Common Contracts
69 similar Sub-Placement Agent Agreement contracts by XAI Octagon Floating Rate & Alternative Income Term Trust, Aberdeen Income Credit Strategies Fund, Blackrock Core Bond Trust, others
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • April 9th, 2024 • RiverNorth Managed Duration Municipal Income Fund II, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Managed Duration Municipal Income Fund II, Inc., a Maryland corporation (the "Fund"), of up to 3,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • April 2nd, 2024 • Rivernorth Opportunities Fund, Inc.
From time to time ALPS Distributors, Inc. (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by RiverNorth Opportunities Fund, Inc., a Maryland corporation (the “Fund”), of up to 15,000,000 shares (the “Shares”) of common stock, $0.0001 par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENTSub-Placement Agent Agreement • February 22nd, 2024 • Neuberger Berman High Yield Strategies Fund Inc.
From time to time Neuberger Berman BD LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Neuberger Berman High Yield Strategies Fund Inc., a Maryland corporation (the “Fund”), of up to $109,000,000 of shares (the “Shares”) of common stock, par value $0.0001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • October 4th, 2023 • DoubleLine Yield Opportunities Fund
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • October 4th, 2023 • DoubleLine Income Solutions Fund
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • October 4th, 2023 • DoubleLine Opportunistic Credit Fund
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • August 25th, 2023 • RiverNorth Flexible Municipal Income Fund II, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Flexible Municipal Income Fund II, Inc., a Maryland corporation (the "Fund"), of up to 4,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • August 25th, 2023 • RiverNorth Managed Duration Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Managed Duration Municipal Income Fund, Inc., a Maryland corporation (the "Fund"), of up to 8,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • August 25th, 2023 • RiverNorth Opportunistic Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Opportunistic Municipal Fund, Inc., a Maryland corporation (the "Fund"), of up to 4,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • August 25th, 2023 • RiverNorth Flexible Municipal Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Flexible Municipal Income Fund, Inc., a Maryland corporation (the "Fund"), of up to 3,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • August 25th, 2023 • RiverNorth Capital & Income Fund, Inc.
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth Capital and Income Fund, Inc., a Maryland corporation (the "Fund"), of up to 3,000,000 shares (the "Shares") of common stock, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • June 2nd, 2023 • BlackRock Enhanced Equity Dividend Trust
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Enhanced Equity Dividend Trust, a Delaware statutory trust (the “Trust”), of up to 40,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • January 13th, 2023 • Blackrock Debt Strategies Fund, Inc.
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Debt Strategies Fund, Inc., a Maryland corporation (the “Fund”), of up to 16,000,000 shares (the “Shares”) of common stock, par value $0.10 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • January 9th, 2023 • Blackrock Floating Rate Income Trust
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Floating Rate Income Trust, a Delaware statutory trust (the “Fund”), of up to 11,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • December 19th, 2022 • Tekla World Healthcare Fund
SUB-PLACEMENT AGENT AGREEMENT Paralel Distributors LLCSub-Placement Agent Agreement • September 19th, 2022 • Reaves Utility Income Fund • New York
From time to time Paralel Distributors LLC (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by Reaves Utility Income Fund, a Delaware statutory trust (the "Fund"), of up to 8,000,000 shares (the "Shares") of beneficial interest, no par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • June 23rd, 2022 • Blackrock Income Trust, Inc. • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Income Trust, Inc., a Maryland corporation (the “Fund”), of up to 25,000,000 shares (the “Shares”) of common stock, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • June 7th, 2022 • Blackrock Investment Quality Municipal Trust, Inc. • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Investment Quality Municipal Trust, Inc., a Maryland corporation (the “Fund”), of up to 5,000,000 shares (the “Shares”) of common stock, par value $0.01 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • May 18th, 2022 • Blackrock Municipal Income Trust • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Municipal Income Trust, a Delaware statutory trust (the “Trust”), of up to 10,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • May 17th, 2022 • BLACKROCK LTD DURATION INCOME TRUST • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Limited Duration Income Trust, a Delaware statutory trust (the “Fund”), of up to 10,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • May 10th, 2022 • BlackRock Science & Technology Trust • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Science and Technology Trust, a Delaware statutory trust (the “Trust”), of up to 18,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • May 3rd, 2022 • BlackRock Multi-Sector Income Trust • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Multi-Sector Income Trust, a Delaware statutory trust (the “Fund”), of up to 15,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • April 26th, 2022 • BlackRock Health Sciences Trust • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Health Sciences Trust, a Delaware statutory trust (the “Fund”), of up to 4,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • February 28th, 2022 • Blackrock Core Bond Trust
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Core Bond Trust, a Delaware statutory trust (the “Trust”), of up to 15,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • February 14th, 2022 • Aberdeen Income Credit Strategies Fund • New York
From time to time ALPS Distributors, Inc. (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by Aberdeen Income Credit Strategies Fund, a Delaware statutory trust (the “Fund”), having an aggregate offering price of up to $100,000,000 common shares of beneficial interest, $0.001 par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • February 11th, 2022 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • February 10th, 2022 • Blackrock Corporate High Yield Fund, Inc. • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Corporate High Yield Fund, Inc., a Maryland corporation (the “Fund”), of up to 40,000,000 shares (the “Shares”) of common stock, par value $0.10 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT ALPS Distributors, Inc.Sub-Placement Agent Agreement • December 29th, 2021 • RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. • New York
From time to time ALPS Distributors, Inc. (the "Distributor", "we" or "us") will act as manager of registered at-the-market offerings by RiverNorth/DoubleLine Strategic Opportunity Fund, Inc., a Maryland corporation (the "Fund"), of up to 10,000,000 shares (the "Shares") of beneficial interest, $0.0001 par value, of the Fund (the "Common Shares"). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the "Distribution Agreement").
AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, ME 04101Sub-Placement Agent Agreement • December 20th, 2021 • Brookfield Real Assets Income Fund Inc. • New York
AMENDED AND RESTATED SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • December 2nd, 2021 • XAI Octagon Floating Rate & Alternative Income Term Trust • New York
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • November 22nd, 2021 • Blackrock Municipal Income Trust Ii • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock Municipal Income Trust II, a Delaware statutory trust (the “Trust”), of up to 15,000,000 common shares (the “Shares”) of beneficial interest, par value $0.001 per share, of the Trust (the “Common Shares”). In the case of such offerings, the Trust has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT BlackRock Investments, LLCSub-Placement Agent Agreement • August 30th, 2021 • Blackrock Muniassets Fund, Inc. • New York
From time to time BlackRock Investments, LLC (the “Distributor,” “we” or “us”) will act as manager of registered at-the-market offerings by BlackRock MuniAssets Fund, Inc., a Maryland corporation (the “Fund”), of up to 5,500,000 common shares (the “Shares”) of beneficial interest, par value $0.10 per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through or to the Distributor, as sales agent and/or principal, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • August 9th, 2021 • Cohen & Steers Infrastructure Fund Inc • New York
FORM OF SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • June 16th, 2021 • Calamos Global Dynamic Income Fund • New York
From time to time Foreside Fund Services, LLC (the “Distributor”, “we” or “us”) will act as manager of registered at-the-market offerings by Calamos Global Dynamic Income Fund, a Delaware statutory trust (the “Fund”), of up to [______] shares (the “Shares”) of beneficial interest, no par value per share, of the Fund (the “Common Shares”). In the case of such offerings, the Fund has agreed with the Distributor to issue and sell through the Distributor, as sales agent, the Shares (the “Distribution Agreement”).
SUB-PLACEMENT AGENT AGREEMENT Foreside Fund Services, LLC Three Canal Plaza, Suite 100 Portland, Maine 04101Sub-Placement Agent Agreement • May 27th, 2021 • Calamos Dynamic Convertible & Income Fund • New York
