DISTRIBUTION AGREEMENTDistribution Agreement • November 7th, 2014 • Trust for Advised Portfolios • Wisconsin
THIS AGREEMENT is made and entered into as of October 31, 2014, by and between the TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) on behalf of its series, and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”). 1919 INVESTMENT COUNSEL, LLC, the (“Advisor”) is a party hereto with respect to Sections 3 F. and 6 only.
TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • November 7th, 2014 • Trust for Advised Portfolios
This Transfer Agency And Shareholder Services Agreement is made as of November 7, 2014 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and Trust for Advised Portfolios (the "Investment Company") on its own behalf and on behalf of each series of the Investment Company contained on Schedule B (each a "Fund" or "Acquiring Fund"). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A. The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein.
TRUST FOR ADVISED PORTFOLIOS INVESTMENT ADVISORY AGREEMENT withInvestment Advisory Agreement • November 7th, 2014 • Trust for Advised Portfolios • Delaware
This INVESTMENT ADVISORY AGREEMENT is made as of the 31 day of October, 2014, by and between Trust for Advised Portfolios, a Delaware statutory trust (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A, which may be amended from time to time, (each a “Fund”) and 1919 Investment Counsel, LLC, a limited liability company (hereinafter called the “Adviser”).
TRUST FOR ADVISED PORTFOLIOS OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 7th, 2014 • Trust for Advised Portfolios • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31 day of October, 2014 by and between Trust for Advised Portfolios, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Schedule A, which may be amended from time to time (each a “Fund” and collectively the “Funds”), and the investment adviser of the Fund, 1919 Investment Counsel, LLC (the “Adviser”).
October 31, 2014Fee Agreement • November 7th, 2014 • Trust for Advised Portfolios
This letter constitutes our agreement with respect to the compensation to be paid to BNY Mellon Investment Servicing (US) Inc. ("BNY Mellon" or "BNYM") under the terms of a Sub-Accounting And Administrative Services Agreement, dated as of the date stated above, between BNYM, Quasar Distributors, LLC and Trust for Advised Portfolios on its own behalf and on behalf of 1919 Financial Services Fund, 1919 Socially Responsive Balanced Fund, 1919 Variable Socially Responsive Balanced Fund and 1919 Maryland Tax-Free Income Fund ("Sub-Accounting Agreement") for services provided to and on behalf of each of the Funds. This letter constitutes the Fee Agreement, as defined at Section 9(a) of the Sub-Accounting Agreement. "Fund" has the same meaning in this letter agreement as in the Sub-Accounting Agreement. Pursuant to Section 9(a) of the Sub-Accounting Agreement, and in consideration of the services to be provided to each Funds, each Fund will pay BNY Mellon certain fees and reimburse BNY Mellon
November 7, 2014Fee Agreement • November 7th, 2014 • Trust for Advised Portfolios
This letter constitutes our agreement with respect to the compensation to be paid to BNY Mellon Investment Servicing (US) Inc. ("BNY Mellon" or "BNYM") under the terms of a Transfer Agency and Shareholder Services Agreement, dated as of the date stated above, between BNYM and Trust for Advised Portfolios on its own behalf and on behalf of 1919 Financial Services Fund, 1919 Socially Responsive Balanced Fund, 1919 Variable Socially Responsive Balanced Fund and 1919 Maryland Tax-Free Income Fund ("TA Agreement") for services provided to and on behalf of each of the Funds. This letter constitutes the Fee Agreement, as defined at Section 9(a) of the TA Agreement. "Fund" has the same meaning in this letter agreement as in the TA Agreement. Pursuant to Section 9(a) of the TA Agreement, and in consideration of the services to be provided to each Funds, the Funds will pay BNY Mellon certain fees and reimburse BNY Mellon for certain expenses, as follows:
SUB-ACCOUNTING AND ADMINISTRATIVE SERVICES AGREEMENTSub-Accounting and Administrative Services Agreement • November 7th, 2014 • Trust for Advised Portfolios
This Sub-Accounting And Administrative Services Agreement is made as of November 7, 2014 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM"), Quasar Distributors, LLC ("Quasar") and Trust for Advised Portfolios (the "Investment Company") on its own behalf and on behalf of each series of the Investment Company contained on Schedule B (each a "Fund"). Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A. The term "Agreement" shall mean this Sub-Accounting And Administrative Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein.
AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 7th, 2014 • Trust for Advised Portfolios
THIS AMENDMENT dated as of the 31st day for October, 2014, to the Fund Accounting Servicing Agreement dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INTERIM CO-DISTRIBUTION AGREEMENTCo-Distribution Agreement • November 7th, 2014 • Trust for Advised Portfolios • New York
THIS AGREEMENT is made and entered into as of October 31, 2014, by and between the TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) on behalf of the Funds (defined below), QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor”) and LEGG MASON INVESTOR SERVICES, LLC (the “Co-Distributor”). 1919 INVESTMENT COUNSEL, LLC, the (“Advisor”) is a party hereto with respect to Sections 4 F., 7, 14 and 18 only.
AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 7th, 2014 • Trust for Advised Portfolios
THIS AMENDMENT dated as of the 31st day of October, 2014, to the Fund Administration Servicing Agreement dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS CUSTODY AGREEMENTCustody Agreement • November 7th, 2014 • Trust for Advised Portfolios
THIS AMENDMENT dated as of the 31st day of October, 2014, to the Custody Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE TRUST FOR ADVISED PORTFOLIOS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 7th, 2014 • Trust for Advised Portfolios
THIS AMENDMENT dated as of the 31st day of October, 2014, to the Transfer Agent Servicing Agreement, dated as of January 1, 2014, as amended (the “Agreement”), is entered into by and between TRUST FOR ADVISED PORTFOLIOS, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
LETTER AGREEMENTTransfer Agency and Shareholder Services Agreement • November 7th, 2014 • Trust for Advised Portfolios
Simultaneously with the execution of this Letter Agreement, BNY Mellon Investment Servicing (US) Inc. ("BNYM") and Trust for Advised Portfolios ("TAP Trust"), on its own behalf and on behalf of 1919 Financial Services Fund, 1919 Socially Responsive Balanced Fund, 1919 Variable Socially Responsive Balanced Fund and 1919 Maryland Tax-Free Income Fund (individually, a "1919 Fund", collectively, the "1919 Funds") have executed a Transfer Agency And Shareholder Services Agreement ("TA Agreement") providing for BNYM to provide transfer agency, registrar, dividend disbursing and shareholder services to and on behalf of the 1919 Funds in accordance with the terms of the TA Agreement (the "Services"). This letter agreement will become effective on the date indicated above and will terminate at 11:59 PM on the date that the Deconversion (as defined in the TA Agreement) of the Regular Accounts (as defined in the TA Agreement) is completed.
