DISTRIBUTION AGREEMENTDistribution Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of the 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust”) on behalf of its series, Dorfman Value Fund and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). THUNDERSTORM MUTUAL FUNDS LLC, a limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Section 5 only.
CUSTODY AGREEMENTCustody Agreement • November 15th, 2007 • Trust for Professional Managers • Ohio
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust (the “Trust” (the “Trust”) on behalf of its series named in Exhibit C hereto, (each a “Fund”, and collectively the “Funds”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
TRUST FOR PROFESSIONAL MANAGERS INVESTMENT ADVISORY AGREEMENT DORFMAN VALUE FUNDInvestment Advisory Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 24th day of October, 2007, by and between Trust for Professional Managers, (hereinafter called the “Trust”), on behalf of the Dorfman Value Fund (the “Fund”), a series of the Trust, and Thunderstorm Mutual Funds LLC (hereinafter called the “Adviser;”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS AGREEMENT is made and entered into as of this 24th day of October, 2007, by and between the TRUST FOR PROFESSIONAL MANAGERS, a Delaware statutory trust, on behalf of its series named in Exhibit A hereto, (each a “Fund”, and collectively the “Funds”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
TRUST FOR PROFESSIONAL MANAGERS OPERATING EXPENSE LIMITATION AGREEMENT DORFMAN VALUE FUNDOperating Expense Limitation Agreement • November 15th, 2007 • Trust for Professional Managers • Wisconsin
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 24th day of October, 2007, by and between Trust for Professional Managers, (the “Trust”), on behalf of the Dorfman Value Fund (the “Fund”), a series of the Trust, and Thunderstorm Mutual Funds LLC, the investment adviser to the Fund (the “Adviser”).
