0000005506-97-000009 Sample Contracts

With respect to sales of shares of any tax-exempt fund, the commission schedule for sales of shares to retirement plans of organizations with assets of $100 million or more is inapplicable. 4. On sales of shares of Companies listed in Category 3 on...
Principal Underwriting Agreement • December 30th, 1997 • American Mutual Fund Inc • Hawaii

PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between AMERICAN MUTUAL FUND, INC. a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the Fund is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end investment company and it is a part of the business of the Fund, and affirmatively in the interest of the Fund, to offer its shares for sale, either continuously, or from time to time by means of such arrangements as are determined by its Directors to be appropriate; and WHEREAS, AFD is engaged in the business of promoting the distribution of shares of investment companies through securities dealers; and WHEREAS, the Fund and AFD wish to enter into an agreement with each other to promote the distribution of the shares of the Fund; NOW, THEREFORE, the parties agree as follows: 1. (a) AFD shall be the exclusive principal underwriter for t

AutoNDA by SimpleDocs
INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of March, 1995, by and between AMERICAN MUTUAL FUND, INC., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL RESEARCH AND MANAGEMENT...
Investment Advisory Agreement • December 30th, 1997 • American Mutual Fund Inc

INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of March, 1995, by and between AMERICAN MUTUAL FUND, INC., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation, (hereinafter called the "Investment Adviser "). W I T N E S S E T H: A. The Fund is an open-end diversified investment company of the management type, registered under the Investment Company Act of 1940. The Investment Adviser is registered under the Investment Adviser's Act of 1940 and is engaged in the business of providing investment advisory services to investment companies and others, and related activities. B. The Investment Adviser has provided investment advisory services to the Fund since November 23, 1949, and is currently providing such services under a written agreement dated March 1, 1990, as renewed. NOW THEREFORE, in consideration of the premises and the mutual undertakings of the parties, it is

Draft better contracts in just 5 minutes Get the weekly Law Insider newsletter packed with expert videos, webinars, ebooks, and more!