0000905148-08-001228 Sample Contracts

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC ([FINRA MEMBER])

Fully Disclosed Clearing Agreement • March 3rd, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Fully Disclosed Clearing Agreement
• Filed
  March 3rd, 2008
• Company
  Broadpoint Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS AGREEMENT is made and entered into this 26 day of February, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Broadpoint Capital, Inc. (“Broker”), a New York corporation.

VOTING AGREEMENT

Voting Agreement • March 3rd, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Voting Agreement
• Filed
  March 3rd, 2008
• Company
  Broadpoint Securities Group, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS VOTING AGREEMENT dated as of February 29, 2008 (the “Agreement”), is made by and between BROADPOINT SECURITIES GROUP, INC., a New York corporation (the “Company”), and MATLINPATTERSON FA ACQUISITION LLC, a Delaware limited liability company (“MatlinPatterson”).