TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this 31st day of March, 2015, by and between Freedom Capital Corporation, a Maryland corporation (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
FREEDOM CAPITAL CORPORATION Up to 50,000,000 Shares of Common Stock, $0.001 par value per share DEALER MANAGER AGREEMENT March 5, 2015Selected Dealer Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Delaware
Freedom Capital Corporation, a Maryland corporation (the “Corporation”), has registered for public sale (the “Offering”) a maximum of 50,000,000 shares of its common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Selected Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Terms not otherwise defined herein shall have the same meaning as in the Prospectus, as that term is defined in Section 1.1 below.
EXPENSE SUPPORT AND CONDITIONAL REIMBURSEMENT AGREEMENTExpense Support and Conditional Reimbursement Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Delaware
This Expense Support and Conditional Reimbursement Agreement (the “Agreement”) is made this 5th day of March, 2015, by and between FREEDOM CAPITAL CORPORATION, a Maryland corporation (the “Company”), and FREEDOM CAPITAL INVESTMENT ADVISORS LLC, a Delaware limited liability company (“Freedom Capital Investment Advisors”).
ESCROW AGREEMENTEscrow Agreement • May 4th, 2015 • Freedom Capital Corp/Md • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this 14th day of April, 2015, by and among Freedom Capital Corporation, a Maryland corporation (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”), UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”), and Democracy Funding, LLC, a Delaware limited liability company (the “Dealer Manager”), for itself and for and on behalf of its selected dealers (the “Selected Dealers”).
INVESTMENT ADVISORY AND ADMINISTRATIVE SERVICES AGREEMENT BETWEEN FREEDOM CAPITAL CORPORATION AND FREEDOM CAPITAL INVESTMENT ADVISORS LLCAnd Administrative Services Agreement • May 4th, 2015 • Freedom Capital Corp/Md • New York
This Investment Advisory and Administrative Services Agreement (the “Agreement”) is made this 5th day of March, 2015, by and between FREEDOM CAPITAL CORPORATION, a Maryland corporation (the “Corporation”), and FREEDOM CAPITAL INVESTMENT ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
