SERIES PORTFOLIOS TRUST INVESTMENT ADVISORY AGREEMENT with VERITY ASSET MANAGEMENT, INC.Investment Advisory Agreement • October 30th, 2023 • Series Portfolios Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 26th day of October, 2023, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series listed on Schedule A, which may be amended from time to time (each a “Fund” and together, the “Funds”), and Verity Asset Management, Inc., a North Carolina corporation (the “Adviser”).
SERIES PORTFOLIOS TRUST OPERATING EXPENSES LIMITATION AGREEMENT with VERITY ASSET MANAGEMENT, INC.Operating Expenses Limitation Agreement • October 30th, 2023 • Series Portfolios Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is made as of the 26th day of October 2023, by and between Series Portfolios Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed on Appendix A, which may be amended from time to time (each a “Fund” and together the “Funds”), and Verity Asset Management, Inc., a North Carolina corporation (the “Adviser”).
AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 30th, 2023 • Series Portfolios Trust
THIS AMENDMENT to the Amended and Restated Transfer Agent Servicing Agreement, dated as of October 22, 2021, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
NOVATED DISTRIBUTION AGREEMENTDistribution Agreement • October 30th, 2023 • Series Portfolios Trust • Delaware
This second amendment (“Amendment”) to the Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between and Series Portfolios Trust (“Trust”) and Quasar Distributors, LLC (“Distributor”), as amended, is entered into as of October 26, 2023, (the “Effective Date”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 30th, 2023 • Series Portfolios Trust
THIS AMENDMENT to the Fund Administration Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature page by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST CUSTODY AGREEMENTCustody Agreement • October 30th, 2023 • Series Portfolios Trust
THIS AMENDMENT to the Custody Agreement, dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
AMENDMENT TO THE SERIES PORTFOLIOS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 30th, 2023 • Series Portfolios Trust
THIS AMENDMENT to the Fund Accounting Servicing Agreement dated as of September 15, 2015, as amended (the “Agreement”), is entered into as of the last date on the signature block, by and between SERIES PORTFOLIOS TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
