STOCK PURCHASE AGREEMENT Dated as of March 4, 2008 among BROADPOINT SECURITIES GROUP, INC., MAST CREDIT OPPORTUNITIES I MASTER FUND LIMITED, MATLINPATTERSON FA ACQUISITION LLC and THE INDIVIDUAL INVESTORS LISTED ON THE SIGNATURE PAGESStock Purchase Agreement • March 6th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
STOCK PURCHASE AGREEMENT (this “Agreement”), dated as of March 4, 2008, among BROADPOINT SECURITIES GROUP, INC. a New York corporation (the “Company”), MAST CREDIT OPPORTUNITIES I MASTER FUND LIMITED, a Cayman Islands corporation (the “Mast Investor”), MATLINPATTERSON FA ACQUISITION LLC, a Delaware limited liability company (the “MatlinPatterson Investor” and, together with the Mast Investor, the “Fund Investors”), and the individuals listed as Individual Investors on the signature pages hereto (the “Individual Investors” and, together with the Fund Investors, the “Investors”),
BROADPOINT SECURITIES GROUP, INC. RESTRICTED STOCK UNITS AGREEMENTRestricted Stock Units Agreement • March 6th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS RESTRICTED STOCK UNITS AGREEMENT (the "Agreement") confirms the grant by Broadpoint Securities Group, Inc., a New York corporation (the "Company"), to Lee Fensterstock ("Employee") of Restricted Stock Units (the "Units"), including rights to Dividend Equivalents as specified herein, as of the __ day of March, 2008 (the "Grant Date"), as follows:
AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 6th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”), dated as of March 4, 2008, among BROADPOINT SECURITIES GROUP, INC., f/k/a First Albany Companies Inc., a New York corporation (the “Company”), MATLINPATTERSON FA ACQUISITION LLC, a Delaware limited liability company (the “Principal Investor”), ROBERT M. FINE (“Fine”) and ROBERT M. TIRSCHWELL (together with Fine, the “Other Investors”), to the Registration Rights Agreement, dated as of September 21, 2007 (the “Registration Rights Agreement”). Capitalized terms used an not otherwise defined in this Amendment have the meanings set forth in the Registration Rights Agreement.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 6th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of March 4, 2008, by and among (i) Broadpoint Securities Group, Inc., a New York corporation (the “Company”), (ii) Mast Credit Opportunities Master Fund Limited, a Cayman Islands corporation (“Mast”), and (iii) each person or entity that subsequently becomes a party to this Agreement pursuant to, and in accordance with, the provisions of Section 12 hereof (collectively, the “Investor Permitted Transferees” and each individually an “Investor Permitted Transferee”).
