contract Type FiledFebruary 4th, 2008 Company Industry JurisdictionNational City Corporation, a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to you, as the underwriter (the “Underwriter”) an aggregate of $1,250,000,000 principal amount of its 4.0 % Convertible Senior Notes due 2011 (the “Firm Securities”), convertible into shares of common stock, par value $4.00 per share (the “Stock”) of the Company and, at the election of the Underwriter, up to an aggregate of $187,500,000 additional principal amount of 4.0 % Convertible Senior Notes (the “Optional Securities”) (the Firm Securities and the Optional Securities that the Underwriter elects to purchase pursuant to Section 2 being collectively called the “Securities”) solely to cover over-allotments, if any, to be issued pursuant to the Senior Indenture, dated as of March 17, 2004, between the Company and The Bank of New York Trust Company, N.A., as the successor to The Bank of New York Trust Company (the “Trustee”), as amended and s
USEC Inc. Common Stock Underwriting AgreementUnderwriting Agreement • September 28th, 2007 • Usec Inc • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledSeptember 28th, 2007 Company Industry JurisdictionGoldman, Sachs & Co., Merrill, Lynch, Pierce, Fenner & Smith Incorporated As representatives of the several Underwriters Named in Schedule I hereto, c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004 Ladies and Gentlemen:
USEC Inc. Underwriting AgreementUnderwriting Agreement • September 28th, 2007 • Usec Inc • Mining & quarrying of nonmetallic minerals (no fuels) • New York
Contract Type FiledSeptember 28th, 2007 Company Industry JurisdictionGoldman, Sachs & Co., Wachovia Capital Markets, LLC, As representatives of the several Underwriters named in Schedule I hereto, c/o Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004. Ladies and Gentlemen: