CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust • Minnesota
THIS AGREEMENT, effective as of the 27th day of September, 2016, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 16th, 2020 • TrimTabs ETF Trust • Delaware
Agreement made as of June 2, 2015, between TRIMTABS ETF TRUST, a Delaware statutory trust (“Trust”), and TrimTabs Asset Management, LLC (“Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (this “Agreement”) is made and entered into as of this 29th day of June 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 16th, 2020 • TrimTabs ETF Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated November __, 2020, is made by and between TrimTabs Asset Management, LLC, a Delaware limited liability company (the “Adviser”), and Donoghue Forlines LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT (this “Agreement”) is made and entered into as of the 29th day of June, 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (this “Agreement”) is made and entered into as of this 29th day of June, 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
SECOND AMENDMENT to the AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”), TrimTabs ETF Trust (“Fund Company”) and TrimTabs Asset Management, LLC, the investment adviser to the Trust (“Adviser”). The Adviser is a party hereto with respect to Articles 5 and 6 only.
FIRST AMENDMENT to the CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS FIRST AMENDMENT to the Custody Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”), and is effective October 1, 2019.
FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • TrimTabs ETF Trust
This first amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of March 31, 2020 by and between TrimTabs ETF Trust (“Fund Company”), TrimTabs Asset Management, LLC (“Adviser”) and Quasar Distributors, LLC (“Foreside”) is entered into as of 11-5-2020, 2020 (the “Effective Date”).
SECOND AMENDMENT to the CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Custody Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”), and is dated as of the last date on the signature block.
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Fund Administration Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
FIRST AMENDMENTTO THE TRIMTABS ETF TRUST CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS FIRST AMENDMENT, dated as of June 5, 2017, to the Custody Agreement dated as of September 27, 2016 (the "Agreement"), is entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Fund Accounting Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
