DISTRIBUTION AGREEMENTDistribution Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, Fusion Global Long/Short Fund and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). FUSION ASSET MANAGEMENT, LLC, a limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
CUSTODY AGREEMENTCustody Agreement • September 27th, 2007 • Trust for Professional Managers • Ohio
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT FUSION GLOBAL LONG/SHORT FUNDInvestment Advisory Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 20th day of September, 2007, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of the Fusion Global Long/Short Fund (the “Fund”), a series of the Trust, and Fusion Asset Management, LLC (hereinafter called the “Adviser;”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT FUSION GLOBAL LONG/SHORT FUNDOperating Expense Limitation Agreement • September 27th, 2007 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 20th day of September, 2007, by and between Trust for Professional Managers, (the “Trust”), on behalf of the Fusion Global Long/Short Fund (the “Fund”), a series of the Trust, and Fusion Asset Management, LLC, the investment adviser to the Fund (the “Adviser”).
