CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust • Minnesota
THIS AGREEMENT, effective as of the 27th day of September, 2016, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • November 20th, 2018 • TrimTabs ETF Trust • New York
THIS AMENDED AND RESTATED DISTRIBUTION AGREEMENT (the "Agreement"), effective as of the 13th day of September 2018 between TrimTabs ETF Trust (the "Trust"), a Delaware statutory trust and Quasar Distributors, LLC (the "Distributor"), a Delaware limited liability company. TrimTabs Asset Management, LLC, the investment advisor to the Trust (the "Adviser"), is a party hereto with respect to Articles 5 and 6 only.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
THIS AGREEMENT is made as of the 1st day of November, 2014, by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust,” with each series thereof listed on Appendix A hereto (as such Appendix be amended from time to time), a “Fund”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
TRIMTABS ETF TRUST DISTRIBUTION AGREEMENTDistribution Agreement • December 16th, 2014 • TrimTabs ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this __ day of _________ 2014 by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 3 Harbor Drive, Suite 112, Sausalito, CA 94965 and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • September 20th, 2016 • TrimTabs ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this _____ day of September, 2016, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • September 20th, 2016 • TrimTabs ETF Trust • Wisconsin
THIS AGREEMENT is made as of this ____ day of September, 2016 by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 16th, 2020 • TrimTabs ETF Trust • Delaware
Agreement made as of June 2, 2015, between TRIMTABS ETF TRUST, a Delaware statutory trust (“Trust”), and TrimTabs Asset Management, LLC (“Adviser”), a registered investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 20th, 2016 • TrimTabs ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the _____ day of September, 2016, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
FUND NAME], A SERIES OF ETF SERIES SOLUTIONS FORM OF AUTHORIZED PARTICIPANT AGREEMENT QUASAR DISTRIBUTORS, LLCAuthorized Participant Agreement • September 20th, 2016 • TrimTabs ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by U.S. Bancorp Fund Services, LLC(the “Index Receipt Agent”) as index receipt agent for [FUND NAME] ETF Series Solutions (the “Trust” and, together with the Distributor, Participant, Index Receipt Agent, and Trust, the “Parties”).
AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENT (this “Agreement”) is made and entered into as of this 29th day of June 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
CUSTODY AGREEMENT by and between TRIMTABS ETF TRUST and THE BANK OF NEW YORK MELLONCustody Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
CUSTODY AGREEMENT, dated as of the latest date set forth on the signature page hereto, between TRIMTABS ETF Trust, a Delaware statutory trust (the “Fund” or “Trust”) and THE BANK OF NEW YORK MELLON, a bank organized under the laws of the state of New York (the “Custodian”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 22nd, 2023 • TrimTabs ETF Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated November 29, 2021, is made by and between FCF Advisors LLC, a Delaware limited liability company (the “Adviser”), and Donoghue Forlines LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENT (this “Agreement”) is made and entered into as of the 29th day of June, 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust • Wisconsin
THIS AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENT (this “Agreement”) is made and entered into as of this 29th day of June, 2018, by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“Fund Services”).
AMENDMENT TO THE SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 22nd, 2023 • TrimTabs ETF Trust
THIS AMENDMENT (the "Amendment"), dated as of April 13, 2021, to the Sub-Advisory Agreement, dated as of November 9, 2020 (the "Sub-Advisory Agreement"), is made by and between TrimTabs Asset Management, LLC, a Delaware limited liability company (the "Adviser"), and Donoghue Forlines LLC, a Delaware limited liability company (the "Sub-Adviser").
TRIMTABS ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • December 16th, 2014 • TrimTabs ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by The Bank of New York Mellon (the “Index Receipt Agent”) as index receipt agent for TrimTabs ETF Trust (the “Trust”).
SECOND AMENDMENT to the AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”), TrimTabs ETF Trust (“Fund Company”) and TrimTabs Asset Management, LLC, the investment adviser to the Trust (“Adviser”). The Adviser is a party hereto with respect to Articles 5 and 6 only.
FIRST AMENDMENT to the CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS FIRST AMENDMENT to the Custody Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”), and is effective October 1, 2019.
FIRST AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 16th, 2020 • TrimTabs ETF Trust
This first amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) dated as of March 31, 2020 by and between TrimTabs ETF Trust (“Fund Company”), TrimTabs Asset Management, LLC (“Adviser”) and Quasar Distributors, LLC (“Foreside”) is entered into as of 11-5-2020, 2020 (the “Effective Date”).
SECOND AMENDMENT to the CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Custody Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”), and is dated as of the last date on the signature block.
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Fund Administration Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
FIRST AMENDMENTTO THE TRIMTABS ETF TRUST CUSTODY AGREEMENTCustody Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS FIRST AMENDMENT, dated as of June 5, 2017, to the Custody Agreement dated as of September 27, 2016 (the "Agreement"), is entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the "Trust") and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the "Custodian").
SECOND AMENDMENT to the AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 16th, 2020 • TrimTabs ETF Trust
THIS SECOND AMENDMENT to the Amended and Restated Fund Accounting Servicing Agreement is made and entered into by and between TRIMTABS ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/ U. S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”) and is dated as of the last date on the signature block.
AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • November 24th, 2021 • TrimTabs ETF Trust • New York
This amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) by and between TrimTabs ETF Trust (“Fund Company”), FCF Advisors LLC (formerly known as TrimTabs Asset Management, LLC) (“Adviser”) and Quasar Distributors, LLC (“Foreside”) is entered into as of _________, 2021 (the “Effective Date”).
FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • December 16th, 2014 • TrimTabs ETF Trust • New York
THIS AGREEMENT is made as of November 1, 2014 by and between TrimTabs ETF Trust, a Delaware statutory trust (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”).
