FORM OF MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of July 6, 2009, is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “ Underwriter ,” as defined in Section 1.1 hereof, or “ you ”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “ Offering ”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “ Wire ,” and collectively, an “ AAU ”), unless you are otherwise deemed to
CUSTODY AGREEMENTCustody Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
AGREEMENT, dated as of October 26, 2010 between Guggenheim Equal Weight Enhanced Equity Income Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 2455 Corporate West Drive, Lisle, Illinois 60532 (the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business having its principal office and place of business at 101 Barclay 11E, New York, New York 10286 (“Custodian”).
GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND __________ Common Shares of Beneficial Interest $20.00 per Share UNDERWRITING AGREEMENT Dated: October [●], 2011Underwriting Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
AGREEMENT made as of this 26th day of October, 2011 by and between Guggenheim Equal Weight Enhanced Equity Income Fund, a statutory trust organized and existing under the laws of the State of Delaware having its principal place of business at 2455 Corporate West Drive, Lisle, Illinois 60532 (hereinafter called the “Fund”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business, having its principal place of business at 101 Barclay 11E, New York, New York 10286 (hereinafter called the “Bank”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
Reference is made to the Underwriting Agreement dated October [●], 2011 (the “Underwriting Agreement”), by and among Guggenheim Equal Weight Enhanced Equity Income Fund (the “Fund”), Guggenheim Funds Investment Advisors, LLC (the “Investment Manager”), Security Investors, LLC, Guggenheim Partners Asset Management, LLC and each of the Underwriters named therein (the “Underwriters”), severally, with respect to the issue and sale of the Fund’s common shares of beneficial interest, par value $0.01 (the “Common Shares”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTFee Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
Reference is made to the Underwriting Agreement dated October [●], 2011 (the “Underwriting Agreement”), by and among Guggenheim Equal Weight Enhanced Equity Income Fund (the “Fund”), Guggenheim Funds Investment Advisors, LLC (the “Adviser”), Security Investors, LLC, Guggenheim Partners Asset Management, LLC and each of the Underwriters named in Exhibit A thereto, severally, with respect to the issue and sale of the Fund’s Securities (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
STRUCTURING FEE AGREEMENT (the "Agreement"), dated as of October [●], 2011, among Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), Guggenheim Funds Investment Advisors, LLC the ("Adviser”), Securities Investors, LLC (“Securities Investors”) and Guggenheim Partners Asset Management, LLC (“GPAM”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
STOCK TRANSFER AGENCY AGREEMENT between GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME FUND and THE BANK OF NEW YORK MELLON Dated as of October 26, 2011 ACCOUNT NUMBER(S) ___________________________Stock Transfer Agency Agreement • October 25th, 2011 • Guggenheim Equal Weight Enhanced Equity Income Fund • New York
AGREEMENT, made as of October 26, 2011, by and between GUGGENHEIM EQUAL WEIGHT ENHANCED EQUITY INCOME TRUST, a statutory trust organized and existing under the laws of the State of Delaware (hereinafter referred to as the “Customer”), and THE BANK OF NEW YORK MELLON, a New York trust company (hereinafter referred to as the “Bank”).
