PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between SMALLCAP World Fund, Inc., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the...Principal Underwriting Agreement • November 26th, 1997 • Smallcap World Fund Inc
Contract Type FiledNovember 26th, 1997 CompanyIf you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
SHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called...Shareholder Services Agreement • November 26th, 1997 • Smallcap World Fund Inc
Contract Type FiledNovember 26th, 1997 CompanySHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called "AFS"). AFS is a wholly owned subsidiary of Capital Research and Management Company (hereinafter called "CRMC"). This Agreement will continue in effect until amended or terminated in accordance with its terms. 2. The Fund hereby employs AFS, and AFS hereby accepts such employment by the Fund, as its transfer agent. In such capacity AFS will provide the services of stock transfer agent, dividend disbursing agent, redemption agent, and such additional related services as the Fund may from time to time require, all of which services are sometimes referred to herein as "shareholder services." 3. AFS has entered into substantially identical agreements with other investment companies for which CRMC serves as investment adviser. (For the purposes
PLAN OF DISTRIBUTION OF SMALLCAP WORLD FUND, INC. WHEREAS, SMALLCAP World Fund, Inc. (the "Fund") is a Maryland Corporation which offers shares of common stock. WHEREAS, American Funds Distributors, Inc. ("AFD") will serve as distributor of the shares...Plan of Distribution • November 26th, 1997 • Smallcap World Fund Inc
Contract Type FiledNovember 26th, 1997 Company
INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of December, 1993, is made and entered into by and between SMALLCAP World Fund, Inc., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL...Investment Advisory Agreement • November 26th, 1997 • Smallcap World Fund Inc
Contract Type FiledNovember 26th, 1997 Company