Standard Contracts
EXHIBIT (G)Custody Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii
INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and MANARIN INVESTMENT COUNSEL, LTD.Investment Advisory Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii • New York
AGREEMENT, made as of February 23, 2012 between Northern Lights Fund Trust III, a Delaware statutory trust (the "Trust"), and MANARIN INVESTMENT COUNSEL, LTD., a Nebraska Corporation (the "Adviser") located at 15858 West Dodge Road, Suite 310, Omaha, Nebraska 68118.
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST III and NORTHERN LIGHTS DISTRIBUTORS, LLCUnderwriting Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii • Nebraska
THIS UNDERWRITING AGREEMENT made the 23rd day of February 2012 by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust, having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“NLD”).
FUND SERVICES AGREEMENT between NORTHERN LIGHTS FUND TRUST III andFund Services Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii • New York
THIS FUND SERVICES AGREEMENT (the “Agreement”) made as of the 23rd day of February, 2012, by and between NORTHERN LIGHTS FUND TRUST III, a Delaware statutory trust having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (the "Trust") and GEMINI FUND SERVICES, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“GFS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
ASSIGNMENT AND ASSUMPTION AGREEMENT (Custody Agreement)Assignment and Assumption Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii • Missouri
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT ("Agreement") is entered into effective as of the 23rd day of February, 2012, by and between The Lifetime Achievement Fund, Inc. (the “Assignor”), a Maryland corporation, Northern Lights Fund Trust III (“Assignee”), on behalf of itself and the Lifetime Achievement Fund (the “Fund”) a series of the Assignee, and UMB Bank, n.a., a national banking association with its principal place of business in Kansas City, Missouri (“Custodian”).
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST III On behalf of its series THE LIFETIME ACHIEVEMENT FUNDDistribution Agreement • April 9th, 2012 • Northern Lights Fund Trust Iii
DISTRIBUTION PLAN made as of February 23, 2012, by and between Northern Lights Fund Trust III (the "Trust") on behalf of its separate series, THE LIFETIME ACHIEVEMENT FUND (the “Fund”) and the distributor for the Fund, Northern Lights Distributors, LLC (the “DISTRIBUTOR”).
