AMENDED AND RESTATED TRUST AGREEMENT among STIFEL FINANCIAL CORP., as Depositor WILMINGTON TRUST COMPANY, as Property Trustee WILMINGTON TRUST COMPANY, as Delaware Trustee and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN as Administrative Trustees Dated...Trust Agreement • July 5th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • Delaware
SECURITY FOR ITS OWN ACCOUNT, OR FOR THE ACCOUNT OF AN "ACCREDITED INVESTOR," WITHIN THE MEANING OF SUBPARAGRAPH (a) (1), (2), (3) OR (7) OF RULE 501 UNDER THE SECURITIES ACT, FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TO, OR FOR OFFER OR SALE IN CONNECTION WITH, ANY DISTRIBUTION IN VIOLATION OF THE SECURITIES ACT, IN EACH CASE IN ACCORDANCE WITH ANY APPLICABLE SECURITIES LAWS OF ANY STATE OF THE UNITED STATES OR ANY OTHER APPLICABLE JURISDICTION AND, IN THE CASE OF (III), SUBJECT TO THE RIGHT OF THE TRUST AND THE DEPOSITOR TO REQUIRE AN OPINION OF COUNSEL ADDRESSING COMPLIANCE WITH THE U.S. SECURITIES LAWS, AND OTHER INFORMATION SATISFACTORY TO EACH OF THEM AND (B) THE HOLDER WILL NOTIFY ANY PURCHASER OF ANY PREFERRED SECURITIES FROM IT OF THE RESALE RESTRICTIONS REFERRED TO IN (A) ABOVE.
JUNIOR SUBORDINATED INDENTURE between STIFEL FINANCIAL CORP and WILMINGTON TRUST COMPANY, as Trustee _____________________ Dated as of June 28, 2007 _____________________Stifel Financial Corp • July 5th, 2007 • Security brokers, dealers & flotation companies • New York
JUNIOR SUBORDINATED INDENTURE, dated as of June 28, 2007, between STIFEL FINANCIAL CORP., a Delaware corporation (the "Company"), and WILMINGTON TRUST COMPANY, a Delaware banking corporation, as Trustee (in such capacity, the "Trustee").
GUARANTEE AGREEMENT between STIFEL FINANCIAL CORP., As Guarantor, and WILMINGTON TRUST COMPANY, As Guarantee Trustee Dated as of June 28, 2007 STIFEL FINANCIAL CAPITAL TRUST IVGuarantee Agreement • July 5th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • New York
GUARANTEE AGREEMENT, dated as of June 28, 2007, executed and delivered by STIFEL FINANCIAL CORP., a Delaware corporation (the "Guarantor") having its principal office at 501 N. Broadway, 9th Floor, St. Louis, MO 63102, and WILMINGTON TRUST COMPANY, a Delaware banking corporation, as trustee (in such capacity, the "Guarantee Trustee"), for the benefit of the Holders (as defined herein) from time to time of the Preferred Securities (as defined herein) of Stifel Financial Capital Trust IV, a Delaware statutory trust (the "Issuer").
