INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and RADY ASSET MANAGEMENT, LLCInvestment Advisory Agreement • December 30th, 2011 • Northern Lights Fund Trust • New York
Contract Type FiledDecember 30th, 2011 Company JurisdictionAGREEMENT, made as of September 22, 2011 , between Northern Lights Fund Trust, a Delaware statutory trust (the "Trust"), and Rady Asset Management, LLC, a limited liability company organized and existing under the laws of the State of California (the “Adviser") located at 6001 La Jolla scenic Drive South, La Jolla, CA 92037.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT RADY MONTHLY HIGH INCOME FUND RADY BEAR FUND RADY COMMODITY EQUITY FUND RADY SMALL CAP VALUE FUND RADY GROWTH AND INCOME FUND RADY TACTICAL LONG/SHORT FUND RADY...Operating Expenses Limitation and Security Agreement • December 30th, 2011 • Northern Lights Fund Trust • New York
Contract Type FiledDecember 30th, 2011 Company JurisdictionTHIS OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 22nd day of September, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of Rady Monthly High Income Fund, Rady Bear Fund, Rady Commodity Equity Fund, Rady Small Cap Value Fund, Rady Growth and Income Fund, Rady Tactical Long/Short Fund and Rady Multi-Strategy Alternative Fund (each a “Fund” and collectively the “Funds”) each a series of the Trust, and the advisor of the Funds, Rady Asset Management, LLC (the “Advisor”).