ALPINE EQUITY TRUST AMENDMENT TO THE PROSPECT SERVICING AGREEMENTProspect Servicing Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of the 22nd day of September, 2008, to the Prospect Servicing Agreement, dated as of March 10, 2003 (the “Agreement”), is entered into by and among Alpine Equity Trust, a Delaware business trust (the “Trust”), Alpine Woods Capital Investors, LLC (the “Adviser”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE EQUITY TRUST AMENDMENT NO. 3 FUND ADMINSTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of September 22, 2008, to the Fund Administration Servicing Agreement, dated as of December 28, 2001 and previously amended January 1, 2002 and November 1, 2004 (the “Agreement”), and an Addendum dated November 30, 2006, is entered into by and between Alpine Equity Trust, a Delaware business trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE EQUITY TRUST AMENDMENT NO. 1 FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of September 22, 2008, to the Fund Accounting Servicing Agreement, dated as of April 13, 2006 (the “Agreement”), is entered into by and between Alpine Equity Trust, a Delaware business trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE EQUITY TRUST AMENDMENT TO THE DISTRIBUTION AGREEMENTDistribution Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of September 22, 2008, to the Distribution Agreement, dated as of December 28, 2001 (the “Agreement”), is entered into by and among Alpine Equity Trust, a Delaware business trust (the “Trust”), Alpine Woods Capital Investors, LLC (the “Adviser”) and Quasar Distributors, LLC, a Delaware limited liability company (“Distributor”).
INVESTMENT ADVISORY AGREEMENT February 17, 1998 as amended September 22, 2008Investment Advisory Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyThe undersigned, Alpine Equity Trust (the "Trust") is an investment company organized as a series company, which means that it may offer separate classes (or series) of shares comprising different investment portfolios. Presently, the Trust offers [five] investment funds: Alpine U.S. Real Estate Equity Fund, Alpine Realty Income & Growth Fund, Alpine International Real Estate Equity Fund, Alpine Emerging Markets Real Estate Fund and Alpine Global Infrastructure Fund (the "Funds"). The Trust desires to employ its capital by investing and reinvesting the same in securities in accordance with the limitations specified in its Declaration of Trust and in the Prospectus for each Fund as from time to time in effect, copies of which have been, or will be, submitted to you, and in such manner and to such extent as may from time to time be approved by the Trustees of the Trust. Subject to the terms and conditions of this Agreement, the Trust desires to employ your company (the "Adviser") and the
ALPINE EQUITY TRUST AMENDMENT NO. 4 TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of September 22, 2008, to the Transfer Agent Servicing Agreement, dated as of December 28, 2001 and previously amended January 1, 2002, November 1, 2004, February 17, 2006 (the “Agreement”), and an Addendum dated June 24, 2002, is entered into by and between Alpine Equity Trust, a Delaware business trust (the “Trust”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
ALPINE EQUITY TRUST AMENDMENT NO. 2 AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • September 29th, 2008 • Alpine Equity Trust
Contract Type FiledSeptember 29th, 2008 CompanyTHIS AMENDMENT dated as of September 22, 2008, to the Amended and Restated Custody Agreement, dated as of December 1, 2003 (the “Agreement”), is entered into by and between Alpine Equity Trust, a Delaware business trust (the “Trust”), and U.S. Bank, N.A., a national banking association (the “Custodian”).
ALPINE EQUITY TRUST EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • September 29th, 2008 • Alpine Equity Trust • Delaware
Contract Type FiledSeptember 29th, 2008 Company JurisdictionAGREEMENT made September 22, 2008 by and between Alpine Equity Trust (the “Trust”), on behalf of its portfolios listed on Schedule A (the “Funds”), and Alpine Woods Capital Investors, LLC (the “Adviser”):