INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST on behalf of The Gaming and Casino Fund and Ahrens Advisors, L.P. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 14th, 2006 • Northern Lights Fund Trust • New York
Contract Type FiledMarch 14th, 2006 Company JurisdictionAGREEMENT, made as of March 6, 2006 between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Ahrens Advisors, L.P. (the "Adviser") located at 1920 Abrams Parkway #373, Dallas, Texas 75214.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT THE GAMING AND CASINO FUNDOperating Expenses Limitation Agreement • March 14th, 2006 • Northern Lights Fund Trust • New York
Contract Type FiledMarch 14th, 2006 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 6TH day of March, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of The Gaming and Casino Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Ahrens Advisors, L.P., (the “Advisor”).
ADMINISTRATION SERVICE AGREEMENTAdministration Service Agreement • March 14th, 2006 • Northern Lights Fund Trust
Contract Type FiledMarch 14th, 2006 Company$40,000 minimum or 10 basis points or 0.10%on the first $100 million of net assets 8 basis points or 0.08% on the next $150 million of net assets 6 basis points or 0.06% on net assets greater than $250 million
TRANSFER AGENCY SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino FundTransfer Agency Service Agreement • March 14th, 2006 • Northern Lights Fund Trust
Contract Type FiledMarch 14th, 2006 CompanyThis schedule was amended on December 19, 2005 to add The Biondo and Critical Math Funds. This schedule was amended on March 6, 2006 to add The Gaming and Casino Fund.
FUND ACCOUNTING SERVICE AGREEMENT Schedule A FUNDS TO BE SERVICED Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor Fund The Biondo Fund Critical Math Fund The Gaming and Casino FundFund Accounting Service Agreement • March 14th, 2006 • Northern Lights Fund Trust
Contract Type FiledMarch 14th, 2006 CompanyFees will be calculated based upon the average net assets of the Fund for the previous month. Partial months are not prorated.