Smallcap World Fund Inc Sample Contracts
AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • November 30th, 2020 • Smallcap World Fund Inc • California
Standard Contracts
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • November 30th, 2020 • Smallcap World Fund Inc • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT is between SMALLCAP WORLD FUND, INC., a Maryland corporation (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
AMENDED AND RESTATED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • November 30th, 2023 • Smallcap World Fund Inc
PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between SMALLCAP World Fund, Inc., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation ("AFD"). W I T N E S S E T H: WHEREAS, the...Principal Underwriting Agreement • November 26th, 1997 • Smallcap World Fund Inc
If you initiate and are responsible for sales of shares a) amounting to $1 million or more or b) made at net asset value to retirement plans of organizations with collective retirement plan assets of $100 million or more, you will be paid a dealer commission of 1.00% on sales to $2 million, plus 0.80% on amounts over $2 million up to $3 million, plus 0.50% on amounts over $3 million up to $50 million, plus 0.25% on amounts over $50 million up to $100 million, plus 0. 15% on amounts over $100 million. For each account of a shareholder of the respective Companies (and accounts related by the fight of accumulation), only such net asset value sales made over a 12 month period (commencing from the date of the first such sale) will be considered for purposes of determinin the level of dealer commissions to be paid during that period with respect to such account(s). No dealer commissions are paid on any other sales of shares at net asset value, except that commissions may be paid to dealers o
AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • November 30th, 2017 • Smallcap World Fund Inc • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT, is between SMALLCAP WORLD FUND, INC., a Maryland corporation (the “Fund”), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the “Distributor”).
AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • November 30th, 2018 • Smallcap World Fund Inc • California
WHEREAS, SMALLCAP WORLD FUND, INC. (the “Fund”), is a Maryland corporation registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company that offers Class A shares; Class C shares; Class T shares; Class F-1 shares, Class F-2 shares and Class F-3 shares (“Class F shares”); Class 529-A shares, Class 529-C shares, Class 529-E shares, Class 529-T shares, Class 529-F-1 shares (“Class 529 shares”); and Class R-1 shares, Class R-2 shares, Class R-2E shares, Class R-3 shares, Class R-4 shares, Class R-5E shares, Class R-5 shares and Class R-6 shares (“Class R shares”) of common stock (Class A shares, Class C shares, Class T shares, Class F shares, Class 529 shares and Class R shares, collectively, the “shares”);
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • November 30th, 2022 • Smallcap World Fund Inc • California
THIS FUND OF FUNDS INVESTMENT AGREEMENT (this “Agreement”), dated as of January 19, 2022, by and among [ ], a [ ] life insurance company (the “Insurance Company”), on behalf of itself and certain of its separate accounts; [ ], an open-end management investment company organized under the laws of [ ] (the “Trust”), on behalf of itself and each fund, severally and not jointly, listed on Attachment A under the heading “Acquiring Funds,” as such Attachment A shall be amended from time to time (each such fund, an “Acquiring Fund”, and together, the “Acquiring Funds”); [ ], a corporation organized under the laws of [ ] (the “Adviser”); Capital Research and Management Company, a corporation organized under the laws of the State of Delaware (“CRMC”); each fund, severally and not jointly, listed on Attachment B under the heading “Retail Funds”, as such Attachment B shall be amended from time to time (each such fund listed under the heading “Retail Funds”, a “Retail Fund” or an “Acquired Fund”,
SMALLCAP WORLD FUND, INC. AMENDED AND RESTATED INVESTMENT ADVISORY AND SERVICE AGREEMENTInvestment Advisory and Service Agreement • November 30th, 2010 • Smallcap World Fund Inc
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AND SERVICE AGREEMENT, dated and effective as of the 1st day of January, 2010, is made and entered into by and between SMALLCAP WORLD FUND, INC., a Maryland corporation (the “Fund”), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation (the “Investment Adviser”).
FORM OF AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENTAdministrative Services Agreement • April 8th, 2009 • Smallcap World Fund Inc • California
WHEREAS, [Name of Fund] (the “Fund”), is a [State of Formation] [corporation/business trust] registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end diversified investment company that offers Class C shares; Class F-1 shares, Class F-2 shares (together, the “Class F shares”); Class R-1 shares, Class R-2 shares, Class R-3 shares, Class R-4 shares, Class R-5 shares, and Class R-6 shares (collectively, the “Class R shares”); and Class 529-A shares, Class 529-B shares, Class 529-C shares, Class 529-E shares, and Class 529-F-1 shares (collectively, the “Class 529 shares”); and
SMALLCAP WORLD FUND, INC. AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT THIS PRINCIPAL UNDERWRITING AGREEMENT, between SMALLCAP WORLD FUND, INC., a Maryland corporation (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California...Principal Underwriting Agreement • March 10th, 2000 • Smallcap World Fund Inc • California
GLOBAL CUSTODY AGREEMENTGlobal Custody Agreement • November 30th, 2007 • Smallcap World Fund Inc • New York
This AGREEMENT is effective as of December 14, 2006, and is between STATE STREET BANK AND TRUST COMPANY ("Bank") and each of the investment companies and other pooled investment vehicles (which may be organized as corporations, business or other trusts, limited liability companies, partnerships or other entities) managed by Capital Research and Management Company and listed on Appendix A hereto, as such Appendix may be amended from time to time (each a "Customer").
Amended and restated INVESTMENT ADVISORY AND SERVICE AGREEMENTInvestment Advisory and Service Agreement • November 30th, 2021 • Smallcap World Fund Inc
THIS amended and restated investment advisory and service AGREEMENT, dated and effective as of the 1st day of December, 2021, is made and entered into by and between SMALLCAP WORLD FUND, INC., a Maryland corporation, (the “Fund”), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation, (the “Investment Adviser”).
January 15, 1999 Capital Research and Management Company 333 South Hope Street, 55/th/ Floor Los Angeles, CA 90071 RE: DELEGATION OF RESPONSIBILITIES UNDER RULE 17F-5 Dear Mesdames/Sirs: This Agreement confirms, and sets forth the responsibilities of...Delegation of Responsibilities • November 26th, 1999 • Smallcap World Fund Inc
EXHIBIT E FORM OF [NAME OF FUND] AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • March 12th, 2001 • Smallcap World Fund Inc
THIS PRINCIPAL UNDERWRITING AGREEMENT, between ______________ _______________________, a __________________ corporation/trust (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the "Distributor").
FUND NAME] SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • November 30th, 2012 • Smallcap World Fund Inc • California
FORM OF AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENTPrincipal Underwriting Agreement • April 8th, 2009 • Smallcap World Fund Inc • California
THIS AMENDED AND RESTATED PRINCIPAL UNDERWRITING AGREEMENT, is between [Name of Fund], a [State of Formation] [corporation/business trust] (the "Fund"), and AMERICAN FUNDS DISTRIBUTORS, INC., a California corporation (the "Distributor").
American Funds Distributors, Inc.Selling Group Agreement • November 30th, 2010 • Smallcap World Fund Inc
We have entered into a principal underwriting agreement with each Fund in The American Funds group (Funds) under which we are appointed exclusive agent for the sale of shares. As such agent we offer to sell to you as a member of a Selling Group, shares of the Funds as are qualified for sale in your state, on the terms set forth below. We are acting as an underwriter within the meaning of the applicable rules of the NASD. In addition, we are the distributor of CollegeAmerica (Program), a college savings program as described in Section 529 of the Internal Revenue Code.
AMENDED AND RESTATED INVESTMENT ADVISORY AND SERVICE AGREEMENTInvestment Advisory and Service Agreement • November 30th, 2022 • Smallcap World Fund Inc
THIS AMENDED AND RESTATED investment advisory and service AGREEMENT, dated and effective as of the 1st day of December, 2022, is made and entered into by and between SMALLCAP WORLD FUND, INC., a Maryland corporation (the “Fund”), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation (the “Investment Adviser”).
Form of AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT WHEREAS, [Name of Fund] (the "Fund"), is a Maryland corporation registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end diversified investment...Administrative Services Agreement • November 30th, 2005 • Smallcap World Fund Inc • California
AMENDMENT TO CUSTODIAN AGREEMENT This Amendment to the Custodian Agreement is made as of October 1, 2004, by and between State Street Bank and Trust Company (the "Custodian") and each of the investment companies and other pooled investment vehicles...Custodian Agreement • November 30th, 2005 • Smallcap World Fund Inc
SHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called...Shareholder Services Agreement • November 30th, 1995 • Smallcap World Fund Inc
SHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called "AFS"). AFS is a wholly owned subsidiary of Capital Research and Management Company (hereinafter called "CRMC"). This Agreement will continue in effect until amended or terminated in accordance with its terms. 2. The Fund hereby employs AFS, and AFS hereby accepts such employment by the Fund, as its transfer agent. In such capacity AFS will provide the services of stock transfer agent, dividend disbursing agent, redemption agent, and such additional related services as the Fund may from time to time require, all of which services are sometimes referred to herein as "shareholder services." 3. AFS has entered into substantially identical agreements with other investment companies for which CRMC serves as investment adviser. (For the purposes
By:____________________________ By:___________________________ Name: Paul Haaga, Jr. Name:_________________________ Title: Executive Vice President Title:__________________________ $ Pursuant to delegated authority. APPENDIX A FUNDS AND PORTFOLIOS...Custodian Agreement • November 30th, 2001 • Smallcap World Fund Inc
Custodian Agreement This Agreement is effective as of June 29, 2001, and between each of the investment companies and other pooled investment vehicles (which may be organized as corporations, business or other trusts, limited liability companies, partnerships or other entities) managed by Capital Research and Management Company and listed on APPENDIX A hereto, as such Appendix may be amended from time to time (each a "FUND"), and State Street Bank and Trust Company, a Massachusetts trust company with its principal place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the "CUSTODIAN"). Whereas, each Fund is or may be organized with one or more series of shares, each of which shall represent an interest in a separate investment portfolio of cash, securities and other assets; Whereas, each Fund desires to appoint, in accordance with the provisions of the Investment Company Act of 1940, as amended (the "1940 ACT"), and the rules and regulations thereunder, the Custodian as
SHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called...Shareholder Services Agreement • November 26th, 1997 • Smallcap World Fund Inc
SHAREHOLDER SERVICES AGREEMENT 1. The parties to this Agreement, which is effective as of January 1, 1995, are SMALLCAP World Fund, Inc. (hereinafter called "the Fund") and American Funds Service Company, a California corporation (hereinafter called "AFS"). AFS is a wholly owned subsidiary of Capital Research and Management Company (hereinafter called "CRMC"). This Agreement will continue in effect until amended or terminated in accordance with its terms. 2. The Fund hereby employs AFS, and AFS hereby accepts such employment by the Fund, as its transfer agent. In such capacity AFS will provide the services of stock transfer agent, dividend disbursing agent, redemption agent, and such additional related services as the Fund may from time to time require, all of which services are sometimes referred to herein as "shareholder services." 3. AFS has entered into substantially identical agreements with other investment companies for which CRMC serves as investment adviser. (For the purposes
PLAN OF DISTRIBUTION OF SMALLCAP WORLD FUND, INC. WHEREAS, SMALLCAP World Fund, Inc. (the "Fund") is a Maryland Corporation which offers shares of common stock. WHEREAS, American Funds Distributors, Inc. ("AFD") will serve as distributor of the shares...Plan of Distribution • November 26th, 1997 • Smallcap World Fund Inc
INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of December, 1993, is made and entered into by and between SMALLCAP World Fund, Inc., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL...Investment Advisory Agreement • November 26th, 1997 • Smallcap World Fund Inc
SMALLCAP WORLD FUND, INC. AMENDMENT OF AMENDED SHAREHOLDER SERVICES AGREEMENTShareholder Services Agreement • November 30th, 2010 • Smallcap World Fund Inc
This Amendment to the Amended Shareholder Services Agreement (the "Agreement") by and between American Funds Service Company (hereinafter, "AFS") and SMALLCAP WORLD FUND, INC. (hereinafter, the "Fund") is dated as of the 1st day of October, 2009.
January 15, 1999 Capital Research and Management Company 333 South Hope Street, 55/th/ Floor Los Angeles, CA 90071 RE: DELEGATION OF RESPONSIBILITIES UNDER RULE 17F-5 Dear Mesdames/Sirs: This Agreement confirms, and sets forth the responsibilities of...Delegation of Responsibilities • March 10th, 2000 • Smallcap World Fund Inc
INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of March, 2000, is made and entered into by and between SMALLCAP World Fund, Inc., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL...Investment Advisory Agreement • March 10th, 2000 • Smallcap World Fund Inc
FORM OF AMENDED AND RESTATED ADMINISTRATIVE SERVICES AGREEMENT WHEREAS, [name of fund] (the "Fund"), is a [state][corporation/business trust] registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end diversified...Administrative Services Agreement • February 15th, 2002 • Smallcap World Fund Inc • California
AMENDED INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of December, 2000, is made and entered into by and between SMALLCAP World Fund, Inc., a Maryland corporation, (hereinafter called the "Fund"), and...Investment Advisory and Service Agreement • November 30th, 2000 • Smallcap World Fund Inc
AMENDED INVESTMENT ADVISORY AND SERVICE AGREEMENT THIS AGREEMENT, dated and effective as of the 1st day of December, 2000, is made and entered into by and between SMALLCAP World Fund, Inc., a Maryland corporation, (hereinafter called the "Fund"), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation, (hereinafter called the "Investment Adviser"). W I T N E S S E T H The Fund is an open-end diversified investment company of the management type, registered under the Investment Company Act of 1940 (the "1940 Act"). The Investment Adviser is registered under the Investment Advisers Act of 1940 and is engaged in the business of providing investment advisory and related services to the Fund and to other investment companies. NOW, THEREFORE, in consideration of the premises and the mutual undertaking of the parties, it is covenanted and agreed as follows: 1. The Investment Adviser shall determine what securities and other assets shall be purchased or sold by the Fund. 2. The Inv
Amended and restated INVESTMENT ADVISORY AND SERVICE AGREEMENTInvestment Advisory Agreement • November 30th, 2017 • Smallcap World Fund Inc
THIS amended and restated investment advisory and service AGREEMENT, dated and effective as of the 1st day of December, 2017, is made and entered into by and between SMALLCAP WORLD FUND, INC., a Maryland corporation (the “Fund”), and CAPITAL RESEARCH AND MANAGEMENT COMPANY, a Delaware corporation (the “Investment Adviser”).
