CUSTODY AGREEMENT Dated December 19, 2014 Between UMB BANK, N.A. and FREEDOM CAPITAL INVESTMENT ADVISORS LLC CUSTODY AGREEMENTCustody Agreement • March 3rd, 2015 • Freedom Capital Corp/Md
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Freedom Capital Investment Advisors LLC (which, together with any other investment advisors or sub-advisers, shall be defined herein as the “Manager”), a Delaware limited liability company on behalf of itself and each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
FORM OF TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • March 3rd, 2015 • Freedom Capital Corp/Md • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this ___ day of _________________, 2015, by and between Freedom Capital Corporation, a Maryland corporation (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
FORM OF FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENTSelected Dealer Agreement • March 3rd, 2015 • Freedom Capital Corp/Md • Delaware
FORM OF EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENTExpense Support and Conditional Reimbursement Agreement • March 3rd, 2015 • Freedom Capital Corp/Md • Delaware
This Expense Support and Conditional Reimbursement Agreement (the “Agreement”) is made this [___] day of [___], 2015, by and between FREEDOM CAPITAL CORPORATION, a Maryland corporation (the “Company”), and FREEDOM CAPITAL INVESTMENT ADVISORS LLC, a Delaware limited liability company (“Freedom Capital Investment Advisors”).
FORM OF INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN FREEDOM CAPITAL CORPORATION AND FREEDOM CAPITAL INVESTMENT ADVISORS LLCFreedom Capital Corp/Md • March 3rd, 2015 • New York
This Investment Advisory and Administrative Services Agreement (the “Agreement”) is made this [___] day of [___],[___], by and between FREEDOM CAPITAL CORPORATION, a Maryland corporation (the “Corporation”), and FREEDOM CAPITAL INVESTMENT ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
FORM OF ESCROW AGREEMENTEscrow Agreement • March 3rd, 2015 • Freedom Capital Corp/Md • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this ___ day of ________, 2015, by and among Freedom Capital Corporation, a Maryland corporation (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”), UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”), and Democracy Funding, LLC, a Delaware limited liability company (the “Dealer Manager”), for itself and for and on behalf of its selected dealers (the “Selected Dealers”).
