PGIM ETF TRUST PGIM Active High Yield Bond ETF MANAGEMENT AGREEMENTManagement Agreement • September 24th, 2018 • Pgim Etf Trust • New York
Contract Type FiledSeptember 24th, 2018 Company JurisdictionAgreement made the 1st day of September, 2018, between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of its series, the PGIM Active High Yield Bond ETF (the Fund), and PGIM Investments LLC, a New York limited liability company (the Manager).
PGIM ETF TRUST PGIM Active High Yield Bond ETF SUBADVISORY AGREEMENTSubadvisory Agreement • September 24th, 2018 • Pgim Etf Trust • New York
Contract Type FiledSeptember 24th, 2018 Company JurisdictionAgreement made as of this 1st day of September, 2018 between PGIM Investments LLC (PGIM Investments or the Manager), a New York limited liability company, and PGIM, Inc. (PGIM), a New Jersey corporation and PGIM Limited (PGIM Ltd, and together with PGIM, the Subadvisers).
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • September 24th, 2018 • Pgim Etf Trust
Contract Type FiledSeptember 24th, 2018 CompanyTHIS AMENDMENT TO DISTRIBUTION AGREEMENT (the Amendment) is made as of September 1, 2018 between PGIM ETF Trust, a Delaware statutory trust (the Trust), on behalf of each of its series set forth on attached Exhibit A (each referred to as the “Fund”) and Prudential Investment Management Services LLC, a Delaware limited liability company (the Distributor).
AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENTAdministrative and Transfer Agency Agreement • September 24th, 2018 • Pgim Etf Trust
Contract Type FiledSeptember 24th, 2018 CompanyTHIS AMENDMENT TO ADMINISTRATIVE AND TRANSFER AGENCY AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (the “Administrator” or “TA”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Appendix A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 24th, 2018 • Pgim Etf Trust
Contract Type FiledSeptember 24th, 2018 CompanyTHIS AMENDMENT TO CUSTODIAN AGREEMENT (this “Amendment”) is made as of September 10, 2018 by and between BROWN BROTHERS HARRIMAN & CO., a limited partnership organized under the laws of the State of New York (“BBH&Co.” or the “Custodian”), and PGIM ETF Trust, a Delaware statutory trust (the “Fund”), on behalf of each of its portfolios listed on Annex A to the Agreement (as defined below), severally and not jointly (each a “Portfolio” and collectively, the “Portfolios”), registered with the Securities and Exchange Commission under the Investment Company Act of 1940.