JUNIOR SUBORDINATED INDENTURE between STIFEL FINANCIAL CORP. and WILMINGTON TRUST COMPANY, as Trustee _____________________ Dated as of March 30, 2007 _____________________Junior Subordinated Indenture • April 5th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Junior Subordinated Indenture, dated as of March 30, 2007, between Stifel Financial Corp., a Delaware corporation (the "Company"), and Wilmington Trust Company, a Delaware banking corporation, as Trustee (in such capacity, the "Trustee").
AMENDED AND RESTATED TRUST AGREEMENT among STIFEL FINANCIAL CORP., as Depositor WILMINGTON TRUST COMPANY, as Property Trustee WILMINGTON TRUST COMPANY, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN as Administrative Trustees Dated...Trust Agreement • April 5th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • Delaware
AMENDED AND RESTATED TRUST AGREEMENT, dated as of March 30, 2007, among (i) Stifel Financial Corp., a Delaware corporation (including any successors or permitted assigns, the "Depositor"), (ii) Wilmington Trust Company, a Delaware banking corporation, as property trustee (in such capacity, the "Property Trustee"), (iii) Wilmington Trust Company, a Delaware banking corporation, as Delaware trustee (in such capacity, the "Delaware Trustee"), (iv) James M. Zemlyak, an individual, Bernard N. Burkemper, an individual, and David M. Minnick, an individual, each of whose address is c/o Stifel Financial Corp., 501 N. Broadway, 9th Floor, St. Louis, MO 63102, as administrative trustees (in such capacities, each an "Administrative Trustee" and, collectively, the "Administrative Trustees" and, together with the Property Trustee and the Delaware Trustee, the "Trustees") and (v) the several Holders, as hereinafter defined.
GUARANTEE AGREEMENT between STIFEL FINANCIAL CORP., As Guarantor, and WILMINGTON TRUST COMPANY, As Guarantee Trustee Dated as of March 30, 2007 STIFEL FINANCIAL CAPITAL TRUST IIIGuarantee Agreement • April 5th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
Guarantee Agreement, dated as of March 30, 2007, executed and delivered by Stifel Financial Corp., a Delaware corporation (the "Guarantor") having its principal office at 501 N. Broadway, 9th Floor, St. Louis, MO 63102, and Wilmington Trust Company, a Delaware banking corporation, as trustee (in such capacity, the "Guarantee Trustee"), for the benefit of the Holders (as defined herein) from time to time of the Preferred Securities (as defined herein) of Stifel Financial Capital Trust III, a Delaware statutory trust (the "Issuer").
