SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • February 22nd, 2024 • Neuberger Berman High Yield Strategies Fund Inc.
From time to time Neuberger Berman BD LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), of up to $109,000,000 of shares (the “Shares”) of common stock, par value $0.0001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
DISTRIBUTION AGREEMENTDistribution Agreement • February 22nd, 2024 • Neuberger Berman High Yield Strategies Fund Inc. • New York
This DISTRIBUTION AGREEMENT (the “Agreement”) is made as of May 8, 2023 by and between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), and Neuberger Berman BD LLC, a Delaware limited liability company (the “Distributor”).
ContractMargin Loan and Security Agreement • February 22nd, 2024 • Neuberger Berman High Yield Strategies Fund Inc. • New York
FIRST AMENDMENT TO MARGIN LOAN AND SECURITY AGREEMENTMargin Loan and Security Agreement • February 22nd, 2024 • Neuberger Berman High Yield Strategies Fund Inc.
This First Amendment to Margin Loan and Security Agreement (this “Amendment”) is executed effective as of September 18, 2023, by and between Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation registered as a diversified, closed-end management investment company (“Borrower”), and Bank of America, N.A. (“Lender”).
