ETF DISTRIBUTION AGREEMENTDistribution Agreement • December 27th, 2021 • Series Portfolios Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 27th day of December 2021, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at 111 East Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT SERIES PORTFOLIOS TRUSTAuthorized Participant Agreement • December 27th, 2021 • Series Portfolios Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Quasar Distributors, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [ ] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Series Portfolios Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with INFRASTRUCTURE CAPITAL ADVISORS, LLCInvestment Advisory Agreement • December 27th, 2021 • Series Portfolios Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 22nd day of October 2021, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Infrastructure Capital Advisors, LLC, a limited liability company (the “Adviser”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 27th, 2021 • Series Portfolios Trust
THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 27th, 2021 • Series Portfolios Trust
THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature page by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 27th, 2021 • Series Portfolios Trust
THIS AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement, dated as of October 22, 2021, (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENTCustody Agreement • December 27th, 2021 • Series Portfolios Trust
THIS AMENDMENT to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
