DISTRIBUTION AGREEMENTDistribution Agreement • November 1st, 2016 • Series Portfolios Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 11th day of October, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Highmore Group Advisors, LLC, a New York limited liability company and the investment advisor to the Trust (the “Advisor”), is a party hereto with respect to Sections 3 F. and 6 only.
SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 1st, 2016 • Series Portfolios Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 11th day of October, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Highmore Group Advisors, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 1st, 2016 • Series Portfolios Trust • Delaware
This AGREEMENT is made as of the 11th day of October, 2016, by and among AlphaParity, LLC, a New York limited liability company located at 430 Park Avenue, 12th Floor, New York, NY 10022(the “Sub-Adviser”), Highmore Group Advisors, LLC a Delaware limited liability company located at 120 5th Avenue, New York, NY 10011 (the “Adviser”), and Series Portfolios Trust a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A ( the “Parties”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • November 1st, 2016 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 11th day of October, 2016, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Highmore Group Advisors, LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENTCustody Agreement • November 1st, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 11th day of October, 2016, to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • November 1st, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 11th day for October, 2016, to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the "Agreement"), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • November 1st, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 11th day of October, 2016, to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the "Agreement"), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the "Trust") and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company ("USBFS").
AMENDMENT TO THE SERIES PORTFOLIOS TRUST TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 1st, 2016 • Series Portfolios Trust
THIS AMENDMENT dated as of the 11th day of October, 2016, to the Transfer Agent Servicing Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
