UNDERWRITING AGREEMENTUnderwriting Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Neuberger Berman Next Generation Connectivity Fund Inc., a Maryland corporation (the “Fund”), and the Fund’s investment adviser, Neuberger Berman Investment Advisers LLC, a Delaware limited liability company (the “Adviser”), each confirms its agreement with BofA Securities, Inc. (“BofA Securities”), [ ] and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA Securities and [ ] are acting as representatives (in such capacity, the “Representatives”), with respect to (i) the sale by the Fund and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $0.0001 per share, of the Fund (“Common Stock”) set forth in Schedule A hereto, and (ii) with respect to the grant by the Fund to the Underwriters, acting severally and not jointly, of the option described in Se
Custodian AgreementCustodian Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • Massachusetts
This Agreement between Neuberger Berman Next Generation Connectivity Fund Inc., a corporation organized and existing under the laws of Maryland and registered with the Securities and Exchange Commission as a non-diversified, closed-end management investment company (the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”),
FEE AGREEMENTFee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated May [25], 2021 (the “Underwriting Agreement”), by and among Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”), Neuberger Berman Investment Advisers LLC (the “Company”) and each of the underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s Common Stock (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FEE AGREEMENTFee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [May 25], 2021 (the “Underwriting Agreement”), by and among Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”), Neuberger Berman Investment Advisers LLC (the “Company”) and each of the Underwriters named in Schedule A thereto, with respect to the issue and sale of the Fund’s shares of common stock, $0.0001 par value per share (the “Common Stock”), as described therein (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
FEE AGREEMENTFee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [May 25], 2021 (the "Underwriting Agreement"), by and among Neuberger Berman Next Generation Connectivity Fund Inc. (the "Fund"), Neuberger Berman Investment Advisers LLC (the "Adviser"), Stifel, Nicolaus & Company, Incorporated ("Stifel") and the several other Underwriters named therein, severally, with respect to the issue and sale of the Fund's shares of common stock, $0.0001 par value per share (the "Common Stock"), as described therein (the "Offering"). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING AND SYNDICATION FEE AGREEMENTStructuring and Syndication Fee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
STRUCTURING AND SYNDICATION FEE AGREEMENT (the “Agreement”), dated as of [May 28], 2021 by and between BofA Securities, Inc. (collectively with its affiliates, “BofA Securities”) and Neuberger Berman Investment Advisers LLC (the “Adviser”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [May 25], 2021 (the “Underwriting Agreement”), by and among Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”), Neuberger Berman Investment Advisers LLC (the “Advisor”) and each of the Underwriters named in Schedule A therein (the “Underwriters”), with respect to the issue and sale of the Fund’s shares of common stock (the “Offering”), as described therein. Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This agreement is between Neuberger Berman Investment Advisers LLC (the “Company”) and Morgan Stanley & Co. LLC (“Morgan Stanley”) with respect to Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”).
FEE AGREEMENTFee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
Reference is made to the Underwriting Agreement dated [May 25], 2021 (the “Underwriting Agreement”), by and among Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”), Neuberger Berman Investment Advisers LLC (the “Adviser”) and each of the Underwriters named in Schedule A thereto (the “Underwriters”), with respect to the issue and sale of the Fund’s Common Stock (the “Offering”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement.
AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
THIS AMENDMENT TO TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENT (this “Amendment”), dated as of May [ ] 2021 (the “Effective Date”), by and between Neuberger Berman Next Generation Connectivity Fund Inc., a Maryland corporation (the “Company”), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company (“AST”; together with the Company, the “Parties” and each, a “Party”).
STRUCTURING FEE AGREEMENTStructuring Fee Agreement • May 25th, 2021 • Neuberger Berman Next Generation Connectivity Fund Inc. • New York
This agreement (the “Agreement”) is between Neuberger Berman Investment Advisers LLC (the “Company”) and UBS Securities LLC (“UBS”) with respect to the Neuberger Berman Next Generation Connectivity Fund Inc. (the “Fund”). Capitalized terms used herein and not otherwise defined shall have the meanings given to them in the Underwriting Agreement (as defined below).
