INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • Massachusetts
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the "Agreement"), dated as of August 9, 2010, among Guggenheim Enhanced Equity Income Fund (formerly, Old Mutual/Claymore Long-Short Fund), a Massachusetts business trust (the "Trust"), Claymore Advisors, LLC, a Delaware limited liability company (the "Adviser"), and Guggenheim Partners Asset Management, LLC, a Delaware limited liability company (the "Sub-Adviser").
FUND ADMINISTRATION AGREEMENTFund Administration Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • Delaware
AGREEMENT made as of this 14th day of May, 2013, by and between each closed-end registered investment company listed on Schedule A hereto (as amended from time to time), (each individually referred to below as a “Trust”) and Rydex Fund Services, LLC (“RFS” or the “Administrator”), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
Transfer Agency and Service Agreement Between Each of the Guggenheim Closed-End Investment Companies Listed on Schedule 1 Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of December 1, 2015 ("Effective Date"), is by and among each of the Guggenheim closed-end investment companies listed on Schedule 1 attached hereto, as may be amended from time to time (each a "Fund" and collectively the "Funds") and each having its principal office and place of business at 227 West Monroe Street, Chicago, IL 60606, and Computershare Inc., a Delaware corporation ("Computershare"), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company ("Trust Company", and together with Computershare, "Agent"), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
AMENDMENT No. 4 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the “Amendment”), dated as of August 1, 2014 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the “Agreement”) between BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the “Customer”).
AMENDMENT No. 1 TO SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
In connection with that certain Special Custody and Pledge Agreement (the "Agreement"), dated as of June 18, 2010, by and among Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long Short-Fund, hereinafter the "Counterparty"), BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and The Bank of New York Mellon ("Custodian"), Counterparty, BNPP PB, Inc. and Custodian agree to the following amendment. Any capitalized terms not defined herein shall have the meanings given them in the Agreement.
ContractPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this "Agreement") is entered into between the customer specified below ("Customer") and BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement sets forth the terms and conditions on which BNPP PB, Inc. will transact business with Customer. Customer and BNPP PB, Inc., on behalf of itself and as agent for the BNPP Entities, have also entered into the Account Agreement.
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • Massachusetts
THIS INVESTMENT ADVISORY AGREEMENT (the "Agreement"), dated as of February 18, 2010, between Old Mutual/Claymore Long-Short Fund, a Massachusetts business trust (the "Trust"), and Claymore Advisors, LLC, a Delaware limited liability company (the "Adviser").
AMENDMENT No. 1 TO U.S. PB AGREEMENTPb Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of March 13, 2015 to the U.S. PB Agreement, dated as of June 18, 2010, as may be amended from time to time (the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly Old Mutual/Claymore Long-Short Fund) (the "Customer").
AMENDMENT No. 3 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of February 15, 2012 to the Committed Facility Agreement, dated as of June 18, 2010, as amended on June 28, 2010 and on May 18, 2011 (and as may be further amended, supplemented or otherwise modified from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the "Customer").
AMENDMENT No. 5 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of December 31, 2014 to the Committed Facility Agreement, dated as of August 5, 2009 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Strategy Fund (formerly known as Claymore Dividend & Income Fund, hereinafter, the "Customer").
Committed Facility AgreementCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
BNP PARIBAS PRIME BROKERAGE, INC. ("BNPP PB, Inc.") and the counterparty specified on the signature page ("Customer"), hereby enter into this Committed Facility Agreement (this "Agreement"), dated as of the date specified on the signature page.
AMENDMENT No. 6 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the "Amendment"), dated as of December 22, 2015 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long-Short Fund, hereinafter, the "Customer").
AMENDMENT No. 7 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT (the ''Amendment''), dated as of April 1, 2016 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/Claymore Long-Short Fund, hereinafter, the "Customer").
FEE REDUCTION AGREEMENTFee Reduction Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • Massachusetts
THIS FEE REDUCTION AGREEMENT (the "Agreement"), dated as of April 20, 2010, is entered into by Old Mutual/Claymore Long-Short Fund, a Massachusetts business trust (the "Trust") and Claymore Advisors, LLC, a Delaware limited liability company (the "Adviser").
AMENDMENT No. 1 TO US PB AGREEMENT AND COMMITTED FACILITY AGREEMENTUs Pb Agreement and Committed Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
In connection with that certain U.S. PB Agreement (the "U.S. PB Agreement") and that certain Committed Facility Agreement (the "CFA"), collectively (the "PB Agreements"), both dated as of June 18, 2010, by and among BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter the "Customer"), agree to the following amendment. Any capitalized terms not defined herein shall have the meanings given them in the Agreement.
FUND ACCOUNTING AGREEMENTFund Accounting Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • Delaware
This AGREEMENT is made as of this 1st day of January, 2014, between Guggenheim Enhanced Equity Income Fund (the "Trust"), a Massachusetts business trust having its principal place of business at 2455 Corporate West Drive, Lisle, Illinois 60532, and Rydex Fund Services, LLC ("RFS"), a Maryland limited liability company having its principal place of business at 805 King Farm Boulevard, Rockville, MD 20850.
SPECIAL CUSTODY AND PLEDGE AGREEMENTSpecial Custody and Pledge Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AGREEMENT, (hereinafter "Agreement'') dated as of June 18, 2010 among Old Mutual Claymore Long Short Fund ("Customer"), BNP Paribas Prime Brokerage, Inc. ("Counterparty") and The Bank of New York Mellon as Custodian hereunder ("Custodian").
AMENDMENT No. 2 TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT ("Amendment") dated as of May 18th, 2011 to the Committed Facility Agreement (as amended from time to time, the "Agreement"), dated as of June 18, 2010, by and among BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc") and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual / Claymore Long-Short Fund, hereinafter the "Customer"). Any capitalized terms not defined herein shall have the meanings given them in the Agreement.
RATING RESET AMENDMENT TO COMMITTED FACILITY AGREEMENTCommitted Facility Agreement • September 1st, 2016 • Guggenheim Enhanced Equity Income Fund (F/K/a Old Mutual/Claymore Long-Short Fund) • New York
AMENDMENT AGREEMENT ("Amendment") dated as of May 18, 2016 to the Committed Facility Agreement, dated as of June 18, 2010 (as amended from time to time, the "Agreement") between BNP Paribas Prime Brokerage, Inc. ("BNPP PB, Inc.") and and Guggenheim Enhanced Equity Income Fund (formerly known as Old Mutual/ Claymore Long-Short Fund, hereinafter, the "Customer").
