INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 9th, 2018 • ETF Series Solutions • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 4th day of October, 2018 by and between ETF SERIES SOLUTIONS (the “Trust”), a Delaware statutory trust, and Gadsden, LLC, a Delaware limited liability company with its principal place of business at 161 Washington Street, Suite 580, Conshohocken, Pennsylvania 19428 (the “Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 9th, 2018 • ETF Series Solutions • Delaware
This Distribution Agreement (the “Agreement”) is made this 15th day of October 2018, by and between ETF Series Solutions, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, and Compass Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
ETF SERIES SOLUTIONSInvestment Sub-Advisory Agreement • November 9th, 2018 • ETF Series Solutions • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 4th day of October, 2018, by and between Gadsden, LLC, a Delaware limited liability company with its principal place of business at 656 E. Swedesford Road, Suite 301, Wayne, Pennsylvania 19087 (the “Adviser”), ETF Series Solutions (the “Trust”), and Vident Investment Advisory, LLC, a Delaware limited liability company with its principal place of business located at 300 Colonial Center Parkway, Suite 330, Roswell, Georgia 30076 (the “Sub-Adviser”).
AUTHORIZED PARTICIPANT AGREEMENT ETF SERIES SOLUTIONSAuthorized Participant Agreement • November 9th, 2018 • ETF Series Solutions • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Compass Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC (the “Index Receipt Agent”), and is further subject to acknowledgement and agreement by ETF Series Solutions (the “Trust”), a series trust offering a number of portfolios of securities for which the Distributor is the distributor of such series (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, th
AMENDMENT TO THE ETF SERIES SOLUTIONS CUSTODY AGREEMENTEtf Series Solutions Custody Agreement • November 9th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Custody Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 9th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Administration Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 9th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Transfer Agent Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE ETF SERIES SOLUTIONS FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 9th, 2018 • ETF Series Solutions
THIS AMENDMENT to the Fund Accounting Servicing Agreement, dated as of May 16, 2012, as amended (the “Agreement”), is entered into by and between ETF SERIES SOLUTIONS, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
